Purchases and Sales Made in Q4 2021 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q4 2021. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
BUY
|
- |
69.4KNew |
$364K - $415K
|
69.4K
$165K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
22.9K+ 4.63% |
$120K - $137K
|
518K
$1.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
18K+ 24.36% |
$94.1K - $107K
|
91.7K
$217K
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
12.8K+ 183.31% |
$67.2K - $76.5K
|
19.8K
$47K
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
11.9KNew |
$62.5K - $71.2K
|
11.9K
$28.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.74KNew |
$14.3K - $16.3K
|
2.74K
$6.49K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
2.17K+ 7.41% |
$11.3K - $12.9K
|
31.4K
$74.4K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.7K+ 12.3% |
$8.92K - $10.2K
|
15.6K
$36.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.09K+ 4.18% |
$5.73K - $6.53K
|
27.2K
$64.5K
|
|
|
Nov 14, 2022
Q4 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
1.03KNew |
$5.4K - $6.15K
|
1.03K
$2.44K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
568+ 13.15% |
$2.98K - $3.39K
|
4.89K
$11.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
264+ 22.17% |
$1.38K - $1.58K
|
1.46K
$3.45K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
183+ 4.78% |
$959 - $1.09K
|
4.01K
$9.5K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
60New |
$314 - $358
|
60
$142
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
39+ 6.5% |
$204 - $233
|
639
$1.51K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-1Closed |
$5.24 - $5.97
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-197- 1.93% |
$1.03K - $1.18K
|
10K
$23.8K
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-11.2K- 10.72% |
$58.5K - $66.7K
|
92.9K
$220K
|
|
|
Feb 14, 2022
Q4 2021
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-12.6K- 36.67% |
$65.9K - $75.1K
|
21.7K
$51.5K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-17.5K- 36.62% |
$91.8K - $105K
|
30.3K
$71.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-34.6K- 63.1% |
$181K - $206K
|
20.2K
$47.9K
|