Institutional Ownership Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA). We have compiled data on the 26 institutions that hold shares in the stock, with a total of 8.59 Million shares, which have been reported (via 13F filing form) to have a value of $19.9 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
Nov 12, 2025 Q3 2025 |
6,100,753
shares
|
$14.2 Million
4.98% of portfolio
|
Q3 2025
Reduced 6.16%
|
|
|
Envestnet Asset Management Inc
|
Nov 04, 2025 Q3 2025 |
1,615,685
shares
|
$3.75 Million
0.0% of portfolio
|
Q3 2025
Added 5.88%
|
|
|
Choreo, LLC
Minneapolis, MN |
Nov 10, 2025 Q3 2025 |
439,242
shares
|
$1.02 Million
0.01% of portfolio
|
Q3 2025
Added 0.5%
|
|
|
Blue Bell Private Wealth Management, LLC
|
Oct 22, 2025 Q3 2025 |
95,431
shares
|
$221,399
0.04% of portfolio
|
Q3 2025
Reduced 51.96%
|
|
|
Hunting Hill Global Capital, LLC
New York, NY |
Nov 14, 2025 Q3 2025 |
43,576
shares
|
$101,096
0.06% of portfolio
|
Q2 2025
Added 9.44%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 14, 2025 Q3 2025 |
37,920
shares
|
$87,974
0.0% of portfolio
|
Q3 2025
Reduced 56.79%
|
|
|
Css LLC
Chicago, IL |
Nov 13, 2025 Q3 2025 |
33,653
shares
|
$78,074
0.01% of portfolio
|
Q3 2025
Reduced 36.98%
|
|
|
Avantax Advisory Services, Inc.
|
Aug 08, 2025 Q2 2025 |
26,519
shares
|
$61,524
0.0% of portfolio
|
Q2 2025
Added 5.62%
|
|
|
Ci Private Wealth, LLC
Miami, FL |
Nov 14, 2025 Q3 2025 |
22,956
shares
|
$53,257
0.0% of portfolio
|
Q2 2025
Added 5.62%
|
|
|
Emfo, LLC
|
Jul 26, 2024 Q2 2024 |
21,735
shares
|
$50,425
0.05% of portfolio
|
Q2 2024
New holding
|
|
|
Jane Street Group, LLC
New York, NY |
Nov 13, 2025 Q3 2025 |
21,605
shares
|
$50,123
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2025 Q3 2025 |
20,638
shares
|
$47,880
0.0% of portfolio
|
Q3 2025
Reduced -0.0%
|
|
|
Virtu Financial LLC
New York, NY |
Nov 14, 2025 Q3 2025 |
19,360
shares
|
$44,915
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2025 Q3 2025 |
18,869
shares
|
$43,776
0.0% of portfolio
|
Q3 2025
Reduced 19.61%
|
|
|
Bulldog Investors, LLP
Saddle Brook, NJ |
Nov 14, 2025 Q3 2025 |
17,573
shares
|
$40,769
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
International Assets Investment Management, LLC
Orlando, FL |
Oct 31, 2025 Q3 2025 |
15,318
shares
|
$35,537
0.0% of portfolio
|
Q3 2025
Added 9.45%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Nov 14, 2025 Q3 2025 |
14,847
shares
|
$34,445
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Kestra Advisory Services, LLC
|
Nov 13, 2025 Q3 2025 |
10,563
shares
|
$24,506
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2025 Q3 2025 |
5,192
shares
|
$12,045
0.0% of portfolio
|
Q2 2025
Added 5.24%
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
2,867
shares
|
$6,651
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Ubs Group Ag
|
Nov 13, 2025 Q3 2025 |
2,325
shares
|
$5,394
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Brewin Dolphin LTD
London, X0 |
Nov 14, 2022 Q2 2022 |
1,100
shares
|
$2,552
0.0% of portfolio
|
Q3 2017
Reduced 9.09%
|
|
|
Rockefeller Capital Management L.P.
New York, NY |
Nov 14, 2025 Q3 2025 |
530
shares
|
$1,229
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Core Cap Advisors, LLC
Southfield, MI |
Oct 22, 2025 Q3 2025 |
222
shares
|
$515
0.0% of portfolio
|
Q2 2025
Added 5.21%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2025 Q3 2025 |
1
shares
|
$2
0.0% of portfolio
|
Q1 2025
New holding
|
|