Purchases and Sales Made in Q3 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
SELL
|
- |
-301- 6.81% |
$101K - $107K
|
4.12K
$1.84M
|
|
|
Oct 12, 2023
Q3 2023
|
Saxon Interests, Inc.
|
SELL
|
- |
-302- 26.61% |
$101K - $108K
|
833
$371K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-314- 3.4% |
$105K - $112K
|
8.92K
$3.98M
|
|
|
Oct 11, 2023
Q3 2023
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-329- 1.66% |
$110K - $117K
|
19.5K
$8.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
SELL
|
- |
-332- 1.86% |
$111K - $118K
|
17.5K
$7.81M
|
|
|
Oct 16, 2023
Q3 2023
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-340- 11.84% |
$114K - $121K
|
2.53K
$1.13M
|
|
|
Oct 16, 2023
Q3 2023
|
Enzi Wealth
Austin, TX |
SELL
|
- |
-347- 16.76% |
$116K - $124K
|
1.72K
$768K
|
|
|
Nov 15, 2023
Q3 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-370- 0.13% |
$124K - $132K
|
274K
$122M
|
|
|
Oct 11, 2023
Q3 2023
|
Versant Capital Management, Inc
|
SELL
|
- |
-377- 87.67% |
$126K - $134K
|
53
$23.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-378- 19.72% |
$127K - $135K
|
1.54K
$686K
|
|
|
Nov 06, 2023
Q3 2023
|
Ntv Asset Management LLC
|
SELL
|
- |
-380- 1.61% |
$127K - $135K
|
23.3K
$10.4M
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-382- 12.67% |
$128K - $136K
|
2.63K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-389- 51.8% |
$130K - $139K
|
362
$161K
|
|
|
Nov 14, 2023
Q3 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-392- 2.93% |
$131K - $140K
|
13K
$5.79M
|
|
|
Oct 05, 2023
Q3 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-400- 19.35% |
$134K - $142K
|
1.67K
$743K
|
|
|
Nov 14, 2023
Q3 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-414- 14.37% |
$139K - $147K
|
2.47K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Arvest Trust CO N A
Rogers, AR |
SELL
|
- |
-418- 6.1% |
$140K - $149K
|
6.43K
$2.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Destination Wealth Management
|
SELL
|
- |
-418- 21.88% |
$140K - $149K
|
1.49K
$665K
|
|
|
Nov 13, 2023
Q3 2023
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-426- 16.65% |
$143K - $152K
|
2.13K
$951K
|
|
|
Nov 15, 2023
Q3 2023
|
Objective Capital Management, LLC
|
SELL
|
- |
-430- 6.12% |
$144K - $153K
|
6.6K
$2.94M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-434- 28.7% |
$145K - $155K
|
1.08K
$481K
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-440- 1.68% |
$147K - $157K
|
25.8K
$11.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-451- 2.33% |
$151K - $161K
|
18.9K
$8.45M
|
|
|
Nov 03, 2023
Q3 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-473- 1.16% |
$158K - $168K
|
40.1K
$17.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-484- 0.8% |
$162K - $172K
|
60K
$26.8M
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-490- 79.67% |
$164K - $175K
|
125
$55.7K
|
|
|
Oct 19, 2023
Q3 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-491- 6.27% |
$164K - $175K
|
7.34K
$3.27M
|
|
|
Nov 08, 2023
Q3 2023
|
Redwood Financial Network Corp
|
SELL
|
- |
-493- 23.79% |
$165K - $176K
|
1.58K
$704K
|
|
|
Nov 03, 2023
Q3 2023
|
Intrepid Financial Planning Group LLC
Carmel, IN |
SELL
|
- |
-496- 9.16% |
$166K - $177K
|
4.92K
$2.19M
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-500- 28.07% |
$167K - $178K
|
1.28K
$571K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-503- 2.33% |
$168K - $179K
|
21.1K
$9.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-511- 1.0% |
$171K - $182K
|
50.4K
$22.5M
|
|
|
Nov 09, 2023
Q3 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-526- 2.91% |
$176K - $187K
|
17.6K
$7.83M
|
|
|
Oct 10, 2023
Q3 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-536- 34.69% |
$180K - $191K
|
1.01K
$450K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-554- 3.84% |
$186K - $197K
|
13.9K
$6.19M
|
|
|
Oct 17, 2023
Q3 2023
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-566- 1.73% |
$190K - $202K
|
32.2K
$14.4M
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Advisory Inc
|
SELL
|
- |
-583- 3.83% |
$195K - $208K
|
14.7K
$6.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-596- 6.88% |
$200K - $212K
|
8.07K
$3.6M
|
|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-599- 14.12% |
$201K - $213K
|
3.64K
$1.62M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-608- 1.83% |
$204K - $217K
|
32.7K
$14.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Allie Family Office LLC
|
SELL
|
- |
-640- 23.69% |
$214K - $228K
|
2.06K
$919K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-651- 3.82% |
$218K - $232K
|
16.4K
$7.32M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-657- 11.48% |
$220K - $234K
|
5.06K
$2.26M
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-705- 2.5% |
$236K - $251K
|
27.5K
$12.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-705- 2.5% |
$236K - $251K
|
27.5K
$12.3M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-725- 8.57% |
$243K - $258K
|
7.73K
$3.45M
|
|
|
Oct 23, 2023
Q3 2023
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-730- 59.35% |
$245K - $260K
|
500
$223K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-736- 32.81% |
$247K - $262K
|
1.51K
$672K
|
|
|
Nov 13, 2023
Q3 2023
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-773- 53.57% |
$259K - $275K
|
670
$299K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-782- 6.77% |
$262K - $279K
|
10.8K
$4.8M
|