Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 02, 2021
Q2 2021
|
Arcadia Investment Management Corp
|
SELL
|
- |
-100Closed |
$33.1K - $34.8K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-27Closed |
$8.95K - $9.39K
|
0
$0
|
|
Jul 30, 2021
Q2 2021
|
Fusion Family Wealth LLC
|
SELL
|
- |
-95Closed |
$31.5K - $33.1K
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
SELL
|
- |
-5.25KClosed |
$1.74M - $1.83M
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Beck Mack & Oliver LLC
New York, NY |
SELL
|
- |
-1KClosed |
$331K - $348K
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
PUT |
20KNew |
$6.63M - $6.96M
|
20K
$8.95M
|
|
Jul 22, 2021
Q2 2021
|
Veracity Capital LLC
|
BUY
|
- |
2+ 0.0% |
$663 - $696
|
43.8K
$19.6M
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-181Closed |
$60K - $63K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
4.05KNew |
$1.34M - $1.41M
|
4.05K
$1.81M
|
|
Jul 21, 2021
Q2 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-1.77KClosed |
$586K - $615K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-67.5KClosed |
$22.4M - $23.5M
|
0
$0
|
|
Jul 20, 2021
Q2 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-622Closed |
$206K - $216K
|
0
$0
|
|
Q1 2021 | |||||||
Jan 09, 2024
Q1 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-67Closed |
$20.1K - $22.2K
|
0
$0
|
|
May 31, 2023
Q1 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
612New |
$183K - $203K
|
612
$274K
|
|
Jul 13, 2021
Q1 2021
|
Pflug Koory, LLC
|
BUY
|
- |
21+ 46.67% |
$6.3K - $6.96K
|
66
$29.5K
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-360Closed |
$108K - $119K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-6Closed |
$1.8K - $1.99K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-10.7KClosed |
$3.22M - $3.56M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-869Closed |
$261K - $288K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-200Closed |
$60K - $66.3K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Sns Financial Group, LLC
|
SELL
|
PUT |
-100- 20.0% |
$30K - $33.2K
|
400
$179K
|
|
May 11, 2021
Q1 2021
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-130Closed |
$39K - $43.1K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-37Closed |
$11.1K - $12.3K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1KClosed |
$300K - $332K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
30New |
$8.99K - $9.95K
|
30
$13.4K
|
|
May 11, 2021
Q1 2021
|
Pointe Capital Management LLC
|
SELL
|
- |
-2.21KClosed |
$663K - $733K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-1Closed |
$300 - $332
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-837Closed |
$251K - $278K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
United Maritime Capital LLC
New York, NY |
SELL
|
- |
-140Closed |
$42K - $46.4K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-125- 84.46% |
$37.5K - $41.5K
|
23
$10.3K
|
|
May 05, 2021
Q1 2021
|
Gsb Wealth Management, LLC
|
BUY
|
- |
6.1KNew |
$1.83M - $2.02M
|
6.1K
$2.73M
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-35Closed |
$10.5K - $11.6K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-7.85KClosed |
$2.35M - $2.6M
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
1.79KNew |
$537K - $594K
|
1.79K
$801K
|
|
Apr 23, 2021
Q1 2021
|
Cedar Mountain Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
CALL |
100+ 4.35% |
$30K - $33.2K
|
2.4K
$1.07M
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-450Closed |
$135K - $149K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
PUT |
10KNew |
$3M - $3.32M
|
10K
$4.47M
|
|
Apr 12, 2021
Q1 2021
|
Domani Wealth, LLC
|
SELL
|
- |
-35- 2.93% |
$10.5K - $11.6K
|
1.16K
$518K
|
|
Q4 2020 | |||||||
Aug 28, 2024
Q4 2020
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-493- 26.38% |
$131K - $151K
|
1.38K
$615K
|
|
Mar 11, 2024
Q4 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
1.25K+ 77.27% |
$332K - $383K
|
2.87K
$1.28M
|
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
411New |
$109K - $126K
|
411
$184K
|
|
May 11, 2021
Q4 2020
|
Ashford Advisors, LLC
|
BUY
|
- |
4KNew |
$1.06M - $1.22M
|
4K
$1.79M
|
|
Mar 08, 2021
Q4 2020
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-9.26KClosed |
$2.45M - $2.83M
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-53Closed |
$14K - $16.2K
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-50Closed |
$13.3K - $15.3K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
300New |
$79.5K - $91.7K
|
300
$134K
|
|
Feb 16, 2021
Q4 2020
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
18New |
$4.77K - $5.5K
|
18
$8.05K
|
|
Feb 12, 2021
Q4 2020
|
Adirondack Trust CO
|
SELL
|
- |
-25Closed |
$6.63K - $7.64K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
60New |
$15.9K - $18.3K
|
60
$26.8K
|