Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)

DIA Quotes by TradingView

This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 04, 2020 Q3 2020
Dakota Wealth Management

SELL
 PUT
-2K
Closed
$514K - $582K
0 $0
Oct 29, 2020 Q3 2020
Smart Money Group LLC

SELL
 -
-2.44K
Closed
$628K - $711K
0 $0
Oct 29, 2020 Q3 2020
Taylor Hoffman Wealth Management

Richmond, VA
SELL
 -
-29
Closed
$7.46K - $8.45K
0 $0
Oct 28, 2020 Q3 2020
Nippon Life Insurance CO

SELL
 -
-388K
Closed
$99.7M - $113M
0 $0
Oct 28, 2020 Q3 2020
Wealthcare Capital Management LLC

Richmond, VA
BUY
 -
759
New
$195K - $221K
759 $338K
Oct 27, 2020 Q3 2020
Fiduciary Planning LLC

Coral Springs, FL
BUY
 -
1
New
$257 - $291
1 $445
Oct 26, 2020 Q3 2020
Palisade Asset Management, LLC

BUY
 -
750
New
$193K - $218K
750 $334K
Oct 23, 2020 Q3 2020
Cypress Wealth Services, LLC

BUY
 PUT
3.56K
+ 1781.5%
$917K - $1.04M
3.76K $1.67M
Oct 21, 2020 Q3 2020
Ziegler Capital Management, LLC

SELL
 -
-1.3K
Closed
$334K - $379K
0 $0
Oct 09, 2020 Q3 2020
Symphony Financial, Ltd. Co.

SELL
 -
-1.4K
Closed
$361K - $409K
0 $0
Q2 2020
Mar 24, 2023 Q2 2020
American Portfolios Advisors

Holbrook, NY
BUY
 -
1.53K
+ 4.93%
$320K - $422K
32.5K $14.5M
Nov 12, 2021 Q2 2020
Lido Advisors, LLC

Los Angeles, CA
BUY
 PUT
3.9K
New
$817K - $1.08M
3.9K $1.73M
Aug 14, 2020 Q2 2020
Claraphi Advisory Network, LLC

SELL
 -
-435
Closed
$91.1K - $120K
0 $0
Aug 14, 2020 Q2 2020
Asset Management One Co., Ltd.

SELL
 -
-27.4K
Closed
$5.75M - $7.58M
0 $0
Aug 14, 2020 Q2 2020
Capital Bank & Trust CO

Irvine, CA
SELL
 -
-300
Closed
$62.8K - $82.9K
0 $0
Aug 14, 2020 Q2 2020
Reynders Mc Veigh Capital Management, LLC

SELL
 -
-1.25K
Closed
$262K - $346K
0 $0
Aug 14, 2020 Q2 2020
Caption Management, LLC

Oklahoma City, OK
SELL
 -
-5.5K
Closed
$1.15M - $1.52M
0 $0
Aug 14, 2020 Q2 2020
Caption Management, LLC

Oklahoma City, OK
SELL
 PUT
-100K
Closed
$20.9M - $27.6M
0 $0
Aug 13, 2020 Q2 2020
Oarsman Capital, Inc.

Milwaukee, WI
SELL
 -
-1.51K
Closed
$315K - $416K
0 $0
Aug 13, 2020 Q2 2020
Landscape Capital Management, L.L.C.

SELL
 -
-11.1K
Closed
$2.33M - $3.08M
0 $0
Aug 13, 2020 Q2 2020
Lazard Asset Management LLC

New York, NY
BUY
 -
2.59K
New
$541K - $714K
2.59K $1.15M
Aug 13, 2020 Q2 2020
K2 Principal Fund, L.P.

Toronto, A6
SELL
 PUT
-50K
Closed
$10.5M - $13.8M
0 $0
Aug 13, 2020 Q2 2020
River Glades Family Offices LLC

Naples, FL
SELL
 -
-950
Closed
$199K - $262K
0 $0
Aug 12, 2020 Q2 2020
Oxbow Advisors, LLC

Corpus Christi, TX
SELL
 -
-2.63K
Closed
$550K - $725K
0 $0
Aug 11, 2020 Q2 2020
Lavaca Capital LLC

Houston, TX
SELL
 PUT
-4K
Closed
$838K - $1.11M
0 $0
Aug 10, 2020 Q2 2020
Madden Advisory Services, Inc.

SELL
 -
-7.76K
Closed
$1.62M - $2.14M
0 $0
Aug 10, 2020 Q2 2020
Hamilton Capital, LLC

Columbus, OH
SELL
 PUT
-20K
Closed
$4.19M - $5.53M
0 $0
Aug 07, 2020 Q2 2020
Citizens & Northern Corp

SELL
 -
-18
- 0.7%
$3.77K - $4.97K
2.54K $1.13M
Aug 06, 2020 Q2 2020
American Asset Management Inc.

SELL
 -
-6K
Closed
$1.26M - $1.66M
0 $0
Aug 05, 2020 Q2 2020
Resonant Capital Advisors, LLC

SELL
 -
-200
- 5.71%
$41.9K - $55.3K
3.3K $1.47M
Aug 05, 2020 Q2 2020
Dynamic Advisor Solutions LLC

BUY
 PUT
2.2K
New
$461K - $608K
2.2K $979K
Aug 04, 2020 Q2 2020
Karp Capital Management Corp

SELL
 -
-2.61K
Closed
$547K - $722K
0 $0
Aug 03, 2020 Q2 2020
Danda Trouve Investment Management, Inc.

SELL
 -
-137
Closed
$28.7K - $37.9K
0 $0
Aug 03, 2020 Q2 2020
Texas Capital Bank Wealth Management Services Inc

SELL
 -
-1.23K
Closed
$257K - $340K
0 $0
Jul 28, 2020 Q2 2020
Gradient Capital Advisors, LLC

SELL
 -
-2.45K
Closed
$513K - $677K
0 $0
Jul 27, 2020 Q2 2020
Arrow Financial Corp

SELL
 -
-115
Closed
$24.1K - $31.8K
0 $0
Jul 27, 2020 Q2 2020
Sumitomo Mitsui Trust Holdings, Inc.

SELL
 -
-3.5K
Closed
$733K - $967K
0 $0
Jul 27, 2020 Q2 2020
Alterna Wealth Management, Inc

Houston, TX
BUY
 -
1.03K
New
$215K - $283K
1.03K $456K
Jul 23, 2020 Q2 2020
Qvr LLC

SELL
 -
-7.14K
Closed
$1.49M - $1.97M
0 $0
Jul 23, 2020 Q2 2020
Qvr LLC

SELL
 PUT
-20.8K
Closed
$4.36M - $5.75M
0 $0
Jul 15, 2020 Q2 2020
Pacifica Partners Inc.

SELL
 -
-400
Closed
$83.8K - $111K
0 $0
Jul 13, 2020 Q2 2020
Alpha Cubed Investments, LLC

BUY
 PUT
1.9K
New
$398K - $525K
1.9K $845K
Jul 10, 2020 Q2 2020
Larson Financial Group LLC

BUY
 PUT
1.1K
New
$230K - $304K
1.1K $489K
Jul 09, 2020 Q2 2020
Clarus Wealth Advisors

SELL
 -
-2.36K
Closed
$494K - $652K
0 $0
Jul 06, 2020 Q2 2020
Ellevest, Inc.

SELL
 -
-89
Closed
$18.6K - $24.6K
0 $0
Q1 2020
Dec 12, 2024 Q1 2020
Legacy Wealth Management, LLC / Ms

Ridgeland, MS
SELL
 -
-6.5K
Closed
$1.21M - $1.92M
0 $0
May 18, 2020 Q1 2020
Lake Point Wealth Management

BUY
 -
1
+ 50.0%
$186 - $296
3 $1.33K
May 15, 2020 Q1 2020
Jefferies Group LLC

New York, NY
BUY
 PUT
5.6K
+ 1866.67%
$1.04M - $1.66M
5.9K $2.62M
May 15, 2020 Q1 2020
Bank Of Nova Scotia Trust CO

SELL
 -
-1K
Closed
$186K - $296K
0 $0

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