Purchases and Sales Made in Q2 2022 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q2 2022. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
1.1KNew |
$19.8K - $26.4K
|
1.1K
$25.3K
|
|
|
Aug 12, 2022
Q2 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
912+ 1.83% |
$16.4K - $22K
|
50.8K
$1.17M
|
|
|
Jul 25, 2022
Q2 2022
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
806+ 23.93% |
$14.5K - $19.4K
|
4.17K
$96.1K
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
BUY
|
- |
735New |
$13.2K - $17.7K
|
735
$16.9K
|
|
|
Jul 12, 2022
Q2 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
594+ 0.55% |
$10.7K - $14.3K
|
108K
$2.49M
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
550+ 9.83% |
$9.89K - $13.2K
|
6.14K
$141K
|
|
|
Aug 10, 2022
Q2 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
284+ 157.78% |
$5.11K - $6.84K
|
464
$10.7K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
200+ 1.86% |
$3.6K - $4.81K
|
10.9K
$252K
|
|
|
Aug 11, 2022
Q2 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
200+ 200.0% |
$3.6K - $4.81K
|
300
$6.91K
|
|
|
Jul 18, 2022
Q2 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
159+ 1.0% |
$2.86K - $3.83K
|
16.1K
$370K
|
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
BUY
|
- |
133+ 0.97% |
$2.39K - $3.2K
|
13.8K
$319K
|
|
|
Aug 09, 2022
Q2 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
124New |
$2.23K - $2.98K
|
124
$2.86K
|
|
|
Apr 04, 2024
Q2 2022
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
20New |
$360 - $481
|
20
$461
|
|
|
Aug 11, 2022
Q2 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
6New |
$108 - $144
|
6
$138
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 03, 2022
Q2 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-70- 0.63% |
$1.26K - $1.68K
|
11K
$253K
|
|
|
Jul 19, 2022
Q2 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-200- 1.56% |
$3.6K - $4.81K
|
12.6K
$291K
|
|
|
Aug 03, 2022
Q2 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-231- 0.88% |
$4.16K - $5.56K
|
26K
$598K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-432- 11.86% |
$7.77K - $10.4K
|
3.21K
$73.9K
|
|
|
Jul 13, 2022
Q2 2022
|
Allworth Financial LP
|
SELL
|
- |
-500Closed |
$9K - $12K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-511- 4.48% |
$9.19K - $12.3K
|
10.9K
$251K
|
|
|
Aug 12, 2022
Q2 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-686- 1.31% |
$12.3K - $16.5K
|
51.7K
$1.19M
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-941- 4.17% |
$16.9K - $22.6K
|
21.6K
$498K
|
|
|
Aug 12, 2022
Q2 2022
|
Barclays PLC
London, X0 |
SELL
|
- |
-1.2KClosed |
$21.6K - $28.9K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.37K- 21.34% |
$24.6K - $33K
|
5.05K
$116K
|
|
|
Aug 15, 2022
Q2 2022
|
Moerus Capital Management LLC
New York, NY |
SELL
|
- |
-1.97K- 1.54% |
$35.4K - $47.3K
|
126K
$2.9M
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2K- 99.9% |
$36K - $48.1K
|
2
$46.1
|
|
|
Aug 15, 2022
Q2 2022
|
First Manhattan CO
New York, NY |
SELL
|
- |
-2.04K- 0.47% |
$36.6K - $49K
|
434K
$10M
|
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-2.3K- 11.68% |
$41.4K - $55.4K
|
17.4K
$400K
|
|
|
Jul 27, 2022
Q2 2022
|
Csenge Advisory Group
|
SELL
|
- |
-2.67K- 10.89% |
$47.9K - $64.1K
|
21.8K
$502K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4K- 19.43% |
$72K - $96.3K
|
16.6K
$382K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-5.46K- 13.84% |
$98.2K - $131K
|
34K
$783K
|
|
|
Aug 09, 2022
Q2 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-7.77KClosed |
$140K - $187K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.58K- 13.1% |
$154K - $206K
|
56.9K
$1.31M
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.58K- 13.1% |
$154K - $206K
|
56.9K
$1.31M
|
|
|
Jul 20, 2022
Q2 2022
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-9KClosed |
$162K - $217K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-9.34KClosed |
$168K - $225K
|
0
$0
|
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.39K- 4.78% |
$169K - $226K
|
187K
$4.31M
|
|
|
Aug 12, 2022
Q2 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-10.5KClosed |
$189K - $253K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-11.5KClosed |
$207K - $277K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-13KClosed |
$234K - $313K
|
0
$0
|
|
|
Jul 11, 2022
Q2 2022
|
Sanders Morris Harris LLC
|
SELL
|
- |
-22.4K- 3.04% |
$403K - $540K
|
715K
$16.5M
|
|
|
Aug 15, 2022
Q2 2022
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-31.5KClosed |
$568K - $759K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-35.2K- 69.5% |
$633K - $847K
|
15.4K
$356K
|
|
|
Aug 11, 2022
Q2 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-133KClosed |
$2.39M - $3.2M
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-225K- 37.96% |
$4.05M - $5.42M
|
368K
$8.47M
|