Latest Institutional Sells of Spdr Bloomberg Convertible Sec (CWB)
This list provides information on the latest institutional transactions involving Spdr Bloomberg Convertible Sec (CWB) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-10KClosed |
N/A
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-7.31KClosed |
N/A
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Parsons Capital Management Inc
|
SELL
|
- |
-6.77KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-5.41KClosed |
N/A
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-3.87KClosed |
N/A
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-2KClosed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.85KClosed |
N/A
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-1.48KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-937Closed |
N/A
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
G&S Capital LLC
|
SELL
|
- |
-782Closed |
N/A
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-500Closed |
N/A
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-200Closed |
N/A
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Kessler Investment Group, LLC
|
SELL
|
- |
-169- 50.6% |
N/A
|
165
$13.2K
|
|
| Q3 2018 | |||||||
|
Oct 16, 2018
Q3 2018
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-7.34KClosed |
N/A
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-6.16KClosed |
N/A
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Empirical Finance, LLC
|
SELL
|
- |
-4.63KClosed |
N/A
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-3.83KClosed |
N/A
|
0
$0
|
|
|
Dec 06, 2018
Q3 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-991Closed |
N/A
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-708Closed |
N/A
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-650Closed |
N/A
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-600Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-249Closed |
N/A
|
0
$0
|
|
|
Oct 23, 2018
Q3 2018
|
Prentiss Smith & CO Inc
Brattleboro, VT |
SELL
|
- |
-240Closed |
N/A
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-171Closed |
N/A
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
-119Closed |
N/A
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 03, 2018
Q2 2018
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-24.5KClosed |
N/A
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-11.6KClosed |
N/A
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-5.72KClosed |
N/A
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Lincoln National Corp
|
SELL
|
- |
-4.23KClosed |
N/A
|
0
$0
|
|
|
Jul 11, 2018
Q2 2018
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.23KClosed |
N/A
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-313Closed |
N/A
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 10, 2018
Q1 2018
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-92.1KClosed |
N/A
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-6.56KClosed |
N/A
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-4KClosed |
N/A
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Alken Asset Management Ltd.
|
SELL
|
- |
-3.97KClosed |
N/A
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.26KClosed |
N/A
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 16, 2018
Q4 2017
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-149KClosed |
N/A
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Barber Financial Group, Inc.
|
SELL
|
- |
-76.9KClosed |
N/A
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Valmark Advisers, Inc.
|
SELL
|
- |
-6.17KClosed |
N/A
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-1.28KClosed |
N/A
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Sharkey, Howes & Javer
|
SELL
|
- |
-437Closed |
N/A
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2017
Q3 2017
|
Diligent Investors, LLC
|
SELL
|
- |
-4.95KClosed |
N/A
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-83Closed |
N/A
|
0
$0
|
|
| Q1 2016 | |||||||
|
Jul 25, 2019
Q1 2016
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-130K- 92.21% |
N/A
|
11K
$879K
|
|
| Q2 2015 | |||||||
|
Oct 11, 2019
Q2 2015
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-9.9KClosed |
N/A
|
0
$0
|
|