Latest Institutional Sells of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-88K- 15.66% |
$2.07M - $2.38M
|
474K
$10.3M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-87.7K- 11.72% |
$2.07M - $2.37M
|
661K
$14.4M
|
|
|
Nov 14, 2024
Q3 2024
|
First Manhattan CO
New York, NY |
SELL
|
- |
-53.2K- 14.77% |
$1.25M - $1.44M
|
307K
$6.7M
|
|
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-44.6K- 90.0% |
$1.05M - $1.21M
|
4.96K
$108K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-33.3K- 41.78% |
$785K - $901K
|
46.4K
$1.01M
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-32K- 77.27% |
$753K - $865K
|
9.4K
$205K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-23.4K- 10.04% |
$552K - $634K
|
210K
$4.58M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-18.3K- 59.12% |
$430K - $494K
|
12.6K
$275K
|
|
|
Nov 14, 2024
Q3 2024
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.4K- 55.36% |
$292K - $336K
|
10K
$218K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.91K- 17.43% |
$139K - $160K
|
28K
$610K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.82K- 1.72% |
$137K - $158K
|
332K
$7.25M
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.76K- 34.21% |
$136K - $156K
|
11.1K
$242K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.62K- 36.47% |
$132K - $152K
|
9.79K
$214K
|
|
|
Oct 08, 2024
Q3 2024
|
Sanders Morris Harris LLC
|
SELL
|
- |
-5.31K- 0.83% |
$125K - $144K
|
636K
$13.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-5.04K- 8.11% |
$119K - $136K
|
57.1K
$1.25M
|
|
|
Oct 31, 2024
Q3 2024
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-3.91K- 6.03% |
$92K - $106K
|
60.9K
$1.33M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.47K- 11.64% |
$81.8K - $94K
|
26.4K
$575K
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.86K- 4.2% |
$67.3K - $77.3K
|
65.2K
$1.42M
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.58K- 6.61% |
$60.9K - $69.9K
|
36.5K
$797K
|
|
|
Oct 16, 2024
Q3 2024
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-2.53K- 3.55% |
$59.5K - $68.4K
|
68.7K
$1.5M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.43K- 16.51% |
$57.2K - $65.7K
|
12.3K
$268K
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.3K- 4.69% |
$54.1K - $62.2K
|
46.7K
$1.02M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.99K- 13.64% |
$47K - $54K
|
12.6K
$275K
|
|
|
Nov 14, 2024
Q3 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-1.89K- 2.55% |
$44.6K - $51.2K
|
72.4K
$1.58M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.67K- 4.66% |
$39.4K - $45.2K
|
34.2K
$746K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.56K- 21.91% |
$36.7K - $42.2K
|
5.56K
$121K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.55K- 8.89% |
$36.4K - $41.8K
|
15.8K
$345K
|
|
|
Oct 21, 2024
Q3 2024
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-1.38K- 1.66% |
$32.5K - $37.4K
|
82K
$1.79M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.3K- 49.69% |
$30.6K - $35.2K
|
1.32K
$28.7K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.12K- 1.72% |
$26.3K - $30.2K
|
63.8K
$1.39M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.12K- 6.72% |
$26.3K - $30.2K
|
15.5K
$338K
|
|
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.04K- 21.53% |
$24.5K - $28.2K
|
3.79K
$82.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-757- 5.22% |
$17.8K - $20.5K
|
13.7K
$300K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-713- 0.43% |
$16.8K - $19.3K
|
164K
$3.59M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-603- 24.28% |
$14.2K - $16.3K
|
1.88K
$41K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-449- 3.67% |
$10.6K - $12.2K
|
11.8K
$257K
|
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-308- 0.68% |
$7.26K - $8.34K
|
45.2K
$987K
|
|
|
Nov 08, 2024
Q3 2024
|
Smh Capital Advisors Inc
|
SELL
|
- |
-197- 1.22% |
$4.64K - $5.33K
|
15.9K
$348K
|
|
|
Nov 12, 2024
Q3 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-182- 36.18% |
$4.29K - $4.93K
|
321
$7K
|
|
|
Oct 16, 2024
Q3 2024
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-146- 0.39% |
$3.44K - $3.95K
|
37.6K
$821K
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-129- 2.59% |
$3.04K - $3.49K
|
4.85K
$106K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-77- 2.74% |
$1.81K - $2.08K
|
2.73K
$59.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-62- 0.2% |
$1.46K - $1.68K
|
31K
$676K
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-57- 27.27% |
$1.34K - $1.54K
|
152
$3.32K
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-46- 0.2% |
$1.08K - $1.25K
|
22.4K
$490K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-48K- 79.84% |
$1.17M - $1.3M
|
12.1K
$264K
|
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.64K- 4.11% |
$40K - $44.6K
|
38.3K
$835K
|
|
|
Aug 02, 2024
Q2 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-1.02K- 50.42% |
$24.8K - $27.7K
|
1K
$21.8K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-22.2K- 22.43% |
$517K - $569K
|
76.7K
$1.67M
|
|
|
May 15, 2024
Q1 2024
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-13.6K- 14.24% |
$318K - $350K
|
82.1K
$1.79M
|
|