Purchases and Sales Made in Q3 2021 in Cel Sci Corp (CVM)
This table provides information about the institutional ownership of Cel Sci Corp (CVM) during Q3 2021. The information is specifically focused on institutions that hold shares of CEL SCI CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
20+ 0.51% |
$153 - $250
|
3.93K
$2.75K
|
|
Oct 28, 2021
Q3 2021
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5- 17.86% |
$38.2 - $62.5
|
23
$16.1
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6- 0.03% |
$45.8 - $74.9
|
19.4K
$13.6K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9Closed |
$68.8 - $112
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-30Closed |
$229 - $375
|
0
$0
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-56Closed |
$428 - $699
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-89Closed |
$680 - $1.11K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-210- 1.06% |
$1.6K - $2.62K
|
19.7K
$13.8K
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-250- 34.97% |
$1.91K - $3.12K
|
465
$326
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-392- 1.43% |
$2.99K - $4.9K
|
27K
$18.9K
|
|
Oct 22, 2021
Q3 2021
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-485- 3.4% |
$3.71K - $6.06K
|
13.8K
$9.65K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-500Closed |
$3.82K - $6.25K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-517- 4.93% |
$3.95K - $6.46K
|
9.96K
$6.97K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-600- 38.71% |
$4.58K - $7.49K
|
950
$665
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-894- 4.41% |
$6.83K - $11.2K
|
19.4K
$13.6K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-1.32K- 89.87% |
$10.1K - $16.5K
|
149
$104
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.37K- 17.06% |
$10.5K - $17.1K
|
6.67K
$4.67K
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-1.59KClosed |
$12.2K - $19.9K
|
0
$0
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.62K- 16.77% |
$12.4K - $20.2K
|
8.04K
$5.63K
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-2K- 7.12% |
$15.3K - $25K
|
26.1K
$18.3K
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-2.32K- 8.16% |
$17.8K - $29K
|
26.2K
$18.3K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.5K- 39.76% |
$19.1K - $31.2K
|
3.79K
$2.65K
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.25K- 39.32% |
$32.4K - $53K
|
6.55K
$4.59K
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-4.25K- 39.32% |
$32.4K - $53K
|
6.55K
$4.59K
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-4.93K- 3.75% |
$37.6K - $61.6K
|
127K
$88.6K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.1KClosed |
$39K - $63.7K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-7KClosed |
$53.5K - $87.4K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-7.21K- 23.28% |
$55.1K - $90.1K
|
23.8K
$16.6K
|
|
Oct 19, 2021
Q3 2021
|
Belvedere Trading LLC
|
SELL
|
- |
-9.07K- 46.51% |
$69.3K - $113K
|
10.4K
$7.3K
|
|
Oct 14, 2021
Q3 2021
|
Xr Securities LLC
|
SELL
|
- |
-10.3KClosed |
$79K - $129K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-10.5K- 33.15% |
$80.2K - $131K
|
21.2K
$14.8K
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-13.3K- 49.99% |
$101K - $165K
|
13.3K
$9.28K
|
|
Nov 12, 2021
Q3 2021
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-14.2K- 23.24% |
$108K - $177K
|
46.9K
$32.8K
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-15.5K- 22.82% |
$119K - $194K
|
52.4K
$36.7K
|
|
Nov 12, 2021
Q3 2021
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-16.5K- 40.32% |
$126K - $206K
|
24.4K
$17.1K
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-17.4KClosed |
$133K - $218K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-20K- 5.22% |
$153K - $250K
|
364K
$255K
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-22.3K- 51.52% |
$171K - $279K
|
21K
$14.7K
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-32.7KClosed |
$250K - $408K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-33.3KClosed |
$254K - $416K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-35.3KClosed |
$270K - $441K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-35.7K- 97.81% |
$273K - $446K
|
800
$560
|
|
Nov 12, 2021
Q3 2021
|
Natixis
Paris, I0 |
SELL
|
- |
-48.9KClosed |
$374K - $611K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-58.1K- 6.46% |
$444K - $726K
|
841K
$588K
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-62.1KClosed |
$475K - $776K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-75.6K- 57.02% |
$578K - $945K
|
57K
$39.9K
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-94.3K- 57.76% |
$720K - $1.18M
|
68.9K
$48.3K
|
|
Nov 15, 2021
Q3 2021
|
Sabby Management, LLC
Upper Saddle River, NJ |
SELL
|
- |
-145KClosed |
$1.11M - $1.81M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-462K- 48.4% |
$3.53M - $5.76M
|
492K
$344K
|