Latest Institutional Sells of Spdr Dow Jones Industrial Average ETF Trust (DIA)
This list provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Avestar Capital, LLC
|
SELL
|
PUT |
-10K- 50.0% |
$3.24M - $3.77M
|
10K
$4.72M
|
|
|
Jan 09, 2024
Q4 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-9.37K- 69.44% |
$3.04M - $3.53M
|
4.12K
$1.95M
|
|
|
Jan 22, 2024
Q4 2023
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-2.76K- 71.67% |
$893K - $1.04M
|
1.09K
$514K
|
|
|
Feb 12, 2024
Q4 2023
|
Truepoint, Inc.
|
SELL
|
- |
-1.84K- 12.3% |
$596K - $693K
|
13.1K
$6.18M
|
|
|
Jan 16, 2024
Q4 2023
|
Strategic Wealth Investment Group, LLC
|
SELL
|
- |
-1.62K- 3.66% |
$525K - $611K
|
42.7K
$20.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-1.32K- 51.36% |
$428K - $498K
|
1.25K
$590K
|
|
|
Feb 06, 2024
Q4 2023
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-642- 51.69% |
$208K - $242K
|
600
$283K
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-599- 58.5% |
$194K - $226K
|
425
$201K
|
|
|
Jan 26, 2024
Q4 2023
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-220- 28.76% |
$71.3K - $82.9K
|
545
$257K
|
|
|
Jan 23, 2024
Q4 2023
|
Levy Wealth Management Group, LLC
|
SELL
|
- |
-209- 24.56% |
$67.8K - $78.8K
|
642
$303K
|
|
|
Jan 31, 2024
Q4 2023
|
Powell Investment Advisors, LLC
|
SELL
|
- |
-150- 20.0% |
$48.6K - $56.6K
|
600
$283K
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-129- 2.15% |
$41.8K - $48.6K
|
5.88K
$2.78M
|
|
|
Jan 26, 2024
Q4 2023
|
Eagle Capital Management, LLC
|
SELL
|
- |
-102- 3.38% |
$33.1K - $38.5K
|
2.92K
$1.38M
|
|
|
Jan 26, 2024
Q4 2023
|
Financial Guidance Group, Inc.
|
SELL
|
- |
-65- 4.42% |
$21.1K - $24.5K
|
1.41K
$663K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-60- 3.33% |
$19.5K - $22.6K
|
1.74K
$823K
|
|
|
Jan 30, 2024
Q4 2023
|
Prosperitas Financial LLC
Valencia, CA |
SELL
|
- |
-50- 6.8% |
$16.2K - $18.9K
|
685
$323K
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-46- 4.14% |
$14.9K - $17.3K
|
1.07K
$502K
|
|
|
Feb 08, 2024
Q4 2023
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-40- 4.55% |
$13K - $15.1K
|
840
$396K
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-28- 4.45% |
$9.08K - $10.6K
|
601
$284K
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-4- 0.19% |
$1.3K - $1.51K
|
2.14K
$1.01M
|
|
| Q3 2023 | |||||||
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-29.9K- 70.25% |
$10M - $10.6M
|
12.6K
$5.97M
|
|
|
Nov 14, 2023
Q3 2023
|
Point72 Middle East Fze
Stamford, CT |
SELL
|
- |
-11.5K- 20.79% |
$3.85M - $4.09M
|
43.8K
$20.7M
|
|
|
Nov 15, 2023
Q3 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-1.81K- 41.48% |
$605K - $643K
|
2.55K
$1.2M
|
|
|
Oct 11, 2023
Q3 2023
|
Versant Capital Management, Inc
|
SELL
|
- |
-377- 87.67% |
$126K - $134K
|
53
$25K
|
|
|
Nov 14, 2023
Q3 2023
|
Private Capital Management, LLC
Naples, FL |
SELL
|
- |
-300- 20.0% |
$100K - $107K
|
1.2K
$566K
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-179- 8.88% |
$60K - $63.8K
|
1.84K
$867K
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-164- 80.79% |
$54.9K - $58.4K
|
39
$18.4K
|
|
|
Nov 14, 2023
Q3 2023
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-117- 14.03% |
$39.2K - $41.7K
|
717
$338K
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-115- 15.97% |
$38.5K - $41K
|
605
$285K
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
SELL
|
- |
-69Closed |
$23.1K - $24.6K
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Hall Private Wealth Advisors
|
SELL
|
- |
-61- 1.56% |
$20.4K - $21.7K
|
3.86K
$1.82M
|
|
|
Oct 27, 2023
Q3 2023
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
SELL
|
- |
-50- 7.35% |
$16.7K - $17.8K
|
630
$297K
|
|
|
Apr 26, 2024
Q3 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-13- 11.3% |
$4.35K - $4.63K
|
102
$48.1K
|
|
|
Oct 25, 2023
Q3 2023
|
Eukles Asset Management
|
SELL
|
- |
-5- 18.52% |
$1.67K - $1.78K
|
22
$10.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Peterson Wealth Management
|
SELL
|
- |
-1- 0.07% |
$335 - $356
|
1.46K
$690K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-2.74K- 48.8% |
$899K - $946K
|
2.88K
$1.36M
|
|
|
Sep 12, 2023
Q2 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-2.59KClosed |
$848K - $892K
|
0
$0
|
|
|
Jul 26, 2023
Q2 2023
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-375- 19.98% |
$123K - $129K
|
1.5K
$709K
|
|
|
Aug 10, 2023
Q2 2023
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-193- 14.06% |
$63.3K - $66.5K
|
1.18K
$557K
|
|
|
Jul 05, 2023
Q2 2023
|
Private Asset Management Inc
|
SELL
|
- |
-140- 17.2% |
$45.9K - $48.3K
|
674
$318K
|
|
|
Aug 04, 2023
Q2 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-130- 72.63% |
$42.6K - $44.8K
|
49
$23.1K
|
|
|
Aug 10, 2023
Q2 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
SELL
|
- |
-116- 2.37% |
$38K - $40K
|
4.78K
$2.25M
|
|
|
Aug 09, 2023
Q2 2023
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-90- 5.09% |
$29.5K - $31K
|
1.68K
$792K
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-46- 1.6% |
$15.1K - $15.9K
|
2.84K
$1.34M
|
|
|
Jul 14, 2023
Q2 2023
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-25- 34.25% |
$8.19K - $8.62K
|
48
$22.6K
|
|
|
Jul 20, 2023
Q2 2023
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-15- 0.13% |
$4.92K - $5.17K
|
11.8K
$5.58M
|
|
|
Aug 08, 2023
Q2 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-10- 1.22% |
$3.28K - $3.45K
|
810
$382K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
SELL
|
- |
-7- 0.19% |
$2.29K - $2.41K
|
3.76K
$1.77M
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2- 0.67% |
$656 - $690
|
298
$141K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
CALL |
-30K- 38.81% |
$9.56M - $10.3M
|
47.3K
$22.3M
|
|