Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
29+ 4.17% |
$9.86K - $10.6K
|
724
$321K
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
29New |
$9.86K - $10.6K
|
29
$12.9K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
28+ 1.33% |
$9.52K - $10.2K
|
2.14K
$947K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
27+ 0.58% |
$9.18K - $9.85K
|
4.67K
$2.07M
|
|
|
Feb 08, 2022
Q4 2021
|
Davis R M Inc
Portland, ME |
BUY
|
- |
25+ 3.51% |
$8.5K - $9.12K
|
737
$327K
|
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
23New |
$7.82K - $8.39K
|
23
$10.2K
|
|
|
Feb 01, 2022
Q4 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
23+ 1.07% |
$7.82K - $8.39K
|
2.17K
$959K
|
|
|
Jan 13, 2022
Q4 2021
|
Grassi Investment Management
|
BUY
|
- |
22+ 1.59% |
$7.48K - $8.03K
|
1.4K
$621K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
20+ 0.69% |
$6.8K - $7.3K
|
2.91K
$1.29M
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
16+ 0.44% |
$5.44K - $5.84K
|
3.68K
$1.63M
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
15+ 7.18% |
$5.1K - $5.47K
|
224
$99.3K
|
|
|
Sep 10, 2024
Q4 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
15+ 0.18% |
$5.1K - $5.47K
|
8.34K
$3.7M
|
|
|
Jan 31, 2022
Q4 2021
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
15New |
$5.1K - $5.47K
|
15
$6.65K
|
|
|
Feb 10, 2022
Q4 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
14+ 0.43% |
$4.76K - $5.11K
|
3.26K
$1.45M
|
|
|
May 17, 2022
Q4 2021
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
13New |
$4.42K - $4.74K
|
13
$5.76K
|
|
|
Feb 14, 2022
Q4 2021
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
13+ 0.57% |
$4.42K - $4.74K
|
2.3K
$1.02M
|
|
|
Jan 21, 2022
Q4 2021
|
Prosperity Planning, Inc.
|
BUY
|
- |
12+ 1.56% |
$4.08K - $4.38K
|
782
$347K
|
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
11+ 0.44% |
$3.74K - $4.01K
|
2.49K
$1.1M
|
|
|
Feb 02, 2022
Q4 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
11+ 0.47% |
$3.74K - $4.01K
|
2.35K
$1.04M
|
|
|
Feb 15, 2022
Q4 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
10+ 1.25% |
$3.4K - $3.65K
|
812
$360K
|
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.43K
|
|
|
Feb 11, 2022
Q4 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
10+ 0.43% |
$3.4K - $3.65K
|
2.33K
$1.03M
|
|
|
Apr 15, 2022
Q4 2021
|
Lebenthal Global Advisors, LLC
|
BUY
|
- |
10+ 0.93% |
$3.4K - $3.65K
|
1.09K
$481K
|
|
|
Feb 09, 2022
Q4 2021
|
Aquire Wealth Advisors, LLC
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.43K
|
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.43K
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
BUY
|
- |
9+ 0.46% |
$3.06K - $3.28K
|
1.98K
$875K
|
|
|
Jan 20, 2022
Q4 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
9+ 0.62% |
$3.06K - $3.28K
|
1.47K
$652K
|
|
|
Feb 14, 2022
Q4 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
9+ 0.47% |
$3.06K - $3.28K
|
1.91K
$846K
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Agricole S A
|
BUY
|
- |
9New |
$3.06K - $3.28K
|
9
$3.99K
|
|
|
Feb 10, 2022
Q4 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
8+ 0.08% |
$2.72K - $2.92K
|
9.83K
$4.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
8+ 0.19% |
$2.72K - $2.92K
|
4.18K
$1.85M
|
|
|
Feb 08, 2022
Q4 2021
|
American Investment Services, Inc.
|
BUY
|
- |
7+ 0.34% |
$2.38K - $2.55K
|
2.09K
$925K
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
7+ 0.05% |
$2.38K - $2.55K
|
13.2K
$5.84M
|
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
6+ 0.62% |
$2.04K - $2.19K
|
976
$432K
|
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
6+ 0.42% |
$2.04K - $2.19K
|
1.44K
$636K
|
|
|
Feb 11, 2022
Q4 2021
|
Burney CO
Reston, VA |
BUY
|
- |
6+ 0.41% |
$2.04K - $2.19K
|
1.47K
$653K
|
|
|
Feb 02, 2022
Q4 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
6+ 14.29% |
$2.04K - $2.19K
|
48
$21.3K
|
|
|
Feb 09, 2022
Q4 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
5+ 0.63% |
$1.7K - $1.82K
|
800
$354K
|
|
|
Feb 11, 2022
Q4 2021
|
Plancorp, LLC
|
BUY
|
- |
4+ 0.36% |
$1.36K - $1.46K
|
1.13K
$499K
|
|
|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
4+ 3.77% |
$1.36K - $1.46K
|
110
$48.7K
|
|
|
Jan 26, 2022
Q4 2021
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
4+ 0.03% |
$1.36K - $1.46K
|
11.8K
$5.24M
|
|
|
Feb 02, 2022
Q4 2021
|
Foster Group, Inc.
|
BUY
|
- |
3+ 0.02% |
$1.02K - $1.09K
|
15.5K
$6.87M
|
|
|
Jan 19, 2022
Q4 2021
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
3+ 0.29% |
$1.02K - $1.09K
|
1.05K
$467K
|
|
|
Jan 25, 2022
Q4 2021
|
Gofen & Glossberg LLC
|
BUY
|
- |
2+ 0.19% |
$680 - $730
|
1.08K
$476K
|
|
|
Feb 09, 2022
Q4 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
2+ 0.16% |
$680 - $730
|
1.25K
$555K
|
|
|
Mar 12, 2024
Q4 2021
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
2+ 0.33% |
$680 - $730
|
608
$269K
|
|
|
Feb 11, 2022
Q4 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
2+ 0.02% |
$680 - $730
|
9.33K
$4.13M
|
|
|
Feb 08, 2022
Q4 2021
|
Parsec Financial Management, Inc.
|
BUY
|
- |
2+ 0.11% |
$680 - $730
|
1.83K
$810K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
2+ 0.15% |
$680 - $730
|
1.32K
$585K
|
|
|
Jan 28, 2022
Q4 2021
|
Wbh Advisory Inc
|
BUY
|
- |
2+ 0.1% |
$680 - $730
|
1.91K
$846K
|