Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
900New |
$301K - $321K
|
900
$403K
|
|
|
Oct 27, 2023
Q3 2023
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
SELL
|
- |
-50- 7.35% |
$16.7K - $17.8K
|
630
$282K
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
BUY
|
- |
15+ 1.05% |
$5.02K - $5.34K
|
1.44K
$643K
|
|
|
Oct 25, 2023
Q3 2023
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-80- 6.73% |
$26.8K - $28.5K
|
1.11K
$496K
|
|
|
Oct 25, 2023
Q3 2023
|
Eukles Asset Management
|
SELL
|
- |
-5- 18.52% |
$1.67K - $1.78K
|
22
$9.84K
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-490- 79.67% |
$164K - $175K
|
125
$55.9K
|
|
|
Oct 24, 2023
Q3 2023
|
Goodwin Daniel L
|
BUY
|
- |
1.73K+ 23.95% |
$578K - $614K
|
8.93K
$3.99M
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
149New |
$49.9K - $53.1K
|
149
$66.6K
|
|
|
Oct 23, 2023
Q3 2023
|
Sheets Smith Wealth Management
|
BUY
|
- |
38+ 2.38% |
$12.7K - $13.5K
|
1.64K
$733K
|
|
|
Oct 19, 2023
Q3 2023
|
Mcf Advisors LLC
Covington, KY |
BUY
|
- |
328New |
$110K - $117K
|
328
$147K
|
|
|
Oct 18, 2023
Q3 2023
|
Powers Advisory Group, LLC
|
BUY
|
- |
133+ 10.74% |
$44.5K - $47.4K
|
1.37K
$613K
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
1+ 0.15% |
$335 - $356
|
665
$297K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
57+ 1.69% |
$19.1K - $20.3K
|
3.42K
$1.53M
|
|
|
Oct 16, 2023
Q3 2023
|
H&H Retirement Design & Management Inc
|
BUY
|
- |
722New |
$242K - $257K
|
722
$323K
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-115- 15.97% |
$38.5K - $41K
|
605
$271K
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-44- 35.77% |
$14.7K - $15.7K
|
79
$35.3K
|
|
|
Oct 11, 2023
Q3 2023
|
Versant Capital Management, Inc
|
SELL
|
- |
-377- 87.67% |
$126K - $134K
|
53
$23.7K
|
|
|
Oct 10, 2023
Q3 2023
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
421New |
$141K - $150K
|
421
$188K
|
|
|
Oct 10, 2023
Q3 2023
|
Goal Vest Advisory LLC
|
BUY
|
- |
25New |
$8.37K - $8.91K
|
25
$11.2K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-2.74K- 48.8% |
$899K - $946K
|
2.88K
$1.29M
|
|
|
Dec 14, 2023
Q2 2023
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
PUT |
500New |
$164K - $172K
|
500
$224K
|
|
|
Dec 05, 2023
Q2 2023
|
Morton Capital Management Llc/Ca
Calabasas, CA |
SELL
|
- |
-100- 2.58% |
$32.8K - $34.5K
|
3.77K
$1.69M
|
|
|
Sep 12, 2023
Q2 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-2.59KClosed |
$848K - $892K
|
0
$0
|
|
|
Sep 12, 2023
Q2 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
8New |
$2.62K - $2.76K
|
8
$3.58K
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
458New |
$150K - $158K
|
458
$205K
|
|
|
Aug 14, 2023
Q2 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
14KNew |
$4.59M - $4.83M
|
14K
$6.26M
|
|
|
Aug 14, 2023
Q2 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-415- 36.66% |
$136K - $143K
|
717
$321K
|
|
|
Aug 14, 2023
Q2 2023
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
PUT |
890KNew |
$292M - $307M
|
890K
$398M
|
|
|
Aug 14, 2023
Q2 2023
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
BUY
|
- |
561New |
$184K - $193K
|
561
$251K
|
|
|
Aug 14, 2023
Q2 2023
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
2.5KNew |
$819K - $862K
|
2.5K
$1.12M
|
|
|
Aug 14, 2023
Q2 2023
|
Options Solutions, LLC
Chevy Chase, MD |
BUY
|
- |
300New |
$98.3K - $103K
|
300
$134K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
1.94K+ 52.51% |
$637K - $670K
|
5.64K
$2.52M
|
|
|
Aug 14, 2023
Q2 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
5.86K+ 19.34% |
$1.92M - $2.02M
|
36.1K
$16.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
3.07K+ 52.67% |
$1.01M - $1.06M
|
8.9K
$3.98M
|
|
|
Aug 11, 2023
Q2 2023
|
Myda Advisors LLC
Inwood, NY |
BUY
|
CALL |
40KNew |
$13.1M - $13.8M
|
40K
$17.9M
|
|
|
Aug 11, 2023
Q2 2023
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
669+ 53.78% |
$219K - $231K
|
1.91K
$856K
|
|
|
Aug 10, 2023
Q2 2023
|
Mint Tower Capital Management B.V.
|
BUY
|
PUT |
25KNew |
$8.19M - $8.62M
|
25K
$11.2M
|
|
|
Aug 10, 2023
Q2 2023
|
Herr Investment Group LLC
Austin, TX |
BUY
|
PUT |
358KNew |
$117M - $123M
|
358K
$160M
|
|
|
Aug 10, 2023
Q2 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
SELL
|
- |
-116- 2.37% |
$38K - $40K
|
4.78K
$2.14M
|
|
|
Aug 10, 2023
Q2 2023
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-193- 14.06% |
$63.3K - $66.5K
|
1.18K
$528K
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
2.37KNew |
$777K - $817K
|
2.37K
$1.06M
|
|
|
Aug 10, 2023
Q2 2023
|
Financial Partners Group, LLC
Gallatin, TN |
BUY
|
- |
817New |
$268K - $282K
|
817
$365K
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-90- 5.09% |
$29.5K - $31K
|
1.68K
$751K
|
|
|
Aug 09, 2023
Q2 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-536- 43.9% |
$176K - $185K
|
685
$306K
|
|
|
Aug 09, 2023
Q2 2023
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
1+ 0.03% |
$328 - $345
|
3.06K
$1.37M
|
|
|
Aug 08, 2023
Q2 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-10- 1.22% |
$3.28K - $3.45K
|
810
$362K
|
|
|
Aug 08, 2023
Q2 2023
|
Mcmillion Capital Management Inc
|
BUY
|
- |
30New |
$9.83K - $10.3K
|
30
$13.4K
|
|
|
Aug 08, 2023
Q2 2023
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-223- 36.62% |
$73.1K - $76.9K
|
386
$173K
|
|
|
Aug 07, 2023
Q2 2023
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
2.03KNew |
$666K - $701K
|
2.03K
$909K
|
|
|
Aug 07, 2023
Q2 2023
|
Safeguard Financial, LLC
|
BUY
|
- |
141New |
$46.2K - $48.6K
|
141
$63.1K
|
|