Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Adviser Investments LLC
|
BUY
|
- |
1+ 0.14% |
$340 - $365
|
737
$328K
|
|
|
Feb 11, 2022
Q4 2021
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
BUY
|
- |
1+ 0.12% |
$340 - $365
|
861
$383K
|
|
|
Jan 03, 2022
Q4 2021
|
Private Asset Management Inc
|
BUY
|
- |
1+ 0.11% |
$340 - $365
|
910
$405K
|
|
|
Jan 25, 2022
Q4 2021
|
Private Ocean, LLC
|
BUY
|
- |
1+ 0.32% |
$340 - $365
|
316
$141K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
1+ 0.34% |
$340 - $365
|
291
$129K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1+ 0.28% |
$340 - $365
|
355
$158K
|
|
|
Feb 07, 2022
Q4 2021
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
BUY
|
- |
1+ 0.05% |
$340 - $365
|
1.86K
$829K
|
|
|
Jan 24, 2022
Q4 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
1+ 0.27% |
$340 - $365
|
375
$167K
|
|
|
Feb 07, 2022
Q4 2021
|
Brandywine Oak Private Wealth LLC
|
BUY
|
- |
1+ 0.16% |
$340 - $365
|
614
$273K
|
|
|
Feb 02, 2022
Q4 2021
|
Truepoint, Inc.
|
BUY
|
- |
1+ 0.01% |
$340 - $365
|
9.51K
$4.23M
|
|
|
Feb 08, 2022
Q4 2021
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$340 - $365
|
2.62K
$1.16M
|
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
1+ 0.1% |
$340 - $365
|
1.04K
$463K
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1+ 0.33% |
$340 - $365
|
300
$133K
|
|
|
Dec 19, 2024
Q4 2021
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
1+ 0.41% |
$340 - $365
|
242
$108K
|
|
|
Feb 14, 2022
Q4 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
1+ 0.48% |
$340 - $365
|
209
$93K
|
|
|
Feb 09, 2022
Q4 2021
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-1- 0.13% |
$340 - $365
|
750
$334K
|
|
|
Jan 07, 2022
Q4 2021
|
Mc Adam, LLC
|
SELL
|
- |
-1- 0.07% |
$340 - $365
|
1.47K
$654K
|
|
|
Jan 20, 2022
Q4 2021
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-1- 0.16% |
$340 - $365
|
613
$273K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1- 0.06% |
$340 - $365
|
1.61K
$715K
|
|
|
Feb 02, 2022
Q4 2021
|
Fermata Advisors, LLC
Sonoma, CA |
SELL
|
- |
-1- 0.13% |
$340 - $365
|
780
$347K
|
|
|
Jan 21, 2022
Q4 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-1- 0.05% |
$340 - $365
|
1.95K
$867K
|
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-3- 0.13% |
$1.02K - $1.09K
|
2.29K
$1.02M
|
|
|
Feb 08, 2022
Q4 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-3- 0.14% |
$1.02K - $1.09K
|
2.16K
$959K
|
|
|
Jan 26, 2022
Q4 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-3- 0.16% |
$1.02K - $1.09K
|
1.88K
$836K
|
|
|
Feb 15, 2022
Q4 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-4- 0.2% |
$1.36K - $1.46K
|
1.96K
$874K
|
|
|
Feb 03, 2022
Q4 2021
|
Executive Wealth Management, LLC
|
SELL
|
- |
-5- 0.34% |
$1.7K - $1.82K
|
1.47K
$652K
|
|
|
Feb 07, 2022
Q4 2021
|
Brr Op Co, LLC
|
SELL
|
- |
-5- 0.75% |
$1.7K - $1.82K
|
666
$296K
|
|
|
Jan 21, 2022
Q4 2021
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-6- 0.5% |
$2.04K - $2.19K
|
1.2K
$532K
|
|
|
Jan 25, 2022
Q4 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-7- 11.11% |
$2.38K - $2.55K
|
56
$24.9K
|
|
|
Feb 01, 2022
Q4 2021
|
First Bank & Trust
|
SELL
|
- |
-7- 1.51% |
$2.38K - $2.55K
|
457
$203K
|
|
|
Feb 08, 2022
Q4 2021
|
Accurate Wealth Management, LLC
|
SELL
|
- |
-8- 1.16% |
$2.72K - $2.92K
|
680
$302K
|
|
|
Feb 08, 2022
Q4 2021
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-9- 0.83% |
$3.06K - $3.28K
|
1.08K
$479K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-9- 0.17% |
$3.06K - $3.28K
|
5.34K
$2.38M
|
|
|
Feb 10, 2022
Q4 2021
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-10- 2.63% |
$3.4K - $3.65K
|
370
$165K
|
|
|
Jan 18, 2022
Q4 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-10- 0.63% |
$3.4K - $3.65K
|
1.58K
$701K
|
|
|
Jan 14, 2022
Q4 2021
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-10- 1.16% |
$3.4K - $3.65K
|
850
$378K
|
|
|
Feb 10, 2022
Q4 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-10- 3.46% |
$3.4K - $3.65K
|
279
$124K
|
|
|
Jan 19, 2022
Q4 2021
|
Blue Fin Capital, Inc.
|
SELL
|
- |
-10- 1.2% |
$3.4K - $3.65K
|
820
$365K
|
|
|
Feb 07, 2022
Q4 2021
|
Parsons Capital Management Inc
|
SELL
|
- |
-10- 0.81% |
$3.4K - $3.65K
|
1.22K
$541K
|
|
|
Jan 14, 2022
Q4 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-11- 0.25% |
$3.74K - $4.01K
|
4.47K
$1.99M
|
|
|
Jan 13, 2022
Q4 2021
|
First Citizens Financial Corp
|
SELL
|
- |
-12- 1.52% |
$4.08K - $4.38K
|
775
$345K
|
|
|
Feb 08, 2022
Q4 2021
|
Motco
|
SELL
|
- |
-12- 0.33% |
$4.08K - $4.38K
|
3.62K
$1.61M
|
|
|
Jan 19, 2022
Q4 2021
|
Purus Wealth Management, LLC
|
SELL
|
- |
-12- 0.28% |
$4.08K - $4.38K
|
4.29K
$1.91M
|
|
|
Jan 24, 2022
Q4 2021
|
Cordasco Financial Network
|
SELL
|
- |
-15Closed |
$5.1K - $5.47K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-15- 0.54% |
$5.1K - $5.47K
|
2.75K
$1.22M
|
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
SELL
|
- |
-17- 2.07% |
$5.78K - $6.2K
|
805
$358K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-17- 0.48% |
$5.78K - $6.2K
|
3.5K
$1.56M
|
|
|
Mar 11, 2022
Q4 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-18- 1.61% |
$6.12K - $6.57K
|
1.1K
$489K
|
|
|
Jan 24, 2022
Q4 2021
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-20- 1.08% |
$6.8K - $7.3K
|
1.83K
$813K
|
|
|
Feb 08, 2022
Q4 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-20- 1.52% |
$6.8K - $7.3K
|
1.3K
$576K
|