Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-106- 36.3% |
$46.2K - $49.2K
|
186
$87.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Redwood Financial Network Corp
|
SELL
|
- |
-90- 7.48% |
$39.2K - $41.7K
|
1.11K
$526K
|
|
|
Nov 12, 2025
Q3 2025
|
Innovative Wealth Building LLC
California, MD |
BUY
|
- |
97+ 7.69% |
$42.3K - $45K
|
1.36K
$641K
|
|
|
Nov 12, 2025
Q3 2025
|
Dividend Assets Capital, LLC
|
BUY
|
- |
433New |
$189K - $201K
|
433
$204K
|
|
|
Nov 12, 2025
Q3 2025
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-9- 0.59% |
$3.92K - $4.17K
|
1.51K
$711K
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-2- 0.3% |
$871 - $927
|
658
$310K
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2025
Q3 2025
|
Pillar Financial Advisors, LLC
Louisville, KY |
BUY
|
- |
5New |
$2.18K - $2.32K
|
5
$2.36K
|
|
|
Nov 12, 2025
Q3 2025
|
Clare Market Investments LLC
Dallas, TX |
BUY
|
- |
3+ 0.36% |
$1.31K - $1.39K
|
843
$398K
|
|
|
Nov 12, 2025
Q3 2025
|
Momentum Wealth Planning, LLC
Estero, FL |
SELL
|
- |
-100- 8.59% |
$43.6K - $46.4K
|
1.06K
$502K
|
|
|
Nov 12, 2025
Q3 2025
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-72- 6.81% |
$31.4K - $33.4K
|
986
$465K
|
|
|
Nov 12, 2025
Q3 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-12.5K- 24.51% |
$5.43M - $5.78M
|
38.4K
$18.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
263+ 24.76% |
$115K - $122K
|
1.33K
$625K
|
|
|
Nov 12, 2025
Q3 2025
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
103+ 2.77% |
$44.9K - $47.8K
|
3.82K
$1.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
317+ 1.9% |
$138K - $147K
|
17K
$8.01M
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
12.8K+ 254.29% |
$5.56M - $5.92M
|
17.8K
$8.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Transce3nd, LLC
Kyle, TX |
SELL
|
- |
-18- 52.94% |
$7.84K - $8.35K
|
16
$7.55K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.73K- 1.98% |
$1.63M - $1.73M
|
185K
$87.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-23- 4.24% |
$10K - $10.7K
|
520
$245K
|
|
|
Nov 12, 2025
Q3 2025
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-10- 1.39% |
$4.36K - $4.64K
|
709
$335K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
15.3K+ 29.15% |
$6.68M - $7.11M
|
67.9K
$32.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-558- 47.01% |
$243K - $259K
|
629
$297K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
89+ 1.07% |
$38.8K - $41.3K
|
8.44K
$3.98M
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
469New |
$204K - $217K
|
469
$221K
|
|
|
Nov 12, 2025
Q3 2025
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
324+ 13.27% |
$141K - $150K
|
2.77K
$1.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
721New |
$314K - $334K
|
721
$340K
|
|
|
Nov 12, 2025
Q3 2025
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
664+ 107.62% |
$289K - $308K
|
1.28K
$604K
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
4+ 0.24% |
$1.74K - $1.85K
|
1.65K
$780K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
325+ 3.15% |
$142K - $151K
|
10.6K
$5.02M
|
|
|
Nov 12, 2025
Q3 2025
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-30- 1.5% |
$13.1K - $13.9K
|
1.97K
$929K
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-10- 0.32% |
$4.36K - $4.64K
|
3.12K
$1.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-136- 3.32% |
$59.3K - $63.1K
|
3.97K
$1.87M
|
|
|
Nov 12, 2025
Q3 2025
|
Patrick M Sweeney & Associates, Inc
Libertyville, IL |
BUY
|
- |
20+ 2.33% |
$8.71K - $9.27K
|
878
$414K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-43- 3.79% |
$18.7K - $19.9K
|
1.09K
$516K
|
|
|
Nov 12, 2025
Q3 2025
|
Traction Financial Partners, LLC
Littleton, CO |
BUY
|
- |
10+ 0.96% |
$4.36K - $4.64K
|
1.05K
$496K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
1.79K+ 4.37% |
$778K - $828K
|
42.6K
$20.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
SELL
|
- |
-51- 26.29% |
$22.2K - $23.7K
|
143
$67.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Pks Advisory Services, LLC
Albany, NY |
BUY
|
- |
1.07K+ 11.5% |
$466K - $496K
|
10.4K
$4.89M
|
|
|
Nov 12, 2025
Q3 2025
|
Fortress Private Ledger, LLC
Raleigh, NC |
BUY
|
- |
1+ 0.22% |
$436 - $464
|
465
$219K
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
434New |
$189K - $201K
|
434
$205K
|
|
|
Nov 12, 2025
Q3 2025
|
111 Capital
Paris, I0 |
BUY
|
- |
35.4KNew |
$15.4M - $16.4M
|
35.4K
$16.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
1.27K+ 3.79% |
$551K - $587K
|
34.7K
$16.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
1+ 0.01% |
$436 - $464
|
13.1K
$6.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
228+ 5.95% |
$99.3K - $106K
|
4.06K
$1.92M
|
|
|
Nov 12, 2025
Q3 2025
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-74- 1.57% |
$32.2K - $34.3K
|
4.63K
$2.18M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20K+ 1.26% |
$8.72M - $9.28M
|
1.61M
$760M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
PUT |
1KNew |
$436K - $464K
|
1K
$472K
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
746+ 42.0% |
$325K - $346K
|
2.52K
$1.19M
|
|
|
Nov 12, 2025
Q3 2025
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-128- 9.5% |
$55.8K - $59.4K
|
1.22K
$576K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.39K- 1.38% |
$1.04M - $1.11M
|
170K
$80.3M
|
|