Latest Institutional Transactions on Spdr Bloomberg Convertible Sec (CWB)
This table provides information on the latest institutional transactions involving Spdr Bloomberg Convertible Sec (CWB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-3.83KClosed |
N/A
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-600Closed |
N/A
|
0
$0
|
|
|
Oct 23, 2018
Q3 2018
|
Prentiss Smith & CO Inc
Brattleboro, VT |
SELL
|
- |
-240Closed |
N/A
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-171Closed |
N/A
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-650Closed |
N/A
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Empirical Finance, LLC
|
SELL
|
- |
-4.63KClosed |
N/A
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-7.34KClosed |
N/A
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-708Closed |
N/A
|
0
$0
|
|
| Q2 2018 | |||||||
|
Oct 04, 2024
Q2 2018
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
167KNew |
N/A
|
167K
$13.4M
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-313Closed |
N/A
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Lincoln National Corp
|
SELL
|
- |
-4.23KClosed |
N/A
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-5.72KClosed |
N/A
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-24.5KClosed |
N/A
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-11.6KClosed |
N/A
|
0
$0
|
|
|
Jul 11, 2018
Q2 2018
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.23KClosed |
N/A
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Alken Asset Management Ltd.
|
SELL
|
- |
-3.97KClosed |
N/A
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-4KClosed |
N/A
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.26KClosed |
N/A
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-92.1KClosed |
N/A
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-6.56KClosed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Sharkey, Howes & Javer
|
SELL
|
- |
-437Closed |
N/A
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-1.28KClosed |
N/A
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Valmark Advisers, Inc.
|
SELL
|
- |
-6.17KClosed |
N/A
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Toth Financial Advisory Corp
|
BUY
|
- |
22New |
N/A
|
22
$1.76K
|
|
|
Feb 05, 2018
Q4 2017
|
Barber Financial Group, Inc.
|
SELL
|
- |
-76.9KClosed |
N/A
|
0
$0
|
|
|
Jan 16, 2018
Q4 2017
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-149KClosed |
N/A
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2017
Q3 2017
|
Diligent Investors, LLC
|
SELL
|
- |
-4.95KClosed |
N/A
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-83Closed |
N/A
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 22, 2017
Q2 2017
|
Hall Laurie J Trustee
|
BUY
|
- |
500New |
N/A
|
500
$39.9K
|
|
| Q1 2016 | |||||||
|
Jul 25, 2019
Q1 2016
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-130K- 92.21% |
N/A
|
11K
$879K
|
|
| Q2 2015 | |||||||
|
Oct 11, 2019
Q2 2015
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-9.9KClosed |
N/A
|
0
$0
|
|