Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-4.9K- 0.63% |
$107K - $114K
|
778K
$16.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
35.3K+ 1110.3% |
$771K - $823K
|
38.4K
$800K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.19K- 42.57% |
$114K - $121K
|
7.01K
$146K
|
|
|
Nov 13, 2025
Q3 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-385- 0.65% |
$8.42K - $8.98K
|
58.6K
$1.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
941+ 3.82% |
$20.6K - $22K
|
25.5K
$531K
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
20.5K+ 7.04% |
$447K - $478K
|
311K
$6.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
110K+ 8.15% |
$2.4M - $2.56M
|
1.46M
$30.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
11.9K+ 21.03% |
$259K - $277K
|
68.3K
$1.42M
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-845- 0.25% |
$18.5K - $19.7K
|
332K
$6.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
320New |
$7K - $7.47K
|
320
$6.66K
|
|
|
Nov 13, 2025
Q3 2025
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-44.9K- 9.76% |
$982K - $1.05M
|
415K
$8.64M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
83.2K+ 312.78% |
$1.82M - $1.94M
|
110K
$2.28M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-903- 2.2% |
$19.7K - $21.1K
|
40.2K
$835K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.46K- 16.87% |
$75.6K - $80.7K
|
17K
$354K
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-31.2K- 13.79% |
$682K - $728K
|
195K
$4.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
1.42KNew |
$31K - $33.1K
|
1.42K
$29.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
683+ 1.49% |
$14.9K - $15.9K
|
46.5K
$968K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
105K+ 71.41% |
$2.3M - $2.45M
|
252K
$5.25M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
10.6KNew |
$232K - $247K
|
10.6K
$221K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.79K+ 8.2% |
$61K - $65.1K
|
36.8K
$765K
|
|
|
Nov 13, 2025
Q3 2025
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-27.7K- 68.23% |
$605K - $646K
|
12.9K
$268K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-12.2K- 16.19% |
$267K - $285K
|
63.3K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Sciencast Management LP
|
BUY
|
- |
13.2KNew |
$288K - $308K
|
13.2K
$274K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
784+ 5.3% |
$17.1K - $18.3K
|
15.6K
$324K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
12.5KNew |
$273K - $291K
|
12.5K
$259K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.23K+ 18.35% |
$114K - $122K
|
33.8K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
106KNew |
$2.31M - $2.47M
|
106K
$2.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-114K- 92.47% |
$2.49M - $2.66M
|
9.29K
$193K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
5.16KNew |
$113K - $120K
|
5.16K
$107K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
462New |
$10.1K - $10.8K
|
462
$9.61K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-10.9K- 5.3% |
$238K - $254K
|
195K
$4.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
25.5K+ 5.48% |
$557K - $594K
|
490K
$10.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
31.3K+ 69.21% |
$684K - $730K
|
76.5K
$1.59M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-1.84K- 1.86% |
$40.2K - $43K
|
97K
$2.02M
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
1New |
$21.9 - $23.3
|
1
$20.8
|
|
|
Nov 10, 2025
Q3 2025
|
Dearborn Partners LLC
|
BUY
|
- |
3.35K+ 21.21% |
$73.2K - $78.1K
|
19.1K
$398K
|
|
|
Nov 10, 2025
Q3 2025
|
Washington Trust Advisors, Inc.
|
SELL
|
- |
-700- 14.0% |
$15.3K - $16.3K
|
4.3K
$89.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
268+ 9.62% |
$5.86K - $6.25K
|
3.06K
$63.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
865+ 32.53% |
$18.9K - $20.2K
|
3.52K
$73.3K
|
|
|
Nov 10, 2025
Q3 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
200New |
$4.37K - $4.67K
|
200
$4.16K
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
515+ 1.05% |
$11.3K - $12K
|
49.7K
$1.03M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-7.64K- 23.19% |
$167K - $178K
|
25.3K
$526K
|
|
|
Nov 07, 2025
Q3 2025
|
Denali Advisors LLC
|
SELL
|
- |
-26K- 22.88% |
$569K - $608K
|
87.8K
$1.83M
|
|
|
Nov 07, 2025
Q3 2025
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
10.4K+ 58.38% |
$228K - $243K
|
28.3K
$589K
|
|
|
Nov 07, 2025
Q3 2025
|
Hodges Capital Management Inc.
|
SELL
|
- |
-4.4K- 4.15% |
$96.3K - $103K
|
102K
$2.11M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.1K+ 9.0% |
$221K - $236K
|
123K
$2.55M
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
3New |
$65.6 - $70
|
3
$62.4
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
1.32K+ 11.26% |
$28.9K - $30.8K
|
13K
$271K
|
|
|
Nov 06, 2025
Q3 2025
|
Naviter Wealth, LLC
|
BUY
|
- |
2.65K+ 2.65% |
$58K - $61.9K
|
103K
$2.14M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
385+ 3.78% |
$8.42K - $8.98K
|
10.6K
$220K
|
|