Latest Institutional Transactions on Double Line Opportunistic Credit Fund (DBL)
This table provides information on the latest institutional transactions involving Double Line Opportunistic Credit Fund (DBL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-4.71KClosed |
$87.3K - $93.5K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-2KClosed |
$37.1K - $39.7K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-19Closed |
$352 - $378
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-1KClosed |
$18.6K - $19.9K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-15.6KClosed |
$292K - $306K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.97KClosed |
$36.9K - $38.7K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.5KClosed |
$28.1K - $29.4K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-330Closed |
$6.17K - $6.48K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-7.2KClosed |
$135K - $141K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-73- 0.72% |
$1.18K - $1.42K
|
10.1K
$157K
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-4.42KClosed |
$71.4K - $85.8K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Lincoln National Corp
|
SELL
|
- |
-10.3KClosed |
$167K - $200K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-101Closed |
$1.63K - $1.96K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-4.2KClosed |
$64.7K - $88.9K
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Adalta Capital Management LLC
New York, NY |
SELL
|
- |
-15.8KClosed |
$243K - $334K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-13.8KClosed |
$212K - $291K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.8K- 64.29% |
$27.7K - $38.1K
|
1K
$15.6K
|
|
|
May 06, 2020
Q1 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-135KClosed |
$2.08M - $2.86M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-4Closed |
$61.6 - $84.6
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Whittier Trust CO
|
SELL
|
- |
-278Closed |
$4.28K - $5.88K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-533Closed |
$10.8K - $11.3K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
378New |
$7.68K - $7.99K
|
378
$5.9K
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-56Closed |
$1.14K - $1.18K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Us Bancorp \De\
|
SELL
|
- |
-500Closed |
$10.2K - $10.5K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-670Closed |
$13.6K - $14.1K
|
0
$0
|
|
|
Oct 04, 2019
Q3 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-913Closed |
$18.5K - $19.2K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
5.38KNew |
$106K - $113K
|
5.38K
$83.9K
|
|
|
Aug 08, 2019
Q2 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-300Closed |
$5.93K - $6.29K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-500- 45.45% |
$9.89K - $10.5K
|
600
$9.37K
|
|
|
Aug 01, 2019
Q2 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
2+ 0.5% |
$39.6 - $41.9
|
402
$6.28K
|
|
|
Jul 22, 2019
Q2 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-141Closed |
$2.79K - $2.96K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-2.2KClosed |
$43.6K - $46.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-42.6KClosed |
$819K - $860K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-304KClosed |
$5.84M - $6.14M
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-4.3KClosed |
$78.1K - $88.5K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-2.6KClosed |
$47.2K - $53.5K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$7.27K - $8.24K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Essex Financial Services, Inc.
|
SELL
|
- |
-23.1KClosed |
$419K - $475K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
10.3KNew |
$208K - $218K
|
10.3K
$160K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-174Closed |
$3.53K - $3.69K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Scotia Capital Inc.
|
SELL
|
- |
-23.4KClosed |
$476K - $497K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-82.3KClosed |
$1.67M - $1.74M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-11.5KClosed |
$232K - $243K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-9.67KClosed |
$196K - $205K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-503Closed |
$10.2K - $10.7K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-180Closed |
$3.65K - $3.81K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-15.1KClosed |
$307K - $320K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$264K - $278K
|
0
$0
|
|