Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2020
Q2 2020
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-27.4KClosed |
$5.75M - $7.58M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-300Closed |
$62.8K - $82.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$262K - $346K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-5.5KClosed |
$1.15M - $1.52M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-100KClosed |
$20.9M - $27.6M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-11.1KClosed |
$2.33M - $3.08M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
PUT |
-50KClosed |
$10.5M - $13.8M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-950Closed |
$199K - $262K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.63KClosed |
$550K - $725K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Lavaca Capital LLC
Houston, TX |
SELL
|
PUT |
-4KClosed |
$838K - $1.11M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-7.76KClosed |
$1.62M - $2.14M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
PUT |
-20KClosed |
$4.19M - $5.53M
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Citizens & Northern Corp
|
SELL
|
- |
-18- 0.7% |
$3.77K - $4.97K
|
2.54K
$1.2M
|
|
|
Aug 06, 2020
Q2 2020
|
American Asset Management Inc.
|
SELL
|
- |
-6KClosed |
$1.26M - $1.66M
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-200- 5.71% |
$41.9K - $55.3K
|
3.3K
$1.56M
|
|
|
Aug 05, 2020
Q2 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
PUT |
2.2KNew |
$461K - $608K
|
2.2K
$1.04M
|
|
|
Aug 04, 2020
Q2 2020
|
Karp Capital Management Corp
|
SELL
|
- |
-2.61KClosed |
$547K - $722K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-137Closed |
$28.7K - $37.9K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-1.23KClosed |
$257K - $340K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Arrow Financial Corp
|
SELL
|
- |
-115Closed |
$24.1K - $31.8K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.5KClosed |
$733K - $967K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Alterna Wealth Management, Inc
Houston, TX |
BUY
|
- |
1.03KNew |
$215K - $283K
|
1.03K
$484K
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
- |
-7.14KClosed |
$1.49M - $1.97M
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
PUT |
-20.8KClosed |
$4.36M - $5.75M
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Pacifica Partners Inc.
|
SELL
|
- |
-400Closed |
$83.8K - $111K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Alpha Cubed Investments, LLC
|
BUY
|
PUT |
1.9KNew |
$398K - $525K
|
1.9K
$896K
|
|
|
Jul 10, 2020
Q2 2020
|
Larson Financial Group LLC
|
BUY
|
PUT |
1.1KNew |
$230K - $304K
|
1.1K
$519K
|
|
|
Jul 09, 2020
Q2 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-2.36KClosed |
$494K - $652K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Ellevest, Inc.
|
SELL
|
- |
-89Closed |
$18.6K - $24.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-6.5KClosed |
$1.21M - $1.92M
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Lake Point Wealth Management
|
BUY
|
- |
1+ 50.0% |
$186 - $296
|
3
$1.42K
|
|
|
May 15, 2020
Q1 2020
|
Jefferies Group LLC
New York, NY |
BUY
|
PUT |
5.6K+ 1866.67% |
$1.04M - $1.66M
|
5.9K
$2.78M
|
|
|
May 15, 2020
Q1 2020
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-1KClosed |
$186K - $296K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-5.73KClosed |
$1.07M - $1.69M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-3.2KClosed |
$596K - $946K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Towercrest Capital Management
Newtown, PA |
SELL
|
- |
-1.13KClosed |
$211K - $335K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-1.29KClosed |
$240K - $381K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brickley Wealth Management
|
SELL
|
- |
-2.18KClosed |
$406K - $645K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-18.1KClosed |
$3.37M - $5.35M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-416Closed |
$77.4K - $123K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Rain Capital Management, LLC
Lake Oswego, OR |
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Silicon Valley Capital Partners
|
SELL
|
- |
-975Closed |
$181K - $288K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.03KClosed |
$563K - $895K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.42KClosed |
$636K - $1.01M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Blankinship & Foster, LLC
Solana Beach, CA |
SELL
|
- |
-866Closed |
$161K - $256K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
12New |
$2.23K - $3.55K
|
12
$5.66K
|
|
|
May 01, 2020
Q1 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.3KClosed |
$3.97M - $6.31M
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
BUY
|
PUT |
500+ 33.33% |
$93.1K - $148K
|
2K
$944K
|
|
|
Apr 28, 2020
Q1 2020
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-722Closed |
$134K - $214K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-1.9KClosed |
$353K - $561K
|
0
$0
|
|