Purchases and Sales Made in Q3 2025 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q3 2025. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
175K+ 375.42% |
$3.83M - $4.08M
|
222K
$4.61M
|
|
|
Nov 14, 2025
Q3 2025
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
140K+ 173.27% |
$3.05M - $3.26M
|
220K
$4.58M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
131K+ 17.23% |
$2.87M - $3.06M
|
892K
$18.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
110K+ 8.15% |
$2.4M - $2.56M
|
1.46M
$30.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
106KNew |
$2.31M - $2.47M
|
106K
$2.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
105K+ 71.41% |
$2.3M - $2.45M
|
252K
$5.25M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
54.6K+ 7.77% |
$1.19M - $1.27M
|
757K
$15.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
48.2K+ 13.34% |
$1.05M - $1.13M
|
410K
$8.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
47.6K+ 114.92% |
$1.04M - $1.11M
|
88.9K
$1.85M
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
47.5K+ 21.03% |
$1.04M - $1.11M
|
273K
$5.68M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
47.5K+ 27.51% |
$1.04M - $1.11M
|
220K
$4.58M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
35.3K+ 1110.3% |
$771K - $823K
|
38.4K
$800K
|
|
|
Nov 12, 2025
Q3 2025
|
Smh Capital Advisors Inc
|
BUY
|
- |
31.3K+ 69.21% |
$684K - $730K
|
76.5K
$1.59M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.2K+ 8.69% |
$638K - $681K
|
365K
$7.59M
|
|
|
Nov 12, 2025
Q3 2025
|
Epiq Partners, LLC
|
BUY
|
- |
28.6K+ 10.73% |
$626K - $668K
|
295K
$6.14M
|
|
|
Oct 16, 2025
Q3 2025
|
Columbus Macro, LLC
|
BUY
|
- |
28.2K+ 9.69% |
$616K - $658K
|
319K
$6.63M
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
25.5K+ 5.48% |
$557K - $594K
|
490K
$10.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
21.2K+ 84.75% |
$463K - $494K
|
46.2K
$960K
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
20.5K+ 7.04% |
$447K - $478K
|
311K
$6.47M
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
20.4K+ 153.14% |
$446K - $476K
|
33.7K
$702K
|
|
|
Nov 05, 2025
Q3 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
19.9KNew |
$435K - $465K
|
19.9K
$414K
|
|
|
Oct 08, 2025
Q3 2025
|
Fcg Investment CO
Germantown, TN |
BUY
|
- |
19.3KNew |
$422K - $451K
|
19.3K
$402K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
18.3K+ 8.61% |
$401K - $427K
|
231K
$4.81M
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
17.9K+ 35.14% |
$392K - $418K
|
68.9K
$1.43M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
16.9K+ 6.98% |
$369K - $394K
|
259K
$5.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
16.3K+ 5.67% |
$355K - $379K
|
303K
$6.3M
|
|
|
Nov 07, 2025
Q3 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
14.3K+ 26.58% |
$312K - $333K
|
67.9K
$1.41M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.9K+ 17.44% |
$304K - $325K
|
93.7K
$1.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
13.4KNew |
$292K - $312K
|
13.4K
$278K
|
|
|
Nov 12, 2025
Q3 2025
|
Sciencast Management LP
|
BUY
|
- |
13.2KNew |
$288K - $308K
|
13.2K
$274K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
12.5KNew |
$273K - $291K
|
12.5K
$259K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
12.2K+ 10.31% |
$266K - $284K
|
130K
$2.71M
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
12K+ 84.24% |
$263K - $280K
|
26.3K
$546K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
11.9K+ 21.03% |
$259K - $277K
|
68.3K
$1.42M
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
11.3K+ 1.15% |
$247K - $264K
|
995K
$20.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.2KNew |
$244K - $260K
|
11.2K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
10.8KNew |
$236K - $252K
|
10.8K
$225K
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
10.6KNew |
$232K - $247K
|
10.6K
$221K
|
|
|
Nov 07, 2025
Q3 2025
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
10.4K+ 58.38% |
$228K - $243K
|
28.3K
$589K
|
|
|
Nov 14, 2025
Q3 2025
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
10.4KNew |
$226K - $242K
|
10.4K
$215K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.1K+ 9.0% |
$221K - $236K
|
123K
$2.55M
|
|
|
Oct 28, 2025
Q3 2025
|
Kingstone Capital Partners Texas, LLC
Frisco, TX |
BUY
|
- |
9.68KNew |
$212K - $226K
|
9.68K
$201K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
8.72K+ 297.68% |
$191K - $203K
|
11.7K
$242K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
7.87K+ 21.14% |
$172K - $184K
|
45.1K
$938K
|
|
|
Nov 05, 2025
Q3 2025
|
First Dallas Securities Inc.
|
BUY
|
- |
6.93K+ 8.99% |
$151K - $162K
|
84K
$1.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.61K+ 25.76% |
$144K - $154K
|
32.3K
$671K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.35K+ 2.79% |
$139K - $148K
|
234K
$4.86M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.23K+ 18.35% |
$114K - $122K
|
33.8K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
5.16KNew |
$113K - $120K
|
5.16K
$107K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.55K+ 9.96% |
$99.5K - $106K
|
50.2K
$1.05M
|
|