Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 08, 2023
Q2 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
665New |
$11.5K - $13.3K
|
665
$14.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.09K+ 29.93% |
$53.5K - $61.7K
|
13.4K
$292K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-443- 22.41% |
$7.48K - $8.87K
|
1.53K
$33.5K
|
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22.6K- 68.88% |
$381K - $452K
|
10.2K
$223K
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
40.5KNew |
$684K - $811K
|
40.5K
$883K
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
700+ 1.65% |
$11.8K - $14K
|
43.2K
$943K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
800New |
$13.5K - $16K
|
800
$17.5K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
14New |
$234 - $276
|
14
$305
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
800New |
$13.4K - $15.7K
|
800
$17.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
10.5KNew |
$175K - $206K
|
10.5K
$228K
|
|
|
Feb 13, 2023
Q4 2022
|
Core Wealth Partners LLC
Santa Rosa, CA |
BUY
|
- |
11.5KNew |
$193K - $227K
|
11.5K
$251K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
70New |
$1.17K - $1.38K
|
70
$1.53K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-72- 23.38% |
$1.2K - $1.42K
|
236
$5.15K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
250New |
$4.18K - $4.92K
|
250
$5.46K
|
|
|
Jan 11, 2023
Q4 2022
|
My Personal Cfo, LLC
|
BUY
|
- |
800New |
$13.4K - $15.7K
|
800
$17.5K
|
|
|
Jan 10, 2023
Q4 2022
|
Madden Securities Corp
|
BUY
|
- |
650New |
$10.9K - $12.8K
|
650
$14.2K
|
|
| Q3 2022 | |||||||
|
Nov 15, 2022
Q3 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
24.3KNew |
$408K - $510K
|
24.3K
$530K
|
|
|
Nov 14, 2022
Q3 2022
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
107New |
$1.8K - $2.25K
|
107
$2.33K
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
704K+ 0.0% |
$11.8M - $14.8M
|
704K
$15.4M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
635New |
$10.7K - $13.3K
|
635
$13.9K
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-376- 1.45% |
$6.31K - $7.89K
|
25.6K
$558K
|
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
600New |
$10.1K - $12.6K
|
600
$13.1K
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
1.74K+ 7.97% |
$29.2K - $36.5K
|
23.6K
$514K
|
|
| Q2 2022 | |||||||
|
Apr 04, 2024
Q2 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
20New |
$360 - $481
|
20
$436
|
|
|
Aug 15, 2022
Q2 2022
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
1.1KNew |
$19.8K - $26.4K
|
1.1K
$24K
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
13.6K+ 72.54% |
$244K - $327K
|
32.3K
$704K
|
|
|
Aug 11, 2022
Q2 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-133KClosed |
$2.39M - $3.2M
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 99.9% |
$36K - $48.1K
|
2
$43.6
|
|
|
Aug 08, 2022
Q2 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
20KNew |
$360K - $481K
|
20K
$436K
|
|
|
Aug 05, 2022
Q2 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
20KNew |
$360K - $481K
|
20K
$436K
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-11.5KClosed |
$207K - $277K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
SELL
|
- |
-500Closed |
$9K - $12K
|
0
$0
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
108KNew |
$1.95M - $2.6M
|
108K
$2.36M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-12.1KClosed |
$279K - $319K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-597Closed |
$13.8K - $15.7K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
46KNew |
$1.06M - $1.21M
|
46K
$1M
|
|
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-65.3KClosed |
$1.51M - $1.72M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.1KClosed |
$1.46M - $1.66M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tompkins Financial Corp
|
BUY
|
- |
355New |
$8.19K - $9.35K
|
355
$7.75K
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$46.2K - $52.7K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.65KClosed |
$223K - $254K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100Closed |
$2.42K - $2.83K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
600New |
$14.5K - $17K
|
600
$13.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Bivin & Associates, Inc.
Ponca City, OK |
BUY
|
- |
100New |
$2.42K - $2.83K
|
100
$2.18K
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-5.68KClosed |
$138K - $161K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.31KClosed |
$31.7K - $37.1K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$60.6K - $70.9K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-61Closed |
$1.52K - $1.69K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-36.6KClosed |
$910K - $1.01M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-113KClosed |
$2.82M - $3.14M
|
0
$0
|
|