Latest Institutional Sells of Spdr Dow Jones Industrial Average ETF Trust (DIA)
This list provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2021
Q4 2020
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-2.24KClosed |
$594K - $685K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-1.14KClosed |
$303K - $350K
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Divergent Wealth Advisors
|
SELL
|
- |
-1.14KClosed |
$303K - $349K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Capital Planning Advisors, LLC
Sacramento, CA |
SELL
|
- |
-781Closed |
$207K - $239K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Mv Capital Management, Inc.
|
SELL
|
- |
-433Closed |
$115K - $132K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-346- 18.67% |
$91.7K - $106K
|
1.51K
$711K
|
|
|
Jan 15, 2021
Q4 2020
|
Legacy Advisors, LLC
|
SELL
|
- |
-172- 6.57% |
$45.6K - $52.6K
|
2.45K
$1.15M
|
|
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-53Closed |
$14K - $16.2K
|
0
$0
|
|
|
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-50Closed |
$13.3K - $15.3K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-27- 57.45% |
$7.16K - $8.26K
|
20
$9.44K
|
|
|
Feb 12, 2021
Q4 2020
|
Adirondack Trust CO
|
SELL
|
- |
-25Closed |
$6.63K - $7.64K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Slow Capital, Inc.
|
SELL
|
- |
-7Closed |
$1.86K - $2.14K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 28, 2020
Q3 2020
|
Nippon Life Insurance CO
|
SELL
|
- |
-388KClosed |
$99.7M - $113M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Btg Pactual Global Asset Management LTD
New York, NY |
SELL
|
PUT |
-46KClosed |
$11.8M - $13.4M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Nwi Management LP
New York, NY |
SELL
|
- |
-16KClosed |
$4.12M - $4.66M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
SELL
|
- |
-9.29KClosed |
$2.39M - $2.7M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Smart Money Group LLC
|
SELL
|
- |
-2.44KClosed |
$628K - $711K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
PUT |
-2KClosed |
$514K - $582K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
First Commonwealth Financial Corp
Indiana, PA |
SELL
|
PUT |
-1.8KClosed |
$463K - $524K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-1.68KClosed |
$433K - $490K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-1.4KClosed |
$361K - $409K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-1.3KClosed |
$334K - $379K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-939Closed |
$242K - $273K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Ocean Capital Management, LLC
|
SELL
|
- |
-851Closed |
$219K - $248K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-270Closed |
$69.5K - $78.6K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-29Closed |
$7.46K - $8.45K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-100KClosed |
$20.9M - $27.6M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
PUT |
-50KClosed |
$10.5M - $13.8M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-27.4KClosed |
$5.75M - $7.58M
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
PUT |
-20.8KClosed |
$4.36M - $5.75M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
PUT |
-20KClosed |
$4.19M - $5.53M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-11.1KClosed |
$2.33M - $3.08M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-7.76KClosed |
$1.62M - $2.14M
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
- |
-7.14KClosed |
$1.49M - $1.97M
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
American Asset Management Inc.
|
SELL
|
- |
-6KClosed |
$1.26M - $1.66M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-5.5KClosed |
$1.15M - $1.52M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Lavaca Capital LLC
Houston, TX |
SELL
|
PUT |
-4KClosed |
$838K - $1.11M
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.5KClosed |
$733K - $967K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.63KClosed |
$550K - $725K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Karp Capital Management Corp
|
SELL
|
- |
-2.61KClosed |
$547K - $722K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-2.36KClosed |
$494K - $652K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$262K - $346K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-1.23KClosed |
$257K - $340K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-950Closed |
$199K - $262K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-435Closed |
$91.1K - $120K
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Pacifica Partners Inc.
|
SELL
|
- |
-400Closed |
$83.8K - $111K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-300Closed |
$62.8K - $82.9K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-200- 5.71% |
$41.9K - $55.3K
|
3.3K
$1.56M
|
|
|
Aug 03, 2020
Q2 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-137Closed |
$28.7K - $37.9K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Arrow Financial Corp
|
SELL
|
- |
-115Closed |
$24.1K - $31.8K
|
0
$0
|
|