Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 26, 2021
Q1 2021
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
1.79KNew |
$537K - $594K
|
1.79K
$845K
|
|
|
Apr 23, 2021
Q1 2021
|
Cedar Mountain Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
CALL |
100+ 4.35% |
$30K - $33.2K
|
2.4K
$1.13M
|
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-450Closed |
$135K - $149K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
PUT |
10KNew |
$3M - $3.32M
|
10K
$4.72M
|
|
|
Apr 12, 2021
Q1 2021
|
Domani Wealth, LLC
|
SELL
|
- |
-35- 2.93% |
$10.5K - $11.6K
|
1.16K
$546K
|
|
| Q4 2020 | |||||||
|
Mar 11, 2024
Q4 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
1.25K+ 77.27% |
$332K - $383K
|
2.87K
$1.35M
|
|
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
411New |
$109K - $126K
|
411
$194K
|
|
|
Mar 08, 2021
Q4 2020
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-9.26KClosed |
$2.45M - $2.83M
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-53Closed |
$14K - $16.2K
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-50Closed |
$13.3K - $15.3K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
300New |
$79.5K - $91.7K
|
300
$142K
|
|
|
Feb 16, 2021
Q4 2020
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
18New |
$4.77K - $5.5K
|
18
$8.49K
|
|
|
Feb 12, 2021
Q4 2020
|
Adirondack Trust CO
|
SELL
|
- |
-25Closed |
$6.63K - $7.64K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
60New |
$15.9K - $18.3K
|
60
$28.3K
|
|
|
Feb 12, 2021
Q4 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-1.14KClosed |
$303K - $350K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-27- 57.45% |
$7.16K - $8.26K
|
20
$9.44K
|
|
|
Feb 11, 2021
Q4 2020
|
Slow Capital, Inc.
|
SELL
|
- |
-7Closed |
$1.86K - $2.14K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-346- 18.67% |
$91.7K - $106K
|
1.51K
$711K
|
|
|
Feb 10, 2021
Q4 2020
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-2.24KClosed |
$594K - $685K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Mv Capital Management, Inc.
|
SELL
|
- |
-433Closed |
$115K - $132K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Capital Planning Advisors, LLC
Sacramento, CA |
SELL
|
- |
-781Closed |
$207K - $239K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
715New |
$190K - $219K
|
715
$337K
|
|
|
Jan 29, 2021
Q4 2020
|
Marshall Financial Group LLC
|
BUY
|
CALL |
300New |
$79.5K - $91.7K
|
300
$142K
|
|
|
Jan 27, 2021
Q4 2020
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-3KClosed |
$795K - $917K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
|
BUY
|
- |
42+ 3.8% |
$11.1K - $12.8K
|
1.15K
$541K
|
|
|
Jan 22, 2021
Q4 2020
|
Divergent Wealth Advisors
|
SELL
|
- |
-1.14KClosed |
$303K - $349K
|
0
$0
|
|
|
Jan 15, 2021
Q4 2020
|
Legacy Advisors, LLC
|
SELL
|
- |
-172- 6.57% |
$45.6K - $52.6K
|
2.45K
$1.15M
|
|
|
Jan 12, 2021
Q4 2020
|
First Premier Bank
|
BUY
|
- |
800+ 40.0% |
$212K - $245K
|
2.8K
$1.32M
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-939Closed |
$242K - $273K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
SELL
|
- |
-9.29KClosed |
$2.39M - $2.7M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
First Commonwealth Financial Corp
Indiana, PA |
SELL
|
PUT |
-1.8KClosed |
$463K - $524K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Nwi Management LP
New York, NY |
SELL
|
- |
-16KClosed |
$4.12M - $4.66M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Aspire Private Capital, LLC
|
BUY
|
- |
117New |
$30.1K - $34.1K
|
117
$55.2K
|
|
|
Nov 13, 2020
Q3 2020
|
Btg Pactual Global Asset Management LTD
New York, NY |
SELL
|
PUT |
-46KClosed |
$11.8M - $13.4M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-270Closed |
$69.5K - $78.6K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-1.68KClosed |
$433K - $490K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Ocean Capital Management, LLC
|
SELL
|
- |
-851Closed |
$219K - $248K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
- |
-55Closed |
$14.1K - $16K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
PUT |
-2KClosed |
$514K - $582K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Smart Money Group LLC
|
SELL
|
- |
-2.44KClosed |
$628K - $711K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-29Closed |
$7.46K - $8.45K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Nippon Life Insurance CO
|
SELL
|
- |
-388KClosed |
$99.7M - $113M
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
BUY
|
- |
759New |
$195K - $221K
|
759
$358K
|
|
|
Oct 27, 2020
Q3 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
1New |
$257 - $291
|
1
$472
|
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
3.56K+ 1781.5% |
$917K - $1.04M
|
3.76K
$1.78M
|
|
|
Oct 21, 2020
Q3 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-1.3KClosed |
$334K - $379K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-1.4KClosed |
$361K - $409K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Jan 08, 2024
Q2 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
PUT |
2KNew |
$419K - $553K
|
2K
$944K
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.53K+ 4.93% |
$320K - $422K
|
32.5K
$15.3M
|
|