Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-178Closed |
$46.4K - $51K
|
0
$0
|
|
Jan 10, 2020
Q4 2019
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-100- 27.03% |
$26.1K - $28.6K
|
270
$113K
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Linden Advisors LP
New York, NY |
SELL
|
CALL |
-150KClosed |
$38.3M - $41M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-1.15KClosed |
$292K - $314K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Highland Private Wealth Management
|
SELL
|
- |
-1.97KClosed |
$502K - $538K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-2KClosed |
$510K - $547K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-158Closed |
$40.3K - $43.2K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-1.58KClosed |
$403K - $432K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Copperwynd Financial, LLC
|
SELL
|
- |
-12.6KClosed |
$3.22M - $3.46M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-59.7KClosed |
$15.2M - $16.3M
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Taiyo Life Insurance CO
|
SELL
|
- |
-120K- 75.0% |
$30.6M - $32.8M
|
40K
$16.8M
|
|
Nov 01, 2019
Q3 2019
|
Girard Partners Ltd.
|
SELL
|
- |
-1.19KClosed |
$302K - $324K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-36- 24.0% |
$9.18K - $9.85K
|
114
$47.8K
|
|
Oct 29, 2019
Q3 2019
|
Sargent Investment Group, LLC
|
SELL
|
- |
-7.9KClosed |
$2.02M - $2.16M
|
0
$0
|
|
Oct 23, 2019
Q3 2019
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-3.81KClosed |
$971K - $1.04M
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-44Closed |
$11.2K - $12K
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
Donald L. Hagan, LLC
|
BUY
|
- |
7+ 0.5% |
$1.79K - $1.92K
|
1.41K
$590K
|
|
Oct 10, 2019
Q3 2019
|
Rb Capital Management, LLC
|
SELL
|
- |
-1.24KClosed |
$317K - $340K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-65Closed |
$16.6K - $17.8K
|
0
$0
|
|
Q2 2019 | |||||||
Sep 06, 2019
Q2 2019
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-150Closed |
$37.2K - $40.2K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Wolverine Asset Management LLC
|
SELL
|
PUT |
-250KClosed |
$62.1M - $67M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-1.15MClosed |
$285M - $308M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-119Closed |
$29.5K - $31.9K
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-554Closed |
$138K - $149K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-674Closed |
$167K - $181K
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-981Closed |
$244K - $263K
|
0
$0
|
|
Aug 01, 2019
Q2 2019
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
CALL |
1KNew |
$248K - $268K
|
1K
$420K
|
|
Jul 31, 2019
Q2 2019
|
Bell Rock Capital LLC
|
SELL
|
- |
-10Closed |
$2.48K - $2.68K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
CALL |
2K+ 200.0% |
$496K - $536K
|
3K
$1.26M
|
|
Jul 30, 2019
Q2 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-600Closed |
$149K - $161K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-19Closed |
$4.72K - $5.09K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-240Closed |
$59.6K - $64.3K
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-15Closed |
$3.72K - $4.02K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-210Closed |
$52.1K - $56.3K
|
0
$0
|
|
Jul 18, 2019
Q2 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-475Closed |
$118K - $127K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-330Closed |
$81.9K - $88.5K
|
0
$0
|
|
Q1 2019 | |||||||
Jun 17, 2024
Q1 2019
|
Traphagen Investment Advisors LLC
Oradell, NJ |
BUY
|
- |
932+ 68.13% |
$211K - $243K
|
2.3K
$965K
|
|
May 16, 2019
Q1 2019
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-1.2KClosed |
$272K - $313K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-1.65KClosed |
$374K - $430K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-74.7KClosed |
$16.9M - $19.5M
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Granite Point Capital Management, L.P.
|
SELL
|
CALL |
-100KClosed |
$22.7M - $26.1M
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-1.03KClosed |
$233K - $268K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-17.6KClosed |
$4M - $4.6M
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
PUT |
10KNew |
$2.27M - $2.61M
|
10K
$4.2M
|
|
May 08, 2019
Q1 2019
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-1.64KClosed |
$372K - $428K
|
0
$0
|
|
May 08, 2019
Q1 2019
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-1.27KClosed |
$287K - $330K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-3- 21.43% |
$680 - $783
|
11
$4.62K
|
|
May 01, 2019
Q1 2019
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-940Closed |
$213K - $245K
|
0
$0
|
|
Apr 23, 2019
Q1 2019
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-936Closed |
$212K - $244K
|
0
$0
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-60Closed |
$13.6K - $15.7K
|
0
$0
|