Purchases and Sales Made in Q4 2023 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q4 2023. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2.21M+ 456.92% |
$4.98M - $7.53M
|
2.7M
$6.85M
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
783K+ 763.03% |
$1.76M - $2.66M
|
885K
$2.25M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
710K+ 374.05% |
$1.6M - $2.41M
|
899K
$2.28M
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
489K+ 1506.19% |
$1.1M - $1.66M
|
521K
$1.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
432KNew |
$971K - $1.47M
|
432K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
226KNew |
$510K - $770K
|
226K
$575K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
210K+ 1185.78% |
$473K - $715K
|
228K
$579K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
191K+ 476.92% |
$429K - $649K
|
231K
$586K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
128K+ 206.28% |
$288K - $435K
|
190K
$483K
|
|
|
Feb 14, 2024
Q4 2023
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
82.8KNew |
$186K - $281K
|
82.8K
$210K
|
|
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
52.4K+ 395.64% |
$118K - $178K
|
65.7K
$167K
|
|
|
Feb 06, 2024
Q4 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
- |
50KNew |
$113K - $170K
|
50K
$127K
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
BUY
|
- |
41.8K+ 94.72% |
$94K - $142K
|
85.9K
$218K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
29.3K+ 119.09% |
$66K - $99.7K
|
53.9K
$137K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
18.8KNew |
$42.2K - $63.8K
|
18.8K
$47.7K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.5KNew |
$25.9K - $39.2K
|
11.5K
$29.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
4.58K+ 23.89% |
$10.3K - $15.6K
|
23.7K
$60.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.57K+ 60.77% |
$8.03K - $12.1K
|
9.45K
$24K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
1.91KNew |
$4.29K - $6.49K
|
1.91K
$4.85K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
932+ 121.51% |
$2.1K - $3.17K
|
1.7K
$4.32K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1- 0.02% |
$2.25 - $3.4
|
4.75K
$12.1K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6- 0.71% |
$13.5 - $20.4
|
838
$2.13K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-522- 9.91% |
$1.17K - $1.77K
|
4.75K
$12.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.02K- 99.98% |
$11.3K - $17.1K
|
1
$2.54
|