Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
10.9KNew |
$196K - $244K
|
10.9K
$227K
|
|
|
Aug 14, 2025
Q2 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-51.3K- 43.64% |
$923K - $1.15M
|
66.2K
$1.38M
|
|
|
Aug 14, 2025
Q2 2025
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
35.2KNew |
$634K - $790K
|
35.2K
$733K
|
|
|
Aug 14, 2025
Q2 2025
|
Point72 Asia (Singapore) Pte. Ltd.
Singapore, U0 |
BUY
|
- |
1.89KNew |
$34.1K - $42.5K
|
1.89K
$39.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.86K+ 13307.14% |
$33.5K - $41.8K
|
1.88K
$39K
|
|
|
Aug 13, 2025
Q2 2025
|
Omers Administration Corp
Toronto, A6 |
BUY
|
- |
34.9KNew |
$628K - $783K
|
34.9K
$726K
|
|
|
Aug 13, 2025
Q2 2025
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-14.1K- 36.13% |
$254K - $317K
|
25K
$519K
|
|
|
Aug 13, 2025
Q2 2025
|
Barclays PLC
London, X0 |
SELL
|
- |
-129K- 83.89% |
$2.32M - $2.89M
|
24.7K
$514K
|
|
|
Aug 13, 2025
Q2 2025
|
Phar Vision Advisers, LLC
Boca Raton, FL |
BUY
|
- |
11.2KNew |
$202K - $252K
|
11.2K
$234K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
788+ 58.5% |
$14.2K - $17.7K
|
2.14K
$44.4K
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
9.11KNew |
$164K - $205K
|
9.11K
$190K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-327- 2.93% |
$5.88K - $7.34K
|
10.8K
$225K
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2.43K+ 1214.0% |
$43.7K - $54.5K
|
2.63K
$54.7K
|
|
|
Aug 05, 2025
Q2 2025
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
400New |
$7.2K - $8.98K
|
400
$8.32K
|
|
|
Aug 01, 2025
Q2 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
48.2KNew |
$867K - $1.08M
|
48.2K
$1M
|
|
|
Jul 28, 2025
Q2 2025
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-8.14K- 46.81% |
$146K - $183K
|
9.24K
$192K
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9.74KNew |
$175K - $219K
|
9.74K
$203K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
475New |
$8.55K - $10.7K
|
475
$9.88K
|
|
|
Jul 23, 2025
Q2 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
81.2K+ 18.44% |
$1.46M - $1.82M
|
522K
$10.9M
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
849+ 51.96% |
$15.3K - $19.1K
|
2.48K
$51.6K
|
|
|
Jul 15, 2025
Q2 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
497+ 94.13% |
$8.94K - $11.2K
|
1.03K
$21.3K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-308- 50.66% |
$5.54K - $6.91K
|
300
$6.24K
|
|
|
Jul 14, 2025
Q2 2025
|
Toth Financial Advisory Corp
|
SELL
|
- |
-70- 10.45% |
$1.26K - $1.57K
|
600
$12.5K
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
1.4KNew |
$25.2K - $31.4K
|
1.4K
$29.1K
|
|
|
Jul 11, 2025
Q2 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-676- 1.62% |
$12.2K - $15.2K
|
41.1K
$854K
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 4.93% |
$3.9K - $4.87K
|
4.19K
$87K
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
21.9KNew |
$474K - $521K
|
21.9K
$455K
|
|
|
May 15, 2025
Q1 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
74+ 0.8% |
$1.61K - $1.76K
|
9.34K
$194K
|
|
|
May 15, 2025
Q1 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
14.1K+ 2.1% |
$307K - $337K
|
687K
$14.3M
|
|
|
May 14, 2025
Q1 2025
|
Dld Asset Management, LP
New York, NY |
BUY
|
PUT |
148K+ 197.07% |
$3.21M - $3.52M
|
223K
$4.63M
|
|
|
May 14, 2025
Q1 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
BUY
|
- |
16.1KNew |
$350K - $384K
|
16.1K
$336K
|
|
|
May 12, 2025
Q1 2025
|
Townsquare Capital LLC
|
BUY
|
- |
9.91KNew |
$215K - $236K
|
9.91K
$206K
|
|
|
May 09, 2025
Q1 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
27.8KNew |
$603K - $662K
|
27.8K
$578K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
56+ 0.41% |
$1.21K - $1.33K
|
13.8K
$286K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-160- 7.66% |
$3.47K - $3.81K
|
1.93K
$40.1K
|
|
|
May 05, 2025
Q1 2025
|
Archer Investment Corp
|
BUY
|
- |
2+ 3.7% |
$43.4 - $47.6
|
56
$1.16K
|
|
|
May 02, 2025
Q1 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
500New |
$10.8K - $11.9K
|
500
$10.4K
|
|
|
May 01, 2025
Q1 2025
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
250New |
$5.42K - $5.95K
|
250
$5.2K
|
|
|
Apr 29, 2025
Q1 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
15+ 0.09% |
$325 - $357
|
16K
$333K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
202New |
$4.38K - $4.81K
|
202
$4.2K
|
|
|
Apr 28, 2025
Q1 2025
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-4.9K- 31.32% |
$106K - $117K
|
10.7K
$224K
|
|
|
Apr 24, 2025
Q1 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
3.12K+ 28.65% |
$67.6K - $74.2K
|
14K
$291K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12- 0.08% |
$260 - $286
|
14.9K
$311K
|
|
|
Apr 22, 2025
Q1 2025
|
Runnymede Capital Advisors, Inc.
Dublin, OH |
BUY
|
- |
216New |
$4.69K - $5.14K
|
216
$4.49K
|
|
|
Apr 22, 2025
Q1 2025
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
2.4KNew |
$52.1K - $57.2K
|
2.4K
$49.9K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
9.26KNew |
$201K - $221K
|
9.26K
$193K
|
|
|
Apr 21, 2025
Q1 2025
|
Autumn Glory Partners, LLC
|
BUY
|
- |
6K+ 30.0% |
$130K - $143K
|
26K
$541K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11.6KNew |
$252K - $276K
|
11.6K
$241K
|
|
|
Apr 14, 2025
Q1 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
4.94K+ 1.24% |
$107K - $118K
|
404K
$8.4M
|
|