Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
United Community Bank
Greenville, SC |
BUY
|
- |
140New |
$61K - $64.9K
|
140
$66.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Mission Wealth Management, LP
|
SELL
|
- |
-265- 6.02% |
$115K - $123K
|
4.14K
$1.95M
|
|
|
Nov 04, 2025
Q3 2025
|
Imc Chicago, LLC
|
SELL
|
- |
-300K- 73.8% |
$130M - $139M
|
106K
$50.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
SELL
|
- |
-1.02K- 19.94% |
$442K - $471K
|
4.07K
$1.92M
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
69New |
$30.1K - $32K
|
69
$32.6K
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
1.74K+ 47.58% |
$759K - $808K
|
5.4K
$2.55M
|
|
|
Nov 04, 2025
Q3 2025
|
Savant Capital, LLC
|
SELL
|
- |
-16- 0.2% |
$6.97K - $7.42K
|
7.79K
$3.68M
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
518New |
$226K - $240K
|
518
$244K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
13.9K+ 42.99% |
$6.04M - $6.42M
|
46.1K
$21.7M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-25.2K- 9.44% |
$11M - $11.7M
|
242K
$114M
|
|
|
Nov 04, 2025
Q3 2025
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
40+ 5.49% |
$17.4K - $18.5K
|
769
$363K
|
|
|
Nov 04, 2025
Q3 2025
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
68+ 6.13% |
$29.6K - $31.5K
|
1.18K
$556K
|
|
|
Nov 04, 2025
Q3 2025
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
270+ 8.27% |
$118K - $125K
|
3.53K
$1.67M
|
|
|
Nov 04, 2025
Q3 2025
|
Financial Alternatives, Inc
La Jolla, CA |
BUY
|
- |
12+ 0.5% |
$5.23K - $5.56K
|
2.41K
$1.14M
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-272- 4.31% |
$119K - $126K
|
6.04K
$2.85M
|
|
|
Nov 03, 2025
Q3 2025
|
Saxon Interests, Inc.
|
BUY
|
- |
1.4K+ 49.86% |
$609K - $648K
|
4.2K
$1.98M
|
|
|
Nov 03, 2025
Q3 2025
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-286- 7.83% |
$125K - $133K
|
3.37K
$1.59M
|
|
|
Nov 03, 2025
Q3 2025
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
2+ 0.12% |
$871 - $927
|
1.61K
$761K
|
|
|
Nov 03, 2025
Q3 2025
|
Marino, Stram & Associates LLC
|
BUY
|
- |
2+ 0.4% |
$871 - $927
|
507
$239K
|
|
|
Nov 03, 2025
Q3 2025
|
Wealthspan Partners, LLC
Davenport, IA |
SELL
|
- |
-45- 5.43% |
$19.6K - $20.9K
|
784
$370K
|
|
|
Nov 03, 2025
Q3 2025
|
Principle Wealth Partners LLC
|
BUY
|
- |
92+ 17.04% |
$40.1K - $42.7K
|
632
$298K
|
|
|
Nov 03, 2025
Q3 2025
|
Hutchens & Kramer Investment Management Group, LLC
Carmel, IN |
BUY
|
- |
642New |
$280K - $298K
|
642
$303K
|
|
|
Nov 03, 2025
Q3 2025
|
Dsg Capital Advisors, LLC
Edina, MN |
SELL
|
- |
-417- 25.24% |
$182K - $193K
|
1.24K
$583K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-13.3K- 7.9% |
$5.8M - $6.17M
|
155K
$73.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-51- 0.58% |
$22.2K - $23.7K
|
8.69K
$4.1M
|
|
|
Nov 03, 2025
Q3 2025
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-6- 0.38% |
$2.61K - $2.78K
|
1.58K
$746K
|
|
|
Nov 03, 2025
Q3 2025
|
Tobias Financial Advisors, Inc.
Plantation, FL |
BUY
|
- |
60+ 1.71% |
$26.1K - $27.8K
|
3.57K
$1.68M
|
|
|
Nov 03, 2025
Q3 2025
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-76- 2.9% |
$33.1K - $35.2K
|
2.54K
$1.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Ashford Advisors, LLC
|
SELL
|
- |
-293- 6.83% |
$128K - $136K
|
4K
$1.89M
|
|
|
Nov 03, 2025
Q3 2025
|
Mystic Asset Management, Inc.
Warwick, RI |
SELL
|
- |
-100- 15.34% |
$43.6K - $46.4K
|
552
$260K
|
|
|
Nov 03, 2025
Q3 2025
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-45- 4.92% |
$19.6K - $20.9K
|
870
$410K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
701+ 2.0% |
$305K - $325K
|
35.7K
$16.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Activest Wealth Management
|
BUY
|
- |
951+ 62.12% |
$414K - $441K
|
2.48K
$1.17M
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
SELL
|
- |
-124- 78.98% |
$54K - $57.5K
|
33
$15.6K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.45K- 32.91% |
$2.81M - $2.99M
|
13.2K
$6.21M
|
|
|
Nov 03, 2025
Q3 2025
|
Archer Investment Corp
|
BUY
|
- |
1+ 0.49% |
$436 - $464
|
205
$96.7K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-24- 1.61% |
$10.5K - $11.1K
|
1.47K
$694K
|
|
|
Nov 03, 2025
Q3 2025
|
Hollencrest Capital Management
|
SELL
|
- |
-60- 90.91% |
$26.1K - $27.8K
|
6
$2.83K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-28- 1.35% |
$12.2K - $13K
|
2.05K
$966K
|
|
|
Nov 03, 2025
Q3 2025
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-20- 0.47% |
$8.71K - $9.27K
|
4.24K
$2M
|
|
|
Nov 03, 2025
Q3 2025
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-109- 2.81% |
$47.5K - $50.5K
|
3.77K
$1.78M
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-80- 1.88% |
$34.9K - $37.1K
|
4.17K
$1.97M
|
|
|
Nov 03, 2025
Q3 2025
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-125- 10.02% |
$54.5K - $58K
|
1.12K
$529K
|
|
|
Nov 03, 2025
Q3 2025
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
78+ 13.29% |
$34K - $36.2K
|
665
$314K
|
|
|
Nov 03, 2025
Q3 2025
|
Pittenger & Anderson Inc
|
BUY
|
- |
1.35K+ 4.3% |
$590K - $628K
|
32.9K
$15.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
10+ 9.9% |
$4.36K - $4.64K
|
111
$52.4K
|
|
|
Nov 03, 2025
Q3 2025
|
Trifecta Capital Advisors, LLC
Northbrook, IL |
SELL
|
- |
-50- 12.2% |
$21.8K - $23.2K
|
360
$170K
|
|
|
Nov 03, 2025
Q3 2025
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-64- 3.07% |
$27.9K - $29.7K
|
2.02K
$954K
|
|
|
Nov 03, 2025
Q3 2025
|
Howard Capital Management Inc.
|
BUY
|
- |
442New |
$193K - $205K
|
442
$209K
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
412+ 1.65% |
$180K - $191K
|
25.3K
$11.9M
|
|