Latest Institutional Transactions on Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information on the latest institutional transactions involving Herzfeld Caribbean Basin Fund Inc (CUBA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-12.1KClosed |
$60.5K - $72.7K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-6.73KClosed |
$33.6K - $40.4K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Costello Asset Management, Inc
|
BUY
|
- |
242New |
$1.21K - $1.45K
|
242
$615
|
|
|
Apr 29, 2021
Q1 2021
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
18.8KNew |
$94.2K - $113K
|
18.8K
$47.9K
|
|
| Q4 2020 | |||||||
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.65KClosed |
$9.14K - $13.7K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-151KClosed |
$498K - $575K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-20.9KClosed |
$68.9K - $79.6K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-253Closed |
$835 - $964
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-322KClosed |
$832K - $2.13M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-58.7KClosed |
$151K - $389K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.43KClosed |
$3.69K - $9.47K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-14.1KClosed |
$80K - $88.1K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-2.97KClosed |
$16.8K - $18.5K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.43KClosed |
$6.64K - $8.17K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-16.1KClosed |
$74.9K - $92.1K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 11, 2019
Q4 2018
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.2KClosed |
$47.1K - $63.2K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Sandy Spring Bank
|
SELL
|
- |
-2.67KClosed |
$12.4K - $16.6K
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Bennicas & Associates, Inc.
|
SELL
|
- |
-12.1KClosed |
$55.9K - $75K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 29, 2018
Q3 2018
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-311Closed |
$1.93K - $2.03K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 08, 2018
Q1 2018
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-12.2KClosed |
$82.9K - $88.8K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-16.7KClosed |
$110K - $119K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2023
Q3 2017
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-100- 9.09% |
$691 - $716
|
1K
$2.54K
|
|
| Q2 2016 | |||||||
|
Sep 07, 2021
Q2 2016
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200Closed |
N/A
|
0
$0
|
|