Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-60- 5.79% |
$20.1K - $21.4K
|
976
$435K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-61- 7.88% |
$20.4K - $21.7K
|
713
$318K
|
|
|
Nov 14, 2023
Q3 2023
|
Hall Private Wealth Advisors
|
SELL
|
- |
-61- 1.56% |
$20.4K - $21.7K
|
3.86K
$1.72M
|
|
|
Oct 10, 2023
Q3 2023
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-63- 2.08% |
$21.1K - $22.4K
|
2.97K
$1.32M
|
|
|
Oct 10, 2023
Q3 2023
|
Tsfg, LLC
|
SELL
|
- |
-64- 86.49% |
$21.4K - $22.8K
|
10
$4.46K
|
|
|
Oct 30, 2023
Q3 2023
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-65- 0.47% |
$21.8K - $23.2K
|
13.6K
$6.08M
|
|
|
Oct 31, 2023
Q3 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-67- 4.8% |
$22.4K - $23.9K
|
1.33K
$592K
|
|
|
Oct 18, 2023
Q3 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-67- 2.72% |
$22.4K - $23.9K
|
2.39K
$1.07M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-69- 6.69% |
$23.1K - $24.6K
|
963
$429K
|
|
|
Nov 06, 2023
Q3 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
SELL
|
- |
-69Closed |
$23.1K - $24.6K
|
0
$0
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-70- 2.2% |
$23.4K - $24.9K
|
3.11K
$1.38M
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-70- 0.93% |
$23.4K - $24.9K
|
7.46K
$3.33M
|
|
|
Nov 01, 2023
Q3 2023
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-72- 8.57% |
$24.1K - $25.6K
|
768
$342K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-73- 3.91% |
$24.5K - $26K
|
1.79K
$799K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-73- 3.29% |
$24.5K - $26K
|
2.15K
$956K
|
|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-73- 3.29% |
$24.5K - $26K
|
2.15K
$956K
|
|
|
Oct 10, 2023
Q3 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-73- 3.99% |
$24.5K - $26K
|
1.76K
$783K
|
|
|
Oct 17, 2023
Q3 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-78- 8.63% |
$26.1K - $27.8K
|
826
$368K
|
|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-79- 1.33% |
$26.5K - $28.1K
|
5.84K
$2.6M
|
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-80- 10.88% |
$26.8K - $28.5K
|
655
$292K
|
|
|
Oct 25, 2023
Q3 2023
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-80- 6.73% |
$26.8K - $28.5K
|
1.11K
$494K
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-85- 2.68% |
$28.5K - $30.3K
|
3.08K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-87- 4.41% |
$29.1K - $31K
|
1.89K
$841K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-88- 3.49% |
$29.5K - $31.3K
|
2.44K
$1.09M
|
|
|
Oct 30, 2023
Q3 2023
|
Tufton Capital Management
|
SELL
|
- |
-91- 0.8% |
$30.5K - $32.4K
|
11.2K
$5.01M
|
|
|
Oct 17, 2023
Q3 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-93- 2.26% |
$31.2K - $33.1K
|
4.02K
$1.79M
|
|
|
Nov 03, 2023
Q3 2023
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-96- 9.52% |
$32.2K - $34.2K
|
912
$407K
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-98- 4.86% |
$32.8K - $34.9K
|
1.92K
$856K
|
|
|
Nov 09, 2023
Q3 2023
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-100- 0.81% |
$33.5K - $35.6K
|
12.3K
$5.48M
|
|
|
Oct 19, 2023
Q3 2023
|
Benin Management Corp
|
SELL
|
- |
-105- 0.33% |
$35.2K - $37.4K
|
31.3K
$14M
|
|
|
Nov 02, 2023
Q3 2023
|
D L Carlson Investment Group Inc
Concord, NH |
SELL
|
- |
-106- 5.96% |
$35.5K - $37.8K
|
1.67K
$746K
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-113- 8.27% |
$37.8K - $40.3K
|
1.25K
$559K
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-115- 15.97% |
$38.5K - $41K
|
605
$270K
|
|
|
Oct 26, 2023
Q3 2023
|
Nbt Bank N A
|
SELL
|
- |
-115- 2.85% |
$38.5K - $41K
|
3.92K
$1.75M
|
|
|
Oct 18, 2023
Q3 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-115- 2.68% |
$38.5K - $41K
|
4.18K
$1.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-115- 5.67% |
$38.5K - $41K
|
1.91K
$853K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-116- 4.49% |
$38.9K - $41.3K
|
2.47K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-117- 14.03% |
$39.2K - $41.7K
|
717
$320K
|
|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-118- 1.0% |
$39.5K - $42K
|
11.7K
$5.23M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-119- 0.89% |
$39.9K - $42.4K
|
13.3K
$5.92M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-122- 0.95% |
$40.9K - $43.5K
|
12.7K
$5.68M
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-124- 0.76% |
$41.5K - $44.2K
|
16.2K
$7.22M
|
|
|
Nov 07, 2023
Q3 2023
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-128- 12.8% |
$42.9K - $45.6K
|
872
$389K
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-129- 0.19% |
$43.2K - $45.9K
|
68.5K
$30.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-132- 3.56% |
$44.2K - $47K
|
3.57K
$1.59M
|
|
|
Nov 14, 2023
Q3 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-137- 6.3% |
$45.9K - $48.8K
|
2.04K
$909K
|
|
|
Nov 27, 2023
Q3 2023
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-138- 10.71% |
$46.2K - $49.2K
|
1.15K
$513K
|
|
|
Nov 03, 2023
Q3 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
SELL
|
- |
-141- 13.96% |
$47.2K - $50.2K
|
869
$388K
|
|
|
Nov 06, 2023
Q3 2023
|
Hudock, Inc.
|
SELL
|
- |
-141- 1.81% |
$47.2K - $50.2K
|
7.65K
$3.41M
|
|
|
Nov 07, 2023
Q3 2023
|
Fingerlakes Wealth Management, Inc.
|
SELL
|
- |
-147- 2.06% |
$49.2K - $52.4K
|
7K
$3.12M
|