Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 03, 2023
Q4 2022
|
Winthrop Advisory Group LLC
|
BUY
|
- |
1+ 0.11% |
$292 - $346
|
947
$421K
|
|
|
Feb 13, 2023
Q4 2022
|
Camden Capital, LLC
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.54K
$1.13M
|
|
|
Feb 02, 2023
Q4 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
1+ 0.02% |
$292 - $346
|
4.36K
$1.94M
|
|
|
Feb 13, 2023
Q4 2022
|
Cornerstone Advisory, LLC
|
BUY
|
- |
1+ 0.11% |
$292 - $346
|
931
$414K
|
|
|
Jan 31, 2023
Q4 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1+ 0.15% |
$292 - $346
|
658
$293K
|
|
|
Feb 06, 2023
Q4 2022
|
Widmann Financial Services, Inc.
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.58K
$1.15M
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
1+ 0.14% |
$292 - $346
|
740
$329K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
1+ 0.02% |
$292 - $346
|
5.72K
$2.54M
|
|
|
Feb 14, 2023
Q4 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.7K
$1.2M
|
|
|
Jan 25, 2023
Q4 2022
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$292 - $346
|
2.56K
$1.14M
|
|
|
Jan 10, 2023
Q4 2022
|
Grassi Investment Management
|
BUY
|
- |
1+ 0.08% |
$292 - $346
|
1.28K
$570K
|
|
|
Feb 09, 2023
Q4 2022
|
Waddell & Associates, LLC
|
BUY
|
- |
1+ 0.09% |
$292 - $346
|
1.08K
$480K
|
|
|
Jan 26, 2023
Q4 2022
|
Paulson Wealth Management Inc.
|
BUY
|
- |
1+ 0.06% |
$292 - $346
|
1.56K
$694K
|
|
|
Jan 23, 2023
Q4 2022
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
1+ 0.05% |
$292 - $346
|
2.03K
$905K
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$292 - $346
|
729
$324K
|
|
|
Feb 07, 2023
Q4 2022
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
1+ 1.1% |
$292 - $346
|
92
$40.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-1- 25.0% |
$292 - $346
|
3
$1.33K
|
|
|
May 16, 2023
Q4 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-1- 0.16% |
$292 - $346
|
625
$278K
|
|
|
Feb 03, 2023
Q4 2022
|
Albion Financial Group
|
SELL
|
- |
-1- 0.13% |
$292 - $346
|
769
$342K
|
|
|
Feb 09, 2023
Q4 2022
|
Citizens National Bank Trust Department
|
SELL
|
- |
-1- 0.18% |
$292 - $346
|
565
$251K
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1- 0.01% |
$292 - $346
|
7.53K
$3.35M
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
SELL
|
- |
-1- 0.04% |
$292 - $346
|
2.42K
$1.08M
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1- 0.03% |
$292 - $346
|
3.34K
$1.48M
|
|
|
Jan 27, 2023
Q4 2022
|
Mc Adam, LLC
|
SELL
|
- |
-1- 0.07% |
$292 - $346
|
1.47K
$654K
|
|
|
Jan 26, 2023
Q4 2022
|
Gfs Advisors, LLC
|
SELL
|
- |
-4- 0.04% |
$1.17K - $1.38K
|
10.4K
$4.63M
|
|
|
Feb 10, 2023
Q4 2022
|
Motco
|
SELL
|
- |
-4- 0.11% |
$1.17K - $1.38K
|
3.57K
$1.59M
|
|
|
Jan 13, 2023
Q4 2022
|
Windsor Capital Management, LLC
|
SELL
|
- |
-5- 0.08% |
$1.46K - $1.73K
|
5.96K
$2.65M
|
|
|
Jan 24, 2023
Q4 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-5- 4.0% |
$1.46K - $1.73K
|
120
$53.4K
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-5- 71.43% |
$1.46K - $1.73K
|
2
$890
|
|
|
Feb 13, 2023
Q4 2022
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-5- 0.42% |
$1.46K - $1.73K
|
1.18K
$526K
|
|
|
May 11, 2023
Q4 2022
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-6- 2.56% |
$1.75K - $2.08K
|
228
$101K
|
|
|
Feb 14, 2023
Q4 2022
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-9- 0.53% |
$2.63K - $3.11K
|
1.7K
$756K
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-9- 0.12% |
$2.63K - $3.11K
|
7.44K
$3.31M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-9- 0.02% |
$2.63K - $3.11K
|
38K
$16.9M
|
|
|
Jan 18, 2023
Q4 2022
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-11- 0.56% |
$3.21K - $3.81K
|
1.96K
$870K
|
|
|
Jan 13, 2023
Q4 2022
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-13- 1.54% |
$3.8K - $4.5K
|
832
$370K
|
|
|
Sep 21, 2023
Q4 2022
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-13- 39.39% |
$3.8K - $4.5K
|
20
$8.9K
|
|
|
Jan 25, 2023
Q4 2022
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-14- 0.12% |
$4.09K - $4.84K
|
11.8K
$5.26M
|
|
|
Feb 13, 2023
Q4 2022
|
Schnieders Capital Management LLC
|
SELL
|
- |
-14- 0.14% |
$4.09K - $4.84K
|
9.79K
$4.35M
|
|
|
Jan 26, 2023
Q4 2022
|
Acas, LLC
|
SELL
|
- |
-15- 1.18% |
$4.38K - $5.19K
|
1.25K
$557K
|
|
|
Feb 01, 2023
Q4 2022
|
Marshall Financial Group LLC
|
SELL
|
- |
-16- 2.17% |
$4.67K - $5.54K
|
720
$320K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
SELL
|
- |
-16- 1.96% |
$4.67K - $5.54K
|
800
$356K
|
|
|
Jan 12, 2023
Q4 2022
|
Eagle Capital Management, LLC
|
SELL
|
- |
-16- 0.05% |
$4.67K - $5.54K
|
33.2K
$14.7M
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
SELL
|
- |
-16- 1.88% |
$4.67K - $5.54K
|
833
$371K
|
|
|
Feb 07, 2023
Q4 2022
|
Edge Capital Group, LLC
|
SELL
|
- |
-17- 0.48% |
$4.96K - $5.88K
|
3.56K
$1.58M
|
|
|
Jan 26, 2023
Q4 2022
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-17- 9.5% |
$4.96K - $5.88K
|
162
$72.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Stokes Family Office, LLC
|
SELL
|
- |
-17- 0.32% |
$4.96K - $5.88K
|
5.31K
$2.36M
|
|
|
Jan 13, 2023
Q4 2022
|
Gofen & Glossberg LLC
|
SELL
|
- |
-18- 1.49% |
$5.26K - $6.23K
|
1.19K
$528K
|
|
|
Jan 31, 2023
Q4 2022
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-19- 27.14% |
$5.55K - $6.58K
|
51
$22.7K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-19- 1.32% |
$5.55K - $6.58K
|
1.42K
$631K
|