Latest Institutional Sells of Herzfeld Caribbean Basin Fund Inc (CUBA)
This list provides information on the latest institutional transactions involving Herzfeld Caribbean Basin Fund Inc (CUBA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-80.4K- 43.34% |
$176K - $195K
|
105K
$267K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-21.7K- 24.78% |
$47.6K - $52.6K
|
66K
$168K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1- 0.01% |
$2.19 - $2.42
|
9.4K
$23.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$2.19 - $2.42
|
0
$0
|
|
| Q1 2024 | |||||||
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
SELL
|
- |
-4K- 4.66% |
$10.2K - $11.6K
|
81.9K
$208K
|
|
| Q2 2023 | |||||||
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-586- 5.0% |
$2.1K - $2.31K
|
11.1K
$28.3K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-310- 98.41% |
$1.12K - $1.34K
|
5
$12.7
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-4.96K- 25.58% |
$17.9K - $24.7K
|
14.4K
$36.6K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-62.3K- 77.04% |
$239K - $330K
|
18.6K
$47.1K
|
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-13Closed |
$49.8 - $68.9
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-30.3KClosed |
$145K - $174K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-60Closed |
$288 - $344
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-1Closed |
$5.24 - $5.97
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-12.1KClosed |
$60.5K - $72.7K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-6.73KClosed |
$33.6K - $40.4K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.65KClosed |
$9.14K - $13.7K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-151KClosed |
$498K - $575K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-20.9KClosed |
$68.9K - $79.6K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-253Closed |
$835 - $964
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-322KClosed |
$832K - $2.13M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-58.7KClosed |
$151K - $389K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.43KClosed |
$3.69K - $9.47K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-14.1KClosed |
$80K - $88.1K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-2.97KClosed |
$16.8K - $18.5K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-16.1KClosed |
$74.9K - $92.1K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.43KClosed |
$6.64K - $8.17K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 18, 2019
Q4 2018
|
Bennicas & Associates, Inc.
|
SELL
|
- |
-12.1KClosed |
$55.9K - $75K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.2KClosed |
$47.1K - $63.2K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Sandy Spring Bank
|
SELL
|
- |
-2.67KClosed |
$12.4K - $16.6K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 29, 2018
Q3 2018
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-311Closed |
$1.93K - $2.03K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 08, 2018
Q1 2018
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-12.2KClosed |
$82.9K - $88.8K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-16.7KClosed |
$110K - $119K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2023
Q3 2017
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-100- 9.09% |
$691 - $716
|
1K
$2.54K
|
|
| Q2 2016 | |||||||
|
Sep 07, 2021
Q2 2016
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200Closed |
N/A
|
0
$0
|
|