Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-305- 2.0% |
$89K - $106K
|
15K
$6.66M
|
|
|
Jan 19, 2023
Q4 2022
|
Asset Dedication, LLC
|
SELL
|
- |
-310- 5.14% |
$90.5K - $107K
|
5.73K
$2.55M
|
|
|
Feb 10, 2023
Q4 2022
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-317- 18.54% |
$92.6K - $110K
|
1.39K
$620K
|
|
|
Jan 27, 2023
Q4 2022
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-326- 11.93% |
$95.2K - $113K
|
2.41K
$1.07M
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-328- 1.92% |
$95.8K - $114K
|
16.8K
$7.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-346- 29.88% |
$101K - $120K
|
812
$361K
|
|
|
Feb 14, 2023
Q4 2022
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-349- 5.8% |
$102K - $121K
|
5.67K
$2.52M
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-353- 11.84% |
$103K - $122K
|
2.63K
$1.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-362- 12.79% |
$106K - $125K
|
2.47K
$1.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-374- 11.3% |
$109K - $129K
|
2.94K
$1.31M
|
|
|
Jan 25, 2023
Q4 2022
|
Versant Capital Management, Inc
|
SELL
|
- |
-376- 24.1% |
$110K - $130K
|
1.18K
$527K
|
|
|
Jan 23, 2023
Q4 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-386- 15.86% |
$113K - $134K
|
2.05K
$911K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-389- 8.13% |
$114K - $135K
|
4.4K
$1.96M
|
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
SELL
|
- |
-389- 2.43% |
$114K - $135K
|
15.6K
$6.95M
|
|
|
Feb 02, 2023
Q4 2022
|
Intrepid Financial Planning Group LLC
Carmel, IN |
SELL
|
- |
-410- 7.39% |
$120K - $142K
|
5.14K
$2.28M
|
|
|
Sep 21, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-416- 13.22% |
$121K - $144K
|
2.73K
$1.21M
|
|
|
Jan 26, 2023
Q4 2022
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-423- 10.33% |
$123K - $146K
|
3.67K
$1.63M
|
|
|
Feb 13, 2023
Q4 2022
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-425- 2.48% |
$124K - $147K
|
16.7K
$7.44M
|
|
|
Feb 10, 2023
Q4 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-446- 23.03% |
$130K - $154K
|
1.49K
$663K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-459- 0.83% |
$134K - $159K
|
54.9K
$24.4M
|
|
|
Feb 09, 2023
Q4 2022
|
Strategic Equity Management
|
SELL
|
- |
-466- 1.39% |
$136K - $161K
|
33.1K
$14.7M
|
|
|
Feb 06, 2023
Q4 2022
|
Mattern Wealth Management LLC
|
SELL
|
- |
-470- 17.9% |
$137K - $163K
|
2.16K
$959K
|
|
|
Feb 09, 2023
Q4 2022
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-484- 69.24% |
$141K - $167K
|
215
$95.6K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-504- 7.89% |
$147K - $174K
|
5.89K
$2.62M
|
|
|
Feb 14, 2023
Q4 2022
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-540- 33.29% |
$158K - $187K
|
1.08K
$481K
|
|
|
Jan 23, 2023
Q4 2022
|
Busey Wealth Management
|
SELL
|
- |
-541- 41.02% |
$158K - $187K
|
778
$346K
|
|
|
Feb 14, 2023
Q4 2022
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-544- 1.61% |
$159K - $188K
|
33.2K
$14.8M
|
|
|
Feb 06, 2023
Q4 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-545- 2.78% |
$159K - $189K
|
19K
$8.46M
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
SELL
|
- |
-548- 33.17% |
$160K - $190K
|
1.1K
$491K
|
|
|
Feb 14, 2023
Q4 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-563- 2.76% |
$164K - $195K
|
19.9K
$8.83M
|
|
|
Apr 24, 2023
Q4 2022
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-581- 47.12% |
$170K - $201K
|
652
$290K
|
|
|
Feb 14, 2023
Q4 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-590- 4.0% |
$172K - $204K
|
14.2K
$6.3M
|
|
|
Jan 25, 2023
Q4 2022
|
Enzi Wealth
Austin, TX |
SELL
|
- |
-595- 9.8% |
$174K - $206K
|
5.48K
$2.44M
|
|
|
Feb 16, 2023
Q4 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-608- 5.95% |
$178K - $210K
|
9.61K
$4.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-635- 40.47% |
$185K - $220K
|
934
$415K
|
|
|
Oct 29, 2024
Q4 2022
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-638- 71.05% |
$186K - $221K
|
260
$116K
|
|
|
Jan 19, 2023
Q4 2022
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-642- 1.33% |
$187K - $222K
|
47.8K
$21.3M
|
|
|
Feb 03, 2023
Q4 2022
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-649- 5.17% |
$189K - $225K
|
11.9K
$5.3M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-651- 14.48% |
$190K - $225K
|
3.85K
$1.71M
|
|
|
Jan 25, 2023
Q4 2022
|
Etfidea, LLC
Syracuse, NY |
SELL
|
- |
-665- 26.15% |
$194K - $230K
|
1.88K
$835K
|
|
|
Feb 14, 2023
Q4 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-668- 25.33% |
$195K - $231K
|
1.97K
$876K
|
|
|
Feb 16, 2023
Q4 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-675- 3.08% |
$197K - $234K
|
21.2K
$9.44M
|
|
|
Jan 25, 2023
Q4 2022
|
Sns Financial Group, LLC
|
SELL
|
- |
-720- 5.87% |
$210K - $249K
|
11.6K
$5.14M
|
|
|
Feb 02, 2023
Q4 2022
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-745- 40.89% |
$218K - $258K
|
1.08K
$479K
|
|
|
Sep 25, 2024
Q4 2022
|
Paragon Capital Management Inc
Provo, UT |
SELL
|
- |
-821Closed |
$240K - $284K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Counselors Inc
|
SELL
|
- |
-858- 28.64% |
$251K - $297K
|
2.14K
$951K
|
|
|
Feb 08, 2023
Q4 2022
|
Hudock, Inc.
|
SELL
|
- |
-915- 9.5% |
$267K - $317K
|
8.72K
$3.88M
|
|
|
Feb 13, 2023
Q4 2022
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-1.02K- 2.69% |
$298K - $353K
|
36.9K
$16.4M
|
|
|
Feb 02, 2023
Q4 2022
|
Sg Americas Securities, LLC
|
SELL
|
- |
-1.02K- 0.51% |
$299K - $354K
|
201K
$89.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Quantinno Capital Management LP
New York, NY |
SELL
|
- |
-1.11K- 19.74% |
$323K - $382K
|
4.49K
$2M
|