Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 27, 2020
Q2 2020
|
Arrow Financial Corp
|
SELL
|
- |
-115Closed |
$24.1K - $31.8K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.5KClosed |
$733K - $967K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Alterna Wealth Management, Inc
Houston, TX |
BUY
|
- |
1.03KNew |
$215K - $283K
|
1.03K
$430K
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
- |
-7.14KClosed |
$1.49M - $1.97M
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
PUT |
-20.8KClosed |
$4.36M - $5.75M
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Pacifica Partners Inc.
|
SELL
|
- |
-400Closed |
$83.8K - $111K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Alpha Cubed Investments, LLC
|
BUY
|
PUT |
1.9KNew |
$398K - $525K
|
1.9K
$797K
|
|
|
Jul 10, 2020
Q2 2020
|
Larson Financial Group LLC
|
BUY
|
PUT |
1.1KNew |
$230K - $304K
|
1.1K
$462K
|
|
|
Jul 09, 2020
Q2 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-2.36KClosed |
$494K - $652K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Ellevest, Inc.
|
SELL
|
- |
-89Closed |
$18.6K - $24.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-6.5KClosed |
$1.21M - $1.92M
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Lake Point Wealth Management
|
BUY
|
- |
1+ 50.0% |
$186 - $296
|
3
$1.26K
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
BUY
|
PUT |
5.6K+ 1866.67% |
$1.04M - $1.66M
|
5.9K
$2.48M
|
|
|
May 15, 2020
Q1 2020
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-1KClosed |
$186K - $296K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-5.73KClosed |
$1.07M - $1.69M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-3.2KClosed |
$596K - $946K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Towercrest Capital Management
Newtown, PA |
SELL
|
- |
-1.13KClosed |
$211K - $335K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-1.29KClosed |
$240K - $381K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brickley Wealth Management
|
SELL
|
- |
-2.18KClosed |
$406K - $645K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-18.1KClosed |
$3.37M - $5.35M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-416Closed |
$77.4K - $123K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-196Closed |
$36.5K - $58K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Rain Capital Management, LLC
Lake Oswego, OR |
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Silicon Valley Capital Partners
|
SELL
|
- |
-975Closed |
$181K - $288K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.03KClosed |
$563K - $895K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.42KClosed |
$636K - $1.01M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Blankinship & Foster, LLC
Solana Beach, CA |
SELL
|
- |
-866Closed |
$161K - $256K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
12New |
$2.23K - $3.55K
|
12
$5.04K
|
|
|
May 01, 2020
Q1 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.3KClosed |
$3.97M - $6.31M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Iowa State Bank
|
SELL
|
- |
-144- 0.96% |
$26.8K - $42.6K
|
14.9K
$6.24M
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
BUY
|
PUT |
500+ 33.33% |
$93.1K - $148K
|
2K
$839K
|
|
|
Apr 28, 2020
Q1 2020
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-722Closed |
$134K - $214K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-1.9KClosed |
$353K - $561K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-90Closed |
$16.8K - $26.6K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
300New |
$55.8K - $88.7K
|
300
$126K
|
|
|
Apr 14, 2020
Q1 2020
|
Leith Wheeler Investment Counsel Ltd.
|
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Norway Savings Bank
|
SELL
|
- |
-37Closed |
$6.89K - $10.9K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Camden Capital, LLC
|
BUY
|
PUT |
2KNew |
$372K - $591K
|
2K
$839K
|
|
|
Apr 03, 2020
Q1 2020
|
Salomon & Ludwin, LLC
|
SELL
|
- |
-188Closed |
$35K - $55.6K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Dec 21, 2023
Q4 2019
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1KClosed |
$261K - $286K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Column Capital Advisors, LLC
|
BUY
|
- |
310New |
$80.8K - $88.8K
|
310
$130K
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-67Closed |
$17.5K - $19.2K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
4.5KNew |
$1.17M - $1.29M
|
4.5K
$1.89M
|
|
|
Feb 11, 2020
Q4 2019
|
Horizon Bancorp Inc /In/
Michigan City, IN |
BUY
|
- |
1KNew |
$261K - $286K
|
1K
$420K
|
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-25KClosed |
$6.52M - $7.16M
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Tortoise Investment Management, LLC
|
BUY
|
PUT |
2KNew |
$521K - $573K
|
2K
$839K
|
|
|
Feb 05, 2020
Q4 2019
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-1.16KClosed |
$302K - $332K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Hanson & Doremus Investment Management
|
BUY
|
- |
300New |
$78.2K - $85.9K
|
300
$126K
|
|
|
Jan 15, 2020
Q4 2019
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-70- 58.33% |
$18.3K - $20K
|
50
$21K
|
|