Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
692+ 3.09% |
$16.3K - $18.7K
|
23.1K
$503K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
913+ 166.0% |
$21.5K - $24.7K
|
1.46K
$31.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
9.39K+ 2.47% |
$221K - $254K
|
389K
$8.48M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.67K- 4.66% |
$39.4K - $45.2K
|
34.2K
$746K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
369+ 2.28% |
$8.69K - $9.99K
|
16.6K
$362K
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
20New |
$471 - $541
|
20
$436
|
|
|
Nov 13, 2024
Q3 2024
|
Zuckerman Investment Group, LLC
Chicago, IL |
BUY
|
- |
807+ 0.13% |
$19K - $21.8K
|
641K
$14M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.3K+ 31.08% |
$125K - $144K
|
22.4K
$488K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.12K- 6.72% |
$26.3K - $30.2K
|
15.5K
$338K
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
24.3KNew |
$573K - $659K
|
24.3K
$531K
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
71.8KNew |
$1.69M - $1.94M
|
71.8K
$1.57M
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-46- 0.2% |
$1.08K - $1.25K
|
22.4K
$490K
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
2.1KNew |
$49.4K - $56.7K
|
2.1K
$45.7K
|
|
|
Nov 12, 2024
Q3 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
30.4K+ 24.61% |
$717K - $824K
|
154K
$3.36M
|
|
|
Nov 12, 2024
Q3 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
10.8KNew |
$254K - $292K
|
10.8K
$236K
|
|
|
Nov 12, 2024
Q3 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-182- 36.18% |
$4.29K - $4.93K
|
321
$7K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.76K- 34.21% |
$136K - $156K
|
11.1K
$242K
|
|
|
Nov 12, 2024
Q3 2024
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
200New |
$4.71K - $5.41K
|
200
$4.36K
|
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
15.9KNew |
$374K - $429K
|
15.9K
$346K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
54.5K+ 15.81% |
$1.28M - $1.48M
|
399K
$8.71M
|
|
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-44.6K- 90.0% |
$1.05M - $1.21M
|
4.96K
$108K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
12.4K+ 7.31% |
$293K - $337K
|
183K
$3.98M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.62K- 36.47% |
$132K - $152K
|
9.79K
$214K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
29New |
$683 - $785
|
29
$633
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11K+ 6.07% |
$259K - $297K
|
192K
$4.19M
|
|
|
Nov 08, 2024
Q3 2024
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
90+ 4.0% |
$2.12K - $2.44K
|
2.34K
$51.1K
|
|
|
Nov 08, 2024
Q3 2024
|
Darwin Advisors, LLC
|
BUY
|
- |
400New |
$9.42K - $10.8K
|
400
$8.73K
|
|
|
Nov 08, 2024
Q3 2024
|
Smh Capital Advisors Inc
|
SELL
|
- |
-197- 1.22% |
$4.64K - $5.33K
|
15.9K
$348K
|
|
|
Nov 06, 2024
Q3 2024
|
Dearborn Partners LLC
|
BUY
|
- |
1.46K+ 7.99% |
$34.3K - $39.4K
|
19.7K
$429K
|
|
|
Nov 06, 2024
Q3 2024
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
4.12K+ 4.04% |
$97K - $111K
|
106K
$2.31M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.99K- 13.64% |
$47K - $54K
|
12.6K
$275K
|
|
|
Nov 06, 2024
Q3 2024
|
Archer Investment Corp
|
BUY
|
- |
1+ 1.96% |
$23.6 - $27.1
|
52
$1.13K
|
|
|
Nov 05, 2024
Q3 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
4.12K+ 4.17% |
$97K - $111K
|
103K
$2.24M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-57- 27.27% |
$1.34K - $1.54K
|
152
$3.32K
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.86K- 4.2% |
$67.3K - $77.3K
|
65.2K
$1.42M
|
|
|
Nov 04, 2024
Q3 2024
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
44+ 0.21% |
$1.04K - $1.19K
|
20.6K
$448K
|
|
|
Oct 31, 2024
Q3 2024
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-3.91K- 6.03% |
$92K - $106K
|
60.9K
$1.33M
|
|
|
Oct 31, 2024
Q3 2024
|
Hollencrest Capital Management
|
BUY
|
- |
518+ 8.62% |
$12.2K - $14K
|
6.53K
$142K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.55K- 8.89% |
$36.4K - $41.8K
|
15.8K
$345K
|
|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
92.9K+ 8.77% |
$2.19M - $2.52M
|
1.15M
$25.1M
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-757- 5.22% |
$17.8K - $20.5K
|
13.7K
$300K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.19K+ 7.5% |
$51.5K - $59.1K
|
31.3K
$683K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
19New |
$448 - $514
|
19
$415
|
|
|
Oct 24, 2024
Q3 2024
|
Autumn Glory Partners, LLC
|
BUY
|
- |
5K+ 62.5% |
$118K - $135K
|
13K
$284K
|
|
|
Oct 24, 2024
Q3 2024
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
4.2KNew |
$99K - $114K
|
4.2K
$91.6K
|
|
|
Oct 23, 2024
Q3 2024
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
48.4K+ 17.28% |
$1.14M - $1.31M
|
329K
$7.18M
|
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-308- 0.68% |
$7.26K - $8.34K
|
45.2K
$987K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.43K- 16.51% |
$57.2K - $65.7K
|
12.3K
$268K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-23.4K- 10.04% |
$552K - $634K
|
210K
$4.58M
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
16KNew |
$377K - $433K
|
16K
$349K
|