Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
SELL
|
- |
-86- 4.91% |
$29.2K - $31.4K
|
1.67K
$746K
|
|
Sep 07, 2023
Q4 2021
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
SELL
|
- |
-88- 0.56% |
$29.9K - $32.1K
|
15.6K
$6.96M
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-89- 8.88% |
$30.3K - $32.5K
|
913
$408K
|
|
Jan 21, 2022
Q4 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-91- 1.66% |
$30.9K - $33.2K
|
5.4K
$2.42M
|
|
Jan 20, 2022
Q4 2021
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-91- 1.08% |
$30.9K - $33.2K
|
8.33K
$3.72M
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-91- 1.74% |
$30.9K - $33.2K
|
5.14K
$2.3M
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-94- 6.34% |
$32K - $34.3K
|
1.39K
$621K
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-97- 36.47% |
$33K - $35.4K
|
169
$75.6K
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-99- 5.57% |
$33.7K - $36.1K
|
1.68K
$751K
|
|
Jan 24, 2022
Q4 2021
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-100- 8.94% |
$34K - $36.5K
|
1.02K
$455K
|
|
Feb 14, 2022
Q4 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-101Closed |
$34.3K - $36.8K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-102- 11.97% |
$34.7K - $37.2K
|
750
$335K
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-103- 2.72% |
$35K - $37.6K
|
3.69K
$1.65M
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-110- 29.41% |
$37.4K - $40.1K
|
264
$118K
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-110Closed |
$37.4K - $40.1K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-115- 1.38% |
$39.1K - $42K
|
8.21K
$3.67M
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-116Closed |
$39.4K - $42.3K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Levy Wealth Management Group, LLC
|
SELL
|
- |
-120- 15.81% |
$40.8K - $43.8K
|
639
$286K
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-125- 1.12% |
$42.5K - $45.6K
|
11.1K
$4.95M
|
|
Jan 31, 2022
Q4 2021
|
Diversified, LLC
|
SELL
|
- |
-131- 7.48% |
$44.5K - $47.8K
|
1.62K
$725K
|
|
Jan 28, 2022
Q4 2021
|
Tufton Capital Management
|
SELL
|
- |
-141- 0.93% |
$47.9K - $51.4K
|
15.1K
$6.74M
|
|
Feb 11, 2022
Q4 2021
|
Keeley Teton Advisors, LLC
Chicago, IL |
SELL
|
- |
-155- 14.69% |
$52.7K - $56.6K
|
900
$403K
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-157- 8.59% |
$53.4K - $57.3K
|
1.67K
$747K
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-164- 10.64% |
$55.8K - $59.8K
|
1.38K
$616K
|
|
Feb 11, 2022
Q4 2021
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-166- 20.85% |
$56.4K - $60.6K
|
630
$282K
|
|
Feb 22, 2022
Q4 2021
|
Capital Directions Investment Advisors, LLC
|
SELL
|
- |
-171Closed |
$58.1K - $62.4K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Nbt Bank N A
|
SELL
|
- |
-173- 4.06% |
$58.8K - $63.1K
|
4.09K
$1.83M
|
|
Feb 04, 2022
Q4 2021
|
Amg National Trust Bank
|
SELL
|
- |
-173- 0.35% |
$58.8K - $63.1K
|
49.4K
$22.1M
|
|
Feb 14, 2022
Q4 2021
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-174- 1.29% |
$59.2K - $63.5K
|
13.4K
$5.97M
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-175Closed |
$59.5K - $63.8K
|
0
$0
|
|
Jan 12, 2022
Q4 2021
|
Moulton Wealth Management, Inc
|
SELL
|
- |
-176- 2.67% |
$59.8K - $64.2K
|
6.42K
$2.87M
|
|
Feb 07, 2022
Q4 2021
|
M&T Bank Corp
|
SELL
|
- |
-177- 0.67% |
$60.2K - $64.6K
|
26.2K
$11.7M
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-185Closed |
$62.9K - $67.5K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-189- 36.84% |
$64.3K - $69K
|
324
$145K
|
|
Feb 09, 2022
Q4 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-190- 7.09% |
$64.6K - $69.3K
|
2.49K
$1.11M
|
|
Feb 14, 2022
Q4 2021
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-198- 0.62% |
$67.3K - $72.2K
|
31.6K
$14.1M
|
|
Mar 11, 2022
Q4 2021
|
City Holding CO
|
SELL
|
- |
-200- 32.52% |
$68K - $73K
|
415
$186K
|
|
Feb 01, 2022
Q4 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-200- 61.54% |
$68K - $73K
|
125
$55.9K
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-200- 4.18% |
$68K - $73K
|
4.59K
$2.05M
|
|
Jan 20, 2022
Q4 2021
|
Cra Financial Services, LLC
|
SELL
|
- |
-205- 7.28% |
$69.7K - $74.8K
|
2.61K
$1.17M
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-210- 24.28% |
$71.4K - $76.6K
|
655
$293K
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
SELL
|
- |
-214- 0.74% |
$72.8K - $78.1K
|
28.8K
$12.9M
|
|
Feb 07, 2022
Q4 2021
|
Keybank National Association
|
SELL
|
- |
-220- 0.75% |
$74.8K - $80.3K
|
29.1K
$13M
|
|
Jan 14, 2022
Q4 2021
|
First Financial Corp
|
SELL
|
- |
-230- 10.39% |
$78.2K - $83.9K
|
1.98K
$887K
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-237- 4.38% |
$80.6K - $86.5K
|
5.17K
$2.31M
|
|
Feb 02, 2022
Q4 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-240- 5.38% |
$81.6K - $87.6K
|
4.22K
$1.89M
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-249- 25.18% |
$84.7K - $90.8K
|
740
$331K
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-250Closed |
$85K - $91.2K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Wealth Management Partners, LLC
|
SELL
|
- |
-251- 7.72% |
$85.3K - $91.6K
|
3K
$1.34M
|
|
Feb 14, 2022
Q4 2021
|
Pacific Center For Financial Services
San Ramon, CA |
SELL
|
- |
-257- 14.86% |
$87.4K - $93.8K
|
1.47K
$658K
|