Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-9.26K- 57.17% |
$4.03M - $4.29M
|
6.93K
$3.27M
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
1.45K+ 3.63% |
$633K - $673K
|
41.5K
$19.6M
|
|
|
Dec 01, 2025
Q3 2025
|
Ria Advisory Group LLC
Ames, IA |
BUY
|
- |
8+ 0.98% |
$3.49K - $3.71K
|
826
$390K
|
|
|
Nov 26, 2025
Q3 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
37New |
$16.1K - $17.2K
|
37
$17.5K
|
|
|
Nov 25, 2025
Q3 2025
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-100- 8.04% |
$43.6K - $46.4K
|
1.14K
$540K
|
|
|
Nov 25, 2025
Q3 2025
|
Kerr Financial Planning Corp
Fresno, CA |
BUY
|
- |
50New |
$21.8K - $23.2K
|
50
$23.6K
|
|
|
Nov 21, 2025
Q3 2025
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-15- 2.83% |
$6.54K - $6.96K
|
515
$243K
|
|
|
Nov 21, 2025
Q3 2025
|
Maple Capital Management, Inc.
|
SELL
|
- |
-206- 30.65% |
$89.8K - $95.5K
|
466
$220K
|
|
|
Nov 21, 2025
Q3 2025
|
Capital Square, LLC
|
BUY
|
- |
444New |
$193K - $206K
|
444
$209K
|
|
|
Nov 21, 2025
Q3 2025
|
Tcm Advisors, LLC
Martinsburg, WV |
BUY
|
- |
2+ 22.22% |
$871 - $927
|
11
$5.19K
|
|
|
Nov 21, 2025
Q3 2025
|
Tcm Advisors, LLC
Martinsburg, WV |
SELL
|
CALL |
-31.4K- 8.84% |
$13.7M - $14.6M
|
324K
$153M
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-971- 10.49% |
$423K - $450K
|
8.29K
$3.91M
|
|
|
Nov 20, 2025
Q3 2025
|
Chartist Inc
Seal Beach, CA |
SELL
|
- |
-84.8K- 57.93% |
$37M - $39.3M
|
61.6K
$29.1M
|
|
|
Nov 20, 2025
Q3 2025
|
Asset Dedication, LLC
|
SELL
|
- |
-1.96K- 24.33% |
$854K - $909K
|
6.1K
$2.88M
|
|
|
Nov 20, 2025
Q3 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-3.95K- 89.65% |
$1.72M - $1.83M
|
456
$215K
|
|
|
Nov 20, 2025
Q3 2025
|
Pcg Asset Management, LLC
Gladstone, NJ |
SELL
|
- |
-15- 2.3% |
$6.54K - $6.96K
|
636
$300K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.22K- 17.19% |
$530K - $564K
|
5.86K
$2.76M
|
|
|
Nov 19, 2025
Q3 2025
|
Regions Financial Corp
|
BUY
|
- |
32+ 0.25% |
$13.9K - $14.8K
|
13K
$6.11M
|
|
|
Nov 19, 2025
Q3 2025
|
Aldebaran Financial Inc.
|
SELL
|
- |
-10- 1.42% |
$4.36K - $4.64K
|
693
$327K
|
|
|
Nov 19, 2025
Q3 2025
|
Coldstream Capital Management Inc
|
SELL
|
- |
-92- 12.53% |
$40.1K - $42.7K
|
642
$303K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.77K+ 1.08% |
$772K - $822K
|
165K
$77.9M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-594- 9.86% |
$259K - $275K
|
5.43K
$2.56M
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-218- 31.64% |
$95K - $101K
|
471
$222K
|
|
|
Nov 18, 2025
Q3 2025
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
547New |
$238K - $254K
|
547
$258K
|
|
|
Nov 18, 2025
Q3 2025
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-32- 0.94% |
$13.9K - $14.8K
|
3.36K
$1.58M
|
|
|
Nov 18, 2025
Q3 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
11K+ 1544.74% |
$4.8M - $5.11M
|
11.7K
$5.53M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-299- 3.31% |
$130K - $139K
|
8.72K
$4.12M
|
|
|
Nov 17, 2025
Q3 2025
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
1.41K+ 74.59% |
$613K - $652K
|
3.29K
$1.55M
|
|
|
Nov 17, 2025
Q3 2025
|
Keystone Financial Group
|
BUY
|
- |
81+ 1.45% |
$35.3K - $37.6K
|
5.66K
$2.67M
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
971+ 31.27% |
$423K - $450K
|
4.08K
$1.92M
|
|
|
Nov 17, 2025
Q3 2025
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-2.15K- 3.96% |
$936K - $996K
|
52K
$24.6M
|
|
|
Nov 17, 2025
Q3 2025
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
1+ 0.69% |
$436 - $464
|
145
$68.4K
|
|
|
Nov 17, 2025
Q3 2025
|
Opulen Financial Group LLC
Arlington, VA |
BUY
|
- |
433New |
$189K - $201K
|
433
$204K
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
SELL
|
- |
-69- 1.7% |
$30.1K - $32K
|
3.98K
$1.88M
|
|
|
Nov 17, 2025
Q3 2025
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-310- 8.75% |
$135K - $144K
|
3.23K
$1.52M
|
|
|
Nov 17, 2025
Q3 2025
|
American Trust
Lexington, KY |
BUY
|
- |
14+ 1.05% |
$6.1K - $6.49K
|
1.35K
$635K
|
|
|
Nov 17, 2025
Q3 2025
|
Apexium Financial, LP
|
SELL
|
- |
-30- 0.58% |
$13.1K - $13.9K
|
5.14K
$2.42M
|
|
|
Nov 14, 2025
Q3 2025
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
3.96K+ 16.39% |
$1.73M - $1.84M
|
28.2K
$13.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
16.7K+ 130.17% |
$7.27M - $7.74M
|
29.5K
$13.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-12.5K- 4.45% |
$5.46M - $5.81M
|
269K
$127M
|
|
|
Nov 14, 2025
Q3 2025
|
M&T Bank Corp
|
BUY
|
- |
2.6K+ 12.6% |
$1.13M - $1.21M
|
23.2K
$11M
|
|
|
Nov 14, 2025
Q3 2025
|
Natixis
Paris, I0 |
BUY
|
- |
575+ 73.72% |
$251K - $267K
|
1.36K
$639K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
12.2KNew |
$5.31M - $5.65M
|
12.2K
$5.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-23- 6.8% |
$10K - $10.7K
|
315
$149K
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
PUT |
-100- 1.12% |
$43.6K - $46.4K
|
8.8K
$4.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-771- 9.46% |
$336K - $358K
|
7.38K
$3.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
72KNew |
$31.4M - $33.4M
|
72K
$34M
|
|
|
Nov 14, 2025
Q3 2025
|
Van Den Berg Management I, Inc
Austin, TX |
BUY
|
- |
444New |
$193K - $206K
|
444
$209K
|
|
|
Nov 14, 2025
Q3 2025
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
54+ 98.18% |
$23.5K - $25K
|
109
$51.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Gen Wealth Group, Inc.
|
BUY
|
- |
928+ 1.96% |
$404K - $430K
|
48.3K
$22.8M
|
|