Latest Institutional Transactions on Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information on the latest institutional transactions involving Herzfeld Caribbean Basin Fund Inc (CUBA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.5KNew |
$23K - $25.4K
|
10.5K
$26.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
951New |
$2.08K - $2.3K
|
951
$2.42K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
21.9K+ 21.03% |
$48.1K - $53.1K
|
126K
$321K
|
|
|
Nov 14, 2024
Q3 2024
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
2.35K+ 5.8% |
$5.15K - $5.69K
|
42.9K
$109K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.33K+ 63.14% |
$7.29K - $8.05K
|
8.6K
$21.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1- 0.01% |
$2.19 - $2.42
|
9.4K
$23.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
28.6K+ 4.29% |
$62.6K - $69.1K
|
695K
$1.76M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.93K+ 21.39% |
$13K - $14.4K
|
33.7K
$85.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
64.1KNew |
$140K - $155K
|
64.1K
$163K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
877+ 4.29% |
$1.92K - $2.12K
|
21.3K
$54.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
42.7KNew |
$93.5K - $103K
|
42.7K
$108K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
9.36K+ 5.8% |
$20.5K - $22.7K
|
171K
$434K
|
|
|
Nov 13, 2024
Q3 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-80.4K- 43.34% |
$176K - $195K
|
105K
$267K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$2.19 - $2.42
|
0
$0
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.63K+ 1.78% |
$3.56K - $3.93K
|
92.7K
$235K
|
|
|
Nov 13, 2024
Q3 2024
|
Hantz Financial Services, Inc.
|
BUY
|
- |
1New |
$2.19 - $2.42
|
1
$2.54
|
|
|
Nov 12, 2024
Q3 2024
|
Cowen And Company, LLC
|
BUY
|
- |
4.2K+ 4.29% |
$9.2K - $10.2K
|
102K
$260K
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
47.2KNew |
$103K - $114K
|
47.2K
$120K
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
102K+ 4.2% |
$224K - $247K
|
2.53M
$6.43M
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
21.7KNew |
$47.6K - $52.6K
|
21.7K
$55.2K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-21.7K- 24.78% |
$47.6K - $52.6K
|
66K
$168K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8+ 3.94% |
$17.5 - $19.4
|
211
$536
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
1.51K+ 4.29% |
$3.31K - $3.66K
|
36.7K
$93.3K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
9.11KNew |
$20K - $22K
|
9.11K
$23.1K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
50.1K+ 20.94% |
$110K - $121K
|
289K
$734K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.15K+ 9.91% |
$11.3K - $12.5K
|
57.2K
$145K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
20.3K+ 166.92% |
$44.5K - $49.1K
|
32.5K
$82.5K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
41.7K+ 4.23% |
$91.3K - $101K
|
1.03M
$2.61M
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
35+ 4.22% |
$76.6 - $84.7
|
864
$2.19K
|
|
| Q2 2024 | |||||||
|
Jul 26, 2024
Q2 2024
|
Emfo, LLC
|
BUY
|
- |
21.7KNew |
$49.6K - $56.3K
|
21.7K
$55.2K
|
|
| Q1 2024 | |||||||
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
SELL
|
- |
-4K- 4.66% |
$10.2K - $11.6K
|
81.9K
$208K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
226KNew |
$510K - $770K
|
226K
$575K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
128K+ 206.28% |
$288K - $435K
|
190K
$483K
|
|
|
Feb 06, 2024
Q4 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
- |
50KNew |
$113K - $170K
|
50K
$127K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
1.91KNew |
$4.29K - $6.49K
|
1.91K
$4.85K
|
|
| Q3 2023 | |||||||
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$248K - $304K
|
75K
$191K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$248K - $304K
|
75K
$191K
|
|
| Q2 2023 | |||||||
|
Aug 07, 2023
Q2 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1+ 4.35% |
$3.59 - $3.95
|
24
$61
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-586- 5.0% |
$2.1K - $2.31K
|
11.1K
$28.3K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
206+ 4.69% |
$742 - $888
|
4.6K
$11.7K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-310- 98.41% |
$1.12K - $1.34K
|
5
$12.7
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
8.42KNew |
$30.6K - $36.7K
|
8.42K
$21.4K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
205New |
$744 - $894
|
205
$521
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.96K- 25.58% |
$17.9K - $24.7K
|
14.4K
$36.6K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-62.3K- 77.04% |
$239K - $330K
|
18.6K
$47.1K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-13Closed |
$49.8 - $68.9
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-60Closed |
$288 - $344
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-30.3KClosed |
$145K - $174K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-1Closed |
$5.24 - $5.97
|
0
$0
|
|