Latest Institutional Purchases of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
PUT |
9K+ 35.16% |
$197K - $210K
|
34.6K
$720K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
8.72K+ 297.68% |
$191K - $203K
|
11.7K
$242K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
7.87K+ 21.14% |
$172K - $184K
|
45.1K
$938K
|
|
|
Nov 05, 2025
Q3 2025
|
First Dallas Securities Inc.
|
BUY
|
- |
6.93K+ 8.99% |
$151K - $162K
|
84K
$1.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.61K+ 25.76% |
$144K - $154K
|
32.3K
$671K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.35K+ 2.79% |
$139K - $148K
|
234K
$4.86M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.23K+ 18.35% |
$114K - $122K
|
33.8K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
5.16KNew |
$113K - $120K
|
5.16K
$107K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
5K+ 7.62% |
$109K - $117K
|
70.6K
$1.47M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.55K+ 9.96% |
$99.5K - $106K
|
50.2K
$1.05M
|
|
|
Oct 31, 2025
Q3 2025
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
3.5KNew |
$76.5K - $81.7K
|
3.5K
$72.8K
|
|
|
Nov 10, 2025
Q3 2025
|
Dearborn Partners LLC
|
BUY
|
- |
3.35K+ 21.21% |
$73.2K - $78.1K
|
19.1K
$398K
|
|
|
Nov 14, 2025
Q3 2025
|
Vpr Management LLC
Houston, TX |
BUY
|
- |
3K+ 120.0% |
$65.6K - $70K
|
5.5K
$114K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.79K+ 8.2% |
$61K - $65.1K
|
36.8K
$765K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.52K+ 8.9% |
$55.1K - $58.8K
|
30.8K
$641K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
2.24KNew |
$48.9K - $52.2K
|
2.24K
$46.5K
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
1.68K+ 16.95% |
$36.7K - $39.2K
|
11.6K
$241K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.67K+ 1.9% |
$36.4K - $38.8K
|
89.4K
$1.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
1.46K+ 4.64% |
$32K - $34.1K
|
33K
$686K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
1.42KNew |
$31K - $33.1K
|
1.42K
$29.5K
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
BUY
|
- |
1.37K+ 2.79% |
$30K - $32.1K
|
50.6K
$1.05M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
1.32K+ 11.26% |
$28.9K - $30.8K
|
13K
$271K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.3KNew |
$28.4K - $30.3K
|
1.3K
$27K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
941+ 3.82% |
$20.6K - $22K
|
25.5K
$531K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
865+ 32.53% |
$18.9K - $20.2K
|
3.52K
$73.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
784+ 5.3% |
$17.1K - $18.3K
|
15.6K
$324K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
754+ 3.17% |
$16.5K - $17.6K
|
24.6K
$511K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
683+ 1.49% |
$14.9K - $15.9K
|
46.5K
$968K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
650New |
$14.2K - $15.2K
|
650
$13.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
515+ 1.05% |
$11.3K - $12K
|
49.7K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
462New |
$10.1K - $10.8K
|
462
$9.61K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
385+ 3.78% |
$8.42K - $8.98K
|
10.6K
$220K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
322+ 1.24% |
$7.04K - $7.51K
|
26.2K
$545K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
320New |
$7K - $7.47K
|
320
$6.66K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
268+ 9.62% |
$5.86K - $6.25K
|
3.06K
$63.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
225New |
$4.92K - $5.25K
|
225
$4.68K
|
|
|
Nov 10, 2025
Q3 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
200New |
$4.37K - $4.67K
|
200
$4.16K
|
|
|
Oct 29, 2025
Q3 2025
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
200+ 40.0% |
$4.37K - $4.67K
|
700
$14.6K
|
|
|
Oct 24, 2025
Q3 2025
|
First Horizon Corp
Memphis, TN |
BUY
|
- |
200New |
$4.37K - $4.67K
|
200
$4.16K
|
|
|
Nov 03, 2025
Q3 2025
|
Hollencrest Capital Management
|
BUY
|
- |
182+ 2.58% |
$3.98K - $4.25K
|
7.24K
$151K
|
|
|
Oct 14, 2025
Q3 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
130+ 1.03% |
$2.84K - $3.03K
|
12.8K
$265K
|
|
|
Nov 19, 2025
Q3 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
114+ 600.0% |
$2.49K - $2.66K
|
133
$2.77K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
100+ 0.16% |
$2.19K - $2.33K
|
63.2K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
80+ 2.0% |
$1.75K - $1.87K
|
4.08K
$84.9K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
78+ 0.18% |
$1.71K - $1.82K
|
43.1K
$896K
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
69+ 2.57% |
$1.51K - $1.61K
|
2.75K
$57.3K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
26+ 0.57% |
$568 - $607
|
4.63K
$96.2K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
3New |
$65.6 - $70
|
3
$62.4
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
1New |
$21.9 - $23.3
|
1
$20.8
|
|
| Q2 2025 | |||||||
|
Jul 23, 2025
Q2 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
81.2K+ 18.44% |
$1.46M - $1.82M
|
522K
$10.9M
|
|