Latest Institutional Transactions on Capital Southwest Corp (CSWC)
This table provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2019
Q1 2019
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-16.8KClosed |
$330K - $374K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-7.1KClosed |
$139K - $158K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-72.2KClosed |
$1.42M - $1.61M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Third Avenue Management LLC
New York, NY |
SELL
|
- |
-141KClosed |
$2.44M - $2.94M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
New York State Common Retirement Fund
|
SELL
|
- |
-113KClosed |
$1.96M - $2.37M
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-508Closed |
$9.19K - $9.88K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-277Closed |
$5.01K - $5.39K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Brown Advisory Inc
|
SELL
|
- |
-3.95K- 26.95% |
$71.5K - $76.8K
|
10.7K
$233K
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
1.7K+ 6.8% |
$28.2K - $32.6K
|
26.7K
$583K
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.59KClosed |
$25.9K - $28.2K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.16KClosed |
$51.3K - $55.9K
|
0
$0
|
|
|
Jan 17, 2018
Q4 2017
|
Cutler Group LP
|
SELL
|
- |
-1.2KClosed |
$19.5K - $21.3K
|
0
$0
|
|
| Q3 2015 | |||||||
|
Jul 15, 2019
Q3 2015
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-32.5K- 16.11% |
N/A
|
169K
$3.69M
|
|