Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2023
Q2 2023
|
Harfst & Associates, Inc.
|
BUY
|
- |
592New |
$194K - $204K
|
592
$265K
|
|
|
Aug 04, 2023
Q2 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-130- 72.63% |
$42.6K - $44.8K
|
49
$21.9K
|
|
|
Aug 03, 2023
Q2 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-100- 8.87% |
$32.8K - $34.5K
|
1.03K
$459K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2- 0.67% |
$656 - $690
|
298
$133K
|
|
|
Aug 01, 2023
Q2 2023
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
1+ 0.44% |
$328 - $345
|
230
$103K
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-46- 1.6% |
$15.1K - $15.9K
|
2.84K
$1.27M
|
|
|
Jul 26, 2023
Q2 2023
|
Aaron Wealth Advisors LLC
|
BUY
|
- |
1.05KNew |
$345K - $363K
|
1.05K
$471K
|
|
|
Jul 26, 2023
Q2 2023
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-375- 19.98% |
$123K - $129K
|
1.5K
$672K
|
|
|
Jul 26, 2023
Q2 2023
|
Arlington Partners LLC
|
BUY
|
- |
90New |
$29.5K - $31K
|
90
$40.3K
|
|
|
Jul 25, 2023
Q2 2023
|
Institute For Wealth Management, Llc.
|
BUY
|
CALL |
1.5KNew |
$492K - $517K
|
1.5K
$671K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
SELL
|
- |
-7- 0.19% |
$2.29K - $2.41K
|
3.76K
$1.68M
|
|
|
Jul 24, 2023
Q2 2023
|
Blue Square Asset Management, LLC
New York, NY |
BUY
|
- |
715New |
$234K - $247K
|
715
$320K
|
|
|
Jul 21, 2023
Q2 2023
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
2.53K+ 7.87% |
$828K - $871K
|
34.6K
$15.5M
|
|
|
Jul 20, 2023
Q2 2023
|
Successful Portfolios LLC
|
SELL
|
- |
-9- 0.89% |
$2.95K - $3.1K
|
1K
$447K
|
|
|
Jul 20, 2023
Q2 2023
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-15- 0.13% |
$4.92K - $5.17K
|
11.8K
$5.29M
|
|
|
Jul 19, 2023
Q2 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
1+ 0.57% |
$328 - $345
|
176
$78.7K
|
|
|
Jul 18, 2023
Q2 2023
|
Strategic Equity Management
|
BUY
|
- |
57+ 0.23% |
$18.7K - $19.7K
|
24.4K
$10.9M
|
|
|
Jul 18, 2023
Q2 2023
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
978+ 9.67% |
$321K - $337K
|
11.1K
$4.96M
|
|
|
Jul 17, 2023
Q2 2023
|
F Dx Advisors, Inc.
|
BUY
|
- |
71+ 3.17% |
$23.3K - $24.5K
|
2.31K
$1.03M
|
|
|
Jul 14, 2023
Q2 2023
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-25- 34.25% |
$8.19K - $8.62K
|
48
$21.5K
|
|
|
Jul 14, 2023
Q2 2023
|
Cullinan Associates Inc
|
BUY
|
- |
400+ 57.14% |
$131K - $138K
|
1.1K
$492K
|
|
|
Jul 13, 2023
Q2 2023
|
Advisor Resource Council
|
BUY
|
PUT |
100New |
$32.8K - $34.5K
|
100
$44.7K
|
|
|
Jul 12, 2023
Q2 2023
|
Shanker Valleau Wealth Advisors, Inc.
|
BUY
|
- |
690New |
$226K - $238K
|
690
$309K
|
|
|
Jul 06, 2023
Q2 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
121+ 111.01% |
$39.7K - $41.7K
|
230
$103K
|
|
|
Jul 06, 2023
Q2 2023
|
Piershale Financial Group, Inc.
|
BUY
|
- |
46.4KNew |
$15.2M - $16M
|
46.4K
$20.8M
|
|
|
Jul 05, 2023
Q2 2023
|
Private Asset Management Inc
|
SELL
|
- |
-140- 17.2% |
$45.9K - $48.3K
|
674
$301K
|
|
| Q1 2023 | |||||||
|
Feb 07, 2025
Q1 2023
|
Wealth High Governance Capital Ltda
Sao Paulo, D5 |
SELL
|
- |
-125KClosed |
$39.8M - $42.9M
|
0
$0
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-2.27K- 56.98% |
$724K - $780K
|
1.72K
$768K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
CALL |
-30K- 38.81% |
$9.56M - $10.3M
|
47.3K
$21.2M
|
|
|
May 15, 2023
Q1 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
170+ 0.47% |
$54.1K - $58.3K
|
36.5K
$16.3M
|
|
|
May 15, 2023
Q1 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
PUT |
1.5KNew |
$478K - $515K
|
1.5K
$671K
|
|
|
May 15, 2023
Q1 2023
|
Davidson Kempner Capital Management LP
New York, NY |
BUY
|
PUT |
50KNew |
$15.9M - $17.2M
|
50K
$22.4M
|
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
33+ 4.82% |
$10.5K - $11.3K
|
718
$321K
|
|
|
May 15, 2023
Q1 2023
|
Harris Associates L P
Chicago, IL |
BUY
|
- |
1.25KNew |
$398K - $429K
|
1.25K
$559K
|
|
|
May 15, 2023
Q1 2023
|
Sassicaia Capital Advisers LLC
Jericho, NY |
BUY
|
- |
1K+ 22.22% |
$319K - $343K
|
5.5K
$2.46M
|
|
|
May 15, 2023
Q1 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
6.69K+ 171.41% |
$2.13M - $2.29M
|
10.6K
$4.73M
|
|
|
May 15, 2023
Q1 2023
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-56- 19.05% |
$17.8K - $19.2K
|
238
$106K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
79New |
$25.2K - $27.1K
|
79
$35.3K
|
|
|
May 12, 2023
Q1 2023
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
1New |
$319 - $343
|
1
$447
|
|
|
May 12, 2023
Q1 2023
|
Biltmore Family Office, LLC
|
BUY
|
- |
600New |
$191K - $206K
|
600
$268K
|
|
|
May 12, 2023
Q1 2023
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
1.26KNew |
$400K - $431K
|
1.26K
$562K
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
888New |
$283K - $305K
|
888
$397K
|
|
|
May 11, 2023
Q1 2023
|
Marmo Financial Group, LLC
Johnson City, TN |
BUY
|
- |
633New |
$202K - $217K
|
633
$283K
|
|
|
May 11, 2023
Q1 2023
|
Drexel Morgan & Co.
Radnor, PA |
BUY
|
- |
1K+ 100.0% |
$319K - $343K
|
2K
$895K
|
|
|
May 10, 2023
Q1 2023
|
Strategic Vision Investment LTD
Hong Kong, K3 |
SELL
|
PUT |
-18K- 16.67% |
$5.73M - $6.17M
|
90K
$40.3M
|
|
|
May 09, 2023
Q1 2023
|
Cbiz Investment Advisory Services, LLC
|
BUY
|
- |
942New |
$300K - $323K
|
942
$421K
|
|
|
May 09, 2023
Q1 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
601New |
$191K - $206K
|
601
$269K
|
|
|
May 05, 2023
Q1 2023
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
148New |
$47.1K - $50.8K
|
148
$66.2K
|
|
|
May 04, 2023
Q1 2023
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
7+ 0.47% |
$2.23K - $2.4K
|
1.5K
$670K
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
3.19K+ 52.85% |
$1.02M - $1.09M
|
9.22K
$4.12M
|
|