Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 27, 2022
Q4 2021
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-258- 3.79% |
$87.7K - $94.1K
|
6.54K
$2.93M
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-259- 5.61% |
$88.1K - $94.5K
|
4.35K
$1.95M
|
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-260- 4.13% |
$88.4K - $94.9K
|
6.04K
$2.7M
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-270Closed |
$91.8K - $98.5K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-279- 20.59% |
$94.9K - $102K
|
1.08K
$481K
|
|
Feb 14, 2022
Q4 2021
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-286- 0.33% |
$97.2K - $104K
|
86.1K
$38.5M
|
|
Feb 17, 2022
Q4 2021
|
V Wealth Advisors LLC
|
SELL
|
- |
-290- 8.87% |
$98.6K - $106K
|
2.98K
$1.33M
|
|
Jan 31, 2022
Q4 2021
|
Lineweaver Wealth Advisors, LLC
|
SELL
|
- |
-294- 19.81% |
$100K - $107K
|
1.19K
$532K
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-300Closed |
$102K - $109K
|
0
$0
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
SELL
|
- |
-318- 23.5% |
$108K - $116K
|
1.04K
$463K
|
|
Feb 14, 2022
Q4 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-323- 5.2% |
$110K - $118K
|
5.89K
$2.64M
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-323- 28.97% |
$110K - $118K
|
792
$354K
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-342- 27.67% |
$116K - $125K
|
894
$400K
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-351- 1.98% |
$119K - $128K
|
17.4K
$7.78M
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-358- 1.39% |
$122K - $131K
|
25.3K
$11.3M
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-408- 6.51% |
$139K - $149K
|
5.86K
$2.62M
|
|
Feb 09, 2022
Q4 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-413- 29.06% |
$140K - $151K
|
1.01K
$451K
|
|
Feb 10, 2022
Q4 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-426- 3.22% |
$145K - $155K
|
12.8K
$5.72M
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-430- 7.91% |
$146K - $157K
|
5.01K
$2.24M
|
|
Mar 14, 2022
Q4 2021
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-433- 39.4% |
$147K - $158K
|
666
$298K
|
|
Jan 26, 2022
Q4 2021
|
Mechanics Bank Trust Department
|
SELL
|
- |
-435- 1.55% |
$148K - $159K
|
27.6K
$12.4M
|
|
Jan 31, 2022
Q4 2021
|
Kanawha Capital Management LLC
|
SELL
|
- |
-450- 25.4% |
$153K - $164K
|
1.32K
$591K
|
|
Feb 01, 2022
Q4 2021
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-453- 1.11% |
$154K - $165K
|
40.3K
$18M
|
|
Jan 20, 2022
Q4 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-458- 2.6% |
$156K - $167K
|
17.2K
$7.67M
|
|
Feb 07, 2022
Q4 2021
|
Windsor Capital Management, LLC
|
SELL
|
- |
-458- 6.87% |
$156K - $167K
|
6.21K
$2.78M
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-461Closed |
$157K - $168K
|
0
$0
|
|
Jan 06, 2022
Q4 2021
|
Magnolia Capital Management LTD
|
SELL
|
- |
-461- 2.67% |
$157K - $168K
|
16.8K
$7.53M
|
|
Jan 28, 2022
Q4 2021
|
Meritage Portfolio Management
|
SELL
|
- |
-480- 24.81% |
$163K - $175K
|
1.46K
$651K
|
|
Feb 09, 2022
Q4 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-488- 5.06% |
$166K - $178K
|
9.16K
$4.1M
|
|
Jan 28, 2022
Q4 2021
|
Heritage Investors Management Corp
|
SELL
|
- |
-500- 6.49% |
$170K - $182K
|
7.2K
$3.22M
|
|
Jan 26, 2022
Q4 2021
|
Birinyi Associates Inc
|
SELL
|
- |
-500- 2.7% |
$170K - $182K
|
18K
$8.07M
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-509Closed |
$173K - $186K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-519- 2.15% |
$176K - $189K
|
23.6K
$10.6M
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-529- 22.0% |
$180K - $193K
|
1.88K
$839K
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
SELL
|
- |
-536- 6.09% |
$182K - $196K
|
8.26K
$3.69M
|
|
Feb 11, 2022
Q4 2021
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-544- 9.42% |
$185K - $198K
|
5.23K
$2.34M
|
|
Jan 26, 2022
Q4 2021
|
Strategic Asset Management, LLC
|
SELL
|
- |
-559- 26.43% |
$190K - $204K
|
1.56K
$696K
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-561- 7.49% |
$191K - $205K
|
6.93K
$3.1M
|
|
Aug 28, 2024
Q4 2021
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-595- 43.24% |
$202K - $217K
|
781
$349K
|
|
Jan 20, 2022
Q4 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-602Closed |
$205K - $220K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-603- 7.57% |
$205K - $220K
|
7.37K
$3.29M
|
|
Feb 02, 2022
Q4 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
SELL
|
- |
-614Closed |
$209K - $224K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Qcm Cayman, Ltd.
|
SELL
|
- |
-639Closed |
$217K - $233K
|
0
$0
|
|
Feb 01, 2022
Q4 2021
|
Nikulski Financial, Inc.
|
SELL
|
- |
-645Closed |
$219K - $235K
|
0
$0
|
|
Feb 01, 2022
Q4 2021
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-663Closed |
$225K - $242K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Darwin Advisors, LLC
|
SELL
|
- |
-663Closed |
$225K - $242K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-686- 20.6% |
$233K - $250K
|
2.64K
$1.18M
|
|
Jan 31, 2022
Q4 2021
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-690- 48.46% |
$235K - $252K
|
734
$328K
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-708- 4.57% |
$241K - $258K
|
14.8K
$6.61M
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-709Closed |
$241K - $259K
|
0
$0
|