Latest Institutional Transactions on Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information on the latest institutional transactions involving Indexiq ETF Tr Chaikin Us Smal (CSML) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2020
Q4 2019
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
SELL
|
- |
-10.3KClosed |
$249K - $284K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-7.47K- 82.71% |
$173K - $194K
|
1.56K
$54.6K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-277Closed |
$6.38K - $7.27K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-12.6KClosed |
$291K - $331K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-70.9KClosed |
$1.63M - $1.86M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Lincoln National Corp
|
SELL
|
- |
-13.1KClosed |
$300K - $343K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-770Closed |
$17.7K - $20.2K
|
0
$0
|
|
|
Jul 11, 2019
Q2 2019
|
Bogart Wealth, LLC
|
SELL
|
- |
-106Closed |
$2.44K - $2.78K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.1KClosed |
$472K - $568K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$315K - $379K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-44.3KClosed |
$989K - $1.19M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-12.6KClosed |
$281K - $338K
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-175Closed |
$3.91K - $4.71K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.15KClosed |
$24.4K - $32.1K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-9.44KClosed |
$200K - $263K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-92.1KClosed |
$1.95M - $2.57M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Mackay Shields LLC
|
SELL
|
- |
-158KClosed |
$4.46M - $4.69M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
494New |
$13.9K - $14.6K
|
494
$17.3K
|
|
|
Nov 14, 2018
Q3 2018
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.76KClosed |
$77.8K - $81.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
92.1KNew |
$2.6M - $2.73M
|
92.1K
$3.22M
|
|
|
Nov 13, 2018
Q3 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-7.03KClosed |
$198K - $208K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Wbi Investments, Inc.
|
SELL
|
- |
-67.2KClosed |
$1.9M - $1.99M
|
0
$0
|
|
|
Oct 09, 2018
Q3 2018
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-765Closed |
$21.6K - $22.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-132Closed |
$3.51K - $3.93K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-36KClosed |
$962K - $1.06M
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-66.5KClosed |
$1.78M - $1.96M
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-7.67KClosed |
$206K - $219K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
30KNew |
N/A
|
30K
$1.05M
|
|