Latest Institutional Transactions on Simplify Exch Traded Fds Simpl (CTA)
This table provides information on the latest institutional transactions involving Simplify Exch Traded Fds Simpl (CTA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
46.8KNew |
$1.24M - $1.33M
|
46.8K
$1.28M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-300- 0.85% |
$7.94K - $8.53K
|
34.8K
$950K
|
|
|
Nov 05, 2025
Q3 2025
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
179K+ 55.79% |
$4.74M - $5.09M
|
500K
$13.6M
|
|
|
Nov 05, 2025
Q3 2025
|
Fielder Capital Group LLC
Nashville, TN |
BUY
|
- |
20.2K+ 5.88% |
$533K - $573K
|
363K
$9.9M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
33New |
$873 - $938
|
33
$900
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
7.55KNew |
$200K - $215K
|
7.55K
$206K
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
SELL
|
- |
-580- 4.13% |
$15.3K - $16.5K
|
13.5K
$367K
|
|
|
Nov 04, 2025
Q3 2025
|
Guerra Advisors Inc
Miami, FL |
SELL
|
- |
-5.98K- 33.69% |
$158K - $170K
|
11.8K
$321K
|
|
|
Nov 04, 2025
Q3 2025
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-201- 6.05% |
$5.32K - $5.71K
|
3.12K
$85.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
1New |
$26.5 - $28.4
|
1
$27.3
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
30.2KNew |
$799K - $858K
|
30.2K
$823K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
68.5K+ 10.79% |
$1.81M - $1.95M
|
704K
$19.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-308K- 25.73% |
$8.16M - $8.77M
|
890K
$24.3M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
30.4K+ 9.36% |
$805K - $865K
|
356K
$9.7M
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-1.52K- 2.32% |
$40.2K - $43.2K
|
64K
$1.74M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-9.4K- 4.7% |
$249K - $267K
|
190K
$5.19M
|
|
|
Oct 30, 2025
Q3 2025
|
Latitude Advisors, LLC
|
BUY
|
- |
39.7K+ 447.44% |
$1.05M - $1.13M
|
48.5K
$1.32M
|
|
|
Oct 30, 2025
Q3 2025
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-218- 7.03% |
$5.77K - $6.2K
|
2.89K
$78.7K
|
|
|
Oct 30, 2025
Q3 2025
|
Andina Capital Management, LLC
Lehi, UT |
BUY
|
- |
3.44K+ 6.71% |
$90.9K - $97.7K
|
54.6K
$1.49M
|
|
|
Oct 29, 2025
Q3 2025
|
Cap Partners, LLC
Franklin, TN |
BUY
|
- |
7.61KNew |
$201K - $216K
|
7.61K
$208K
|
|
|
Oct 29, 2025
Q3 2025
|
North Crest Asset Manangement, LLC
|
BUY
|
- |
36.3KNew |
$962K - $1.03M
|
36.3K
$991K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.22M+ 2620.33% |
$58.6M - $63M
|
2.3M
$62.7M
|
|
|
Oct 29, 2025
Q3 2025
|
Global View Capital Management LLC
Waukesha, WI |
BUY
|
- |
4.64K+ 19.22% |
$123K - $132K
|
28.8K
$785K
|
|
|
Oct 28, 2025
Q3 2025
|
Stegent Equity Advisors, Inc.
Houston, TX |
SELL
|
- |
-20K- 66.23% |
$530K - $570K
|
10.2K
$279K
|
|
|
Oct 28, 2025
Q3 2025
|
Professional Financial Advisors, LLC
|
BUY
|
- |
17.2K+ 141.37% |
$456K - $490K
|
29.4K
$802K
|
|
|
Oct 28, 2025
Q3 2025
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
19+ 0.06% |
$503 - $540
|
32.3K
$880K
|
|
|
Oct 27, 2025
Q3 2025
|
Decker Retirement Planning Inc.
Levi, UT |
SELL
|
- |
-10.9K- 31.63% |
$290K - $311K
|
23.7K
$645K
|
|
|
Oct 27, 2025
Q3 2025
|
Boothe Investment Group, Inc.
Dover, DE |
BUY
|
- |
480K+ 44.01% |
$12.7M - $13.7M
|
1.57M
$42.9M
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
BUY
|
- |
5.97K+ 1489.28% |
$158K - $170K
|
6.37K
$174K
|
|
|
Oct 27, 2025
Q3 2025
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
3.2K+ 39.57% |
$84.6K - $90.9K
|
11.3K
$307K
|
|
|
Oct 27, 2025
Q3 2025
|
Sharp Financial Services, LLC
Horsham, PA |
BUY
|
- |
5.15K+ 10.41% |
$136K - $146K
|
54.6K
$1.49M
|
|
|
Oct 24, 2025
Q3 2025
|
Philip James Wealth Mangement, LLC
Milton, GA |
BUY
|
- |
84.5K+ 40.73% |
$2.24M - $2.4M
|
292K
$7.96M
|
|
|
Oct 24, 2025
Q3 2025
|
R. W. Roge & Company, Inc.
Bohemia, NY |
SELL
|
- |
-40.2K- 25.54% |
$1.06M - $1.14M
|
117K
$3.2M
|
|
|
Oct 24, 2025
Q3 2025
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-569- 2.97% |
$15.1K - $16.2K
|
18.6K
$508K
|
|
|
Oct 24, 2025
Q3 2025
|
Org Wealth Partners, LLC
Dallas, TX |
BUY
|
- |
3.47K+ 8.15% |
$91.8K - $98.6K
|
46K
$1.26M
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
373+ 2.73% |
$9.87K - $10.6K
|
14K
$382K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
24.8KNew |
$655K - $704K
|
24.8K
$675K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
4.41K+ 3.24% |
$117K - $125K
|
140K
$3.82M
|
|
|
Oct 23, 2025
Q3 2025
|
Abbington Investment Group
Westport, CT |
BUY
|
- |
405KNew |
$10.7M - $11.5M
|
405K
$11M
|
|
|
Oct 23, 2025
Q3 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
SELL
|
- |
-171- 14.87% |
$4.52K - $4.86K
|
979
$26.7K
|
|
|
Oct 23, 2025
Q3 2025
|
Sound Financial Strategies Group, LLC
|
BUY
|
- |
60.2KNew |
$1.59M - $1.71M
|
60.2K
$1.64M
|
|
|
Oct 23, 2025
Q3 2025
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-291K- 45.25% |
$7.69M - $8.26M
|
352K
$9.59M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
502+ 33.96% |
$13.3K - $14.3K
|
1.98K
$54K
|
|
|
Oct 22, 2025
Q3 2025
|
Upper Left Wealth Management, LLC
|
BUY
|
- |
8.48K+ 8.5% |
$224K - $241K
|
108K
$2.95M
|
|
|
Oct 22, 2025
Q3 2025
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
101KNew |
$2.67M - $2.87M
|
101K
$2.75M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.6K+ 154.46% |
$308K - $331K
|
19.2K
$523K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
171+ 9.78% |
$4.52K - $4.86K
|
1.92K
$52.4K
|
|
|
Oct 21, 2025
Q3 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
BUY
|
- |
6.48K+ 43.26% |
$171K - $184K
|
21.4K
$585K
|
|
|
Oct 21, 2025
Q3 2025
|
Retirement Guys Formula LLC
|
BUY
|
- |
11.2K+ 21.81% |
$296K - $318K
|
62.5K
$1.7M
|
|
|
Oct 20, 2025
Q3 2025
|
Delta Investment Management, LLC
|
BUY
|
- |
18.8K+ 53.18% |
$497K - $534K
|
54.1K
$1.47M
|
|