Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 12, 2024
Q2 2024
|
Baldwin Brothers LLC
|
BUY
|
- |
5New |
$1.89K - $2K
|
5
$2.1K
|
|
Jul 12, 2024
Q2 2024
|
Cic Wealth, LLC
Rockville, MD |
SELL
|
- |
-142- 21.13% |
$53.6K - $56.8K
|
530
$223K
|
|
Jul 12, 2024
Q2 2024
|
Sanders Morris Harris LLC
|
BUY
|
- |
12.8KNew |
$4.85M - $5.14M
|
12.8K
$5.4M
|
|
Jul 12, 2024
Q2 2024
|
Capital Cs Group, LLC
|
BUY
|
- |
25+ 2.42% |
$9.43K - $10K
|
1.06K
$446K
|
|
Jul 12, 2024
Q2 2024
|
Baugh & Associates, LLC
|
SELL
|
- |
-136- 26.15% |
$51.3K - $54.4K
|
384
$161K
|
|
Jul 12, 2024
Q2 2024
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
1New |
$377 - $400
|
1
$420
|
|
Jul 10, 2024
Q2 2024
|
Richard P Slaughter Associates Inc
|
BUY
|
- |
1+ 0.17% |
$377 - $400
|
585
$246K
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
SELL
|
- |
-576- 15.9% |
$217K - $230K
|
3.05K
$1.28M
|
|
Jul 09, 2024
Q2 2024
|
Lynx Investment Advisory
Washington, Dc, DC |
BUY
|
- |
84New |
$31.7K - $33.6K
|
84
$35.3K
|
|
Jul 09, 2024
Q2 2024
|
Magnolia Capital Management LTD
|
SELL
|
- |
-55- 0.32% |
$20.8K - $22K
|
17.4K
$7.3M
|
|
Jul 08, 2024
Q2 2024
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
31New |
$11.7K - $12.4K
|
31
$13K
|
|
Jul 05, 2024
Q2 2024
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-22- 3.72% |
$8.3K - $8.8K
|
569
$239K
|
|
Q1 2024 | |||||||
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 15, 2025
Q1 2024
|
Goldstone Financial Group, LLC
Oakbrook Terrace, IL |
SELL
|
- |
-2.41KClosed |
$898K - $958K
|
0
$0
|
|
Aug 07, 2024
Q1 2024
|
Nri Wealth Management Lc
Santa Clara, CA |
SELL
|
- |
-56- 8.81% |
$20.9K - $22.3K
|
580
$244K
|
|
Aug 06, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
783New |
$292K - $311K
|
783
$329K
|
|
Jun 20, 2024
Q1 2024
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
80+ 22.22% |
$29.8K - $31.8K
|
440
$185K
|
|
May 30, 2024
Q1 2024
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-232- 11.66% |
$86.5K - $92.3K
|
1.76K
$739K
|
|
May 15, 2024
Q1 2024
|
Flat Footed LLC
Wilson, WY |
SELL
|
PUT |
-856K- 57.0% |
$319M - $340M
|
646K
$271M
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Solutions, LLC
Portland, OR |
BUY
|
- |
1.7KNew |
$634K - $676K
|
1.7K
$715K
|
|
May 15, 2024
Q1 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
20.1K+ 340.99% |
$7.5M - $8.01M
|
26K
$10.9M
|
|
May 15, 2024
Q1 2024
|
Josh Arnold Investment Consultant, LLC
Edina, MN |
BUY
|
- |
678New |
$253K - $270K
|
678
$285K
|
|
May 14, 2024
Q1 2024
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-575- 50.0% |
$214K - $229K
|
575
$242K
|
|
May 14, 2024
Q1 2024
|
Belmont Capital, LLC
|
BUY
|
- |
2.48KNew |
$923K - $985K
|
2.48K
$1.04M
|
|
May 14, 2024
Q1 2024
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
4.3K+ 8.6% |
$1.6M - $1.71M
|
54.3K
$22.8M
|
|
May 14, 2024
Q1 2024
|
Eisler Capital (Uk) Ltd.
London, X0 |
BUY
|
CALL |
1KNew |
$373K - $398K
|
1K
$420K
|
|
May 14, 2024
Q1 2024
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-58- 11.76% |
$21.6K - $23.1K
|
435
$183K
|
|
May 14, 2024
Q1 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
63New |
$23.5K - $25.1K
|
63
$26.5K
|
|
May 14, 2024
Q1 2024
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-198- 13.03% |
$73.8K - $78.8K
|
1.32K
$555K
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
5.44K+ 7.41% |
$2.03M - $2.16M
|
78.8K
$33.1M
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
40.1K+ 130.72% |
$14.9M - $15.9M
|
70.7K
$29.7M
|
|
May 13, 2024
Q1 2024
|
Fernwood Investment Management, LLC
Quincy, MA |
BUY
|
- |
6New |
$2.24K - $2.39K
|
6
$2.52K
|
|
May 13, 2024
Q1 2024
|
Biondo Investment Advisors, LLC
Milford, PA |
BUY
|
- |
1.56KNew |
$580K - $619K
|
1.56K
$654K
|
|
May 13, 2024
Q1 2024
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-94- 91.26% |
$35K - $37.4K
|
9
$3.78K
|
|
May 13, 2024
Q1 2024
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-3- 75.0% |
$1.12K - $1.19K
|
1
$420
|
|
May 13, 2024
Q1 2024
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
SELL
|
- |
-49- 33.79% |
$18.3K - $19.5K
|
96
$40.4K
|
|
May 13, 2024
Q1 2024
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
CALL |
65KNew |
$24.2M - $25.9M
|
65K
$27.3M
|
|
May 13, 2024
Q1 2024
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
65+ 0.91% |
$24.2K - $25.9K
|
7.22K
$3.04M
|
|
May 10, 2024
Q1 2024
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
1.3K+ 48.78% |
$486K - $519K
|
3.98K
$1.67M
|
|
May 10, 2024
Q1 2024
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-3.03K- 4.43% |
$1.13M - $1.21M
|
65.5K
$27.5M
|
|
May 10, 2024
Q1 2024
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-46.1K- 10.9% |
$17.2M - $18.3M
|
377K
$158M
|
|
May 10, 2024
Q1 2024
|
Rodgers & Associates, LTD
|
SELL
|
- |
-200- 26.74% |
$74.5K - $79.6K
|
548
$230K
|
|
May 09, 2024
Q1 2024
|
Garrison Point Advisors, LLC
Walnut Creek, CA |
BUY
|
- |
1+ 0.05% |
$373 - $398
|
2.19K
$920K
|
|
May 09, 2024
Q1 2024
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-170- 4.34% |
$63.4K - $67.6K
|
3.75K
$1.58M
|
|
May 09, 2024
Q1 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
997New |
$372K - $397K
|
997
$419K
|
|
May 09, 2024
Q1 2024
|
Councilmark Asset Management, LLC
Knoxville, TN |
BUY
|
- |
650New |
$242K - $259K
|
650
$273K
|
|
May 08, 2024
Q1 2024
|
Mwa Asset Management
Lexington, MA |
SELL
|
- |
-42- 7.46% |
$15.7K - $16.7K
|
521
$219K
|
|
May 08, 2024
Q1 2024
|
Xr Securities LLC
|
BUY
|
- |
5.74KNew |
$2.14M - $2.28M
|
5.74K
$2.41M
|
|
May 08, 2024
Q1 2024
|
Rogco, LP
Claremore, OK |
BUY
|
- |
387New |
$144K - $154K
|
387
$163K
|
|
May 08, 2024
Q1 2024
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-13- 5.56% |
$4.85K - $5.17K
|
221
$92.9K
|