Latest Institutional Sells of Capital Southwest Corp (CSWC)
This list provides information on the latest institutional transactions involving Capital Southwest Corp (CSWC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-5.01K- 12.51% |
$90.2K - $113K
|
35.1K
$729K
|
|
|
Jul 11, 2025
Q2 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-676- 1.62% |
$12.2K - $15.2K
|
41.1K
$854K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-327- 2.93% |
$5.88K - $7.34K
|
10.8K
$225K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
SELL
|
- |
-308- 50.66% |
$5.54K - $6.91K
|
300
$6.24K
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 4.93% |
$3.9K - $4.87K
|
4.19K
$87K
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-208- 1.76% |
$3.74K - $4.67K
|
11.6K
$242K
|
|
|
Jul 14, 2025
Q2 2025
|
Toth Financial Advisory Corp
|
SELL
|
- |
-70- 10.45% |
$1.26K - $1.57K
|
600
$12.5K
|
|
|
Nov 17, 2025
Q2 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
SELL
|
- |
-11- 0.02% |
$198 - $247
|
67.9K
$1.41M
|
|
| Q1 2025 | |||||||
|
Apr 28, 2025
Q1 2025
|
Palisade Capital Management LLC
Fort Lee, NJ |
SELL
|
- |
-4.9K- 31.32% |
$106K - $117K
|
10.7K
$224K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-160- 7.66% |
$3.47K - $3.81K
|
1.93K
$40.1K
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12- 0.08% |
$260 - $286
|
14.9K
$311K
|
|
| Q4 2024 | |||||||
|
Jan 23, 2025
Q4 2024
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-25.7K- 31.3% |
$535K - $663K
|
56.3K
$1.17M
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-8.23K- 84.01% |
$172K - $213K
|
1.57K
$32.6K
|
|
|
Feb 13, 2025
Q4 2024
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-8.11K- 9.88% |
$169K - $210K
|
74K
$1.54M
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5.21K- 36.04% |
$109K - $135K
|
9.24K
$192K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.99K- 12.57% |
$41.5K - $51.4K
|
13.8K
$288K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-216- 67.29% |
$4.5K - $5.58K
|
105
$2.18K
|
|
|
Jan 17, 2025
Q4 2024
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-125- 22.73% |
$2.61K - $3.23K
|
425
$8.84K
|
|
|
Feb 13, 2025
Q4 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-116- 1.18% |
$2.42K - $3K
|
9.75K
$203K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-29Closed |
$605 - $750
|
0
$0
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-44.6K- 90.0% |
$1.05M - $1.21M
|
4.96K
$103K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.43K- 16.51% |
$57.2K - $65.7K
|
12.3K
$255K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.56K- 21.91% |
$36.7K - $42.2K
|
5.56K
$116K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.12K- 1.72% |
$26.3K - $30.2K
|
63.8K
$1.33M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-57- 27.27% |
$1.34K - $1.54K
|
152
$3.16K
|
|
|
Nov 12, 2024
Q3 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-46- 0.2% |
$1.08K - $1.25K
|
22.4K
$467K
|
|
| Q2 2024 | |||||||
|
Aug 02, 2024
Q2 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-1.02K- 50.42% |
$24.8K - $27.7K
|
1K
$20.8K
|
|
| Q1 2024 | |||||||
|
Apr 30, 2024
Q1 2024
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-83- 4.17% |
$1.94K - $2.13K
|
1.91K
$39.7K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-1.07KClosed |
$22.3K - $25.9K
|
0
$0
|
|
|
Feb 15, 2024
Q4 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-800- 4.88% |
$16.6K - $19.3K
|
15.6K
$324K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-21.7K- 55.78% |
$430K - $500K
|
17.2K
$358K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-4.65K- 34.54% |
$92.1K - $107K
|
8.8K
$183K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-4.1K- 11.13% |
$81.2K - $94.4K
|
32.7K
$680K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-443- 22.41% |
$7.48K - $8.87K
|
1.53K
$31.9K
|
|
| Q4 2022 | |||||||
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-72- 23.38% |
$1.2K - $1.42K
|
236
$4.91K
|
|
| Q3 2022 | |||||||
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-376- 1.45% |
$6.31K - $7.89K
|
25.6K
$532K
|
|
| Q2 2022 | |||||||
|
Aug 11, 2022
Q2 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-133KClosed |
$2.39M - $3.2M
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-11.5KClosed |
$207K - $277K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 99.9% |
$36K - $48.1K
|
2
$41.6
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-65.3KClosed |
$1.51M - $1.72M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.1KClosed |
$1.46M - $1.66M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Highland Capital Management Fund Advisors, L.P.
Dallas, TX |
SELL
|
- |
-12.1KClosed |
$279K - $319K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.65KClosed |
$223K - $254K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2KClosed |
$46.2K - $52.7K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-597Closed |
$13.8K - $15.7K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-5.68KClosed |
$138K - $161K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$60.6K - $70.9K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.31KClosed |
$31.7K - $37.1K
|
0
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
SELL
|
- |
-100Closed |
$2.42K - $2.83K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-113KClosed |
$2.82M - $3.14M
|
0
$0
|
|