Capital Southwest Corp CSWC
We take great care to ensure that the data presented and summarized in this overview for CAPITAL SOUTHWEST CORP is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.
Top Institutions Holding CSWC
View all-
Van Eck Associates Corp1.15MShares$24.3 Million0.04% of portfolio
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Punch & Associates Investment Management, Inc. Edina, MN676KShares$14.2 Million1.02% of portfolio
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David A. Siegel Two Sigma Advisers, LP | New York, Ny661KShares$13.9 Million0.04% of portfolio
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Zuckerman Investment Group, LLC Chicago, IL641KShares$13.5 Million1.75% of portfolio
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Sanders Morris Harris LLC636KShares$13.4 Million2.75% of portfolio
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Sound Income Strategies, LLC562KShares$11.8 Million1.01% of portfolio
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Two Sigma Investments, LP New York, NY474KShares$9.97 Million0.03% of portfolio
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Invesco Ltd. Atlanta, GA399KShares$8.41 Million0.0% of portfolio
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Melia Wealth LLC Tulsa, OK389KShares$8.18 Million5.09% of portfolio
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Harbor Capital Advisors, Inc.388KShares$8.16 Million0.43% of portfolio
Latest Institutional Activity in CSWC
Top Purchases
Top Sells
About CSWC
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments. It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manufacture highly differentiated chemicals and products including adhesives, coatings and sealants, catalysts and absorbents, cosmeceuticals, fine chemicals, flavors and fragrances, performance lubricants, polymers, plastics and composites, chemical dispensing and filtration equipment, professional and industrial trade consumables and tools, engineered solutions for HVAC, plumbing, and electrical installations, specified high performance materials for fire protection and oilfield applications. It may also invest in exceptional opportunities in building products. The firm seeks to invest in the United States. The firm seeks to make investments ranging from $5 to $25 million in securities. It seeks to make equity investments ranging from $5 million to $50 million and debt investments between $5 million and $20 million and co-invest in transaction size up to $40 million. It prefers to invest in companies with revenues approaching above $10 million, profitable operations, historical growth rate of at least 15 percent per year. Within the lower middle market, it seeks to invest in with less than $15 million in EBITDA and also opportunistically invests in the upper middle market, generally defined as companies with EBITDA in excess of $50 million. In addition to making direct investments, the firm allocates capital to syndicated first and second lien term loans in the upper middle market. Criteria for Upper Middle Market Syndicated 1st Lien is EBITDA Size more than $30 million, Closing Leverage greater than 4 times, investment hold size between $5 million and $7 million, investment yield greater than 6.5%. Criteria for Upper Middle Market Syndicated 2nd Lien is EBITDA Size more than $50 million, Closing Leverage greater than 6 times, investment hold size between $5 million and $7 million, investment yield greater than 9%. It prefers to take a majority and minority stake. The firm has the flexibility to hold investments for very long period in its portfolio companies. It may also invest through warrants. The firm prefers to take Board participation in its portfolio companies. Capital Southwest Corporation was founded on April 19, 1961 and is based in Dallas, Texas.
Insider Transactions at CSWC
Insider Transaction List
View allDate | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
---|---|---|---|---|---|
Dec 12
2024
|
Ramona Lynn Rogers Windsor Director |
BUY
Open market or private purchase
|
Direct |
250
+1.5%
|
$5,500
$22.67 P/Share
|
Nov 08
2024
|
Christine Battist Director |
BUY
Open market or private purchase
|
Direct |
256
+2.68%
|
$5,888
$23.13 P/Share
|
Nov 07
2024
|
Ramona Lynn Rogers Windsor Director |
BUY
Open market or private purchase
|
Direct |
500
+3.0%
|
$11,500
$23.07 P/Share
|
Sep 16
2024
|
Ramona Lynn Rogers Windsor Director |
BUY
Open market or private purchase
|
Direct |
250
+1.6%
|
$6,250
$25.03 P/Share
|
Aug 09
2024
|
Ramona Lynn Rogers Windsor Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,090
+12.15%
|
-
|
Aug 09
2024
|
William R Thomas Iii Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,090
+11.46%
|
-
|
Aug 09
2024
|
Jack D Furst Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,090
+4.37%
|
-
|
Aug 09
2024
|
Christine Battist Director |
BUY
Grant, award, or other acquisition
|
Indirect |
2,090
+22.3%
|
-
|
Aug 09
2024
|
David R Brooks Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,090
+5.12%
|
-
|
Aug 09
2024
|
Christine Battist Director |
BUY
Open market or private purchase
|
Direct |
406
+4.31%
|
$9,338
$23.94 P/Share
|
Jun 28
2024
|
Ramona Lynn Rogers Windsor Director |
BUY
Open market or private purchase
|
Direct |
200
+1.54%
|
$5,200
$26.13 P/Share
|
Jun 21
2024
|
Christine Battist Director |
BUY
Open market or private purchase
|
Direct |
197
+2.24%
|
$4,728
$24.96 P/Share
|
Jun 10
2024
|
Michael Scott Sarner Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
75,000
+15.48%
|
-
|
Jun 10
2024
|
Michael Scott Sarner Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
13,607
-3.91%
|
$353,782
$26.13 P/Share
|
Jun 10
2024
|
Bowen S Diehl President and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
95,000
+23.81%
|
-
|
Jun 10
2024
|
Bowen S Diehl President and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
17,282
-7.64%
|
$449,332
$26.13 P/Share
|
Jun 10
2024
|
Joshua S. Weinstein Senior Managing Director |
BUY
Grant, award, or other acquisition
|
Direct |
60,000
+19.25%
|
-
|
Jun 10
2024
|
Joshua S. Weinstein Senior Managing Director |
SELL
Payment of exercise price or tax liability
|
Direct |
10,117
-5.01%
|
$263,042
$26.13 P/Share
|
Jun 09
2024
|
Michael Scott Sarner Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,723
-1.34%
|
$122,798
$26.13 P/Share
|
Jun 09
2024
|
Bowen S Diehl President and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
8,422
-3.59%
|
$218,972
$26.13 P/Share
|
Last 12 Months Summary
Grant, award, or other acquisition | 240K shares |
---|---|
Open market or private purchase | 12.2K shares |
Bona fide gift | 8.22K shares |
---|---|
Payment of exercise price or tax liability | 57.7K shares |