Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 28, 2024
Q4 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-266- 8.23% |
$86.2K - $100K
|
2.97K
$1.32M
|
|
|
Jan 04, 2024
Q4 2023
|
Peoples Bank/Ks
Pratt, KS |
SELL
|
- |
-279- 9.65% |
$90.4K - $105K
|
2.61K
$1.16M
|
|
|
Feb 06, 2024
Q4 2023
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-281- 1.78% |
$91.1K - $106K
|
15.5K
$6.88M
|
|
|
Feb 14, 2024
Q4 2023
|
Quantinno Capital Management LP
New York, NY |
SELL
|
- |
-288- 6.93% |
$93.4K - $109K
|
3.87K
$1.72M
|
|
|
Feb 14, 2024
Q4 2023
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
SELL
|
- |
-298- 0.93% |
$96.6K - $112K
|
31.7K
$14.1M
|
|
|
Jan 26, 2024
Q4 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-312- 1.54% |
$101K - $118K
|
20K
$8.89M
|
|
|
Feb 06, 2024
Q4 2023
|
Regions Financial Corp
|
SELL
|
- |
-319- 1.81% |
$103K - $120K
|
17.3K
$7.71M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-321- 3.6% |
$104K - $121K
|
8.6K
$3.83M
|
|
|
Jan 16, 2024
Q4 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-321- 19.08% |
$104K - $121K
|
1.36K
$605K
|
|
|
Feb 02, 2024
Q4 2023
|
Meritage Portfolio Management
|
SELL
|
- |
-324- 16.16% |
$105K - $122K
|
1.68K
$748K
|
|
|
Jan 25, 2024
Q4 2023
|
Fortune Financial Advisors, LLC
Overland Park, KS |
SELL
|
- |
-331- 9.4% |
$107K - $125K
|
3.19K
$1.42M
|
|
|
Feb 14, 2024
Q4 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-332- 32.65% |
$108K - $125K
|
685
$305K
|
|
|
Feb 14, 2024
Q4 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-341- 2.68% |
$111K - $129K
|
12.4K
$5.51M
|
|
|
Jan 31, 2024
Q4 2023
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-354- 6.93% |
$115K - $133K
|
4.76K
$2.12M
|
|
|
Feb 09, 2024
Q4 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-356- 27.38% |
$115K - $134K
|
944
$420K
|
|
|
Feb 13, 2024
Q4 2023
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-360- 50.0% |
$117K - $136K
|
360
$160K
|
|
|
Jan 22, 2024
Q4 2023
|
Hudock, Inc.
|
SELL
|
- |
-363- 4.75% |
$118K - $137K
|
7.28K
$3.24M
|
|
|
Jan 12, 2024
Q4 2023
|
Oak Harvest Investment Services
|
SELL
|
- |
-366- 1.21% |
$119K - $138K
|
29.9K
$13.3M
|
|
|
Jan 18, 2024
Q4 2023
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-375- 2.71% |
$122K - $141K
|
13.5K
$6M
|
|
|
Jan 11, 2024
Q4 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-380- 4.36% |
$123K - $143K
|
8.34K
$3.71M
|
|
|
Feb 13, 2024
Q4 2023
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-392- 5.24% |
$127K - $148K
|
7.1K
$3.16M
|
|
|
Jan 25, 2024
Q4 2023
|
Benin Management Corp
|
SELL
|
- |
-400- 1.28% |
$130K - $151K
|
30.9K
$13.8M
|
|
|
Jan 24, 2024
Q4 2023
|
Autumn Glory Partners, LLC
|
SELL
|
- |
-420- 5.11% |
$136K - $158K
|
7.8K
$3.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Keybank National Association
|
SELL
|
- |
-435- 8.14% |
$141K - $164K
|
4.91K
$2.18M
|
|
|
Jan 17, 2024
Q4 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-450- 26.99% |
$146K - $170K
|
1.22K
$541K
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-460- 16.38% |
$149K - $173K
|
2.35K
$1.04M
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-467- 50.49% |
$151K - $176K
|
458
$204K
|
|
|
Feb 14, 2024
Q4 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-470- 21.33% |
$152K - $177K
|
1.73K
$771K
|
|
|
Feb 07, 2024
Q4 2023
|
American Planning Services, Inc.
Sun City Center, FL |
SELL
|
- |
-481- 17.15% |
$156K - $181K
|
2.32K
$1.03M
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-491- 6.58% |
$159K - $185K
|
6.97K
$3.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-500- 31.95% |
$162K - $189K
|
1.07K
$474K
|
|
|
Feb 14, 2024
Q4 2023
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-535- 1.61% |
$173K - $202K
|
32.6K
$14.5M
|
|
|
Jan 30, 2024
Q4 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-563- 18.3% |
$183K - $212K
|
2.51K
$1.12M
|
|
|
Jan 29, 2024
Q4 2023
|
Aspire Capital Advisors LLC
Seattle, WA |
SELL
|
- |
-565- 42.77% |
$183K - $213K
|
756
$336K
|
|
|
Jan 22, 2024
Q4 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-566- 7.71% |
$183K - $213K
|
6.77K
$3.01M
|
|
|
Feb 12, 2024
Q4 2023
|
Allie Family Office LLC
|
SELL
|
- |
-570- 27.64% |
$185K - $215K
|
1.49K
$664K
|
|
|
Feb 06, 2024
Q4 2023
|
M&T Bank Corp
|
SELL
|
- |
-577- 2.24% |
$187K - $218K
|
25.2K
$11.2M
|
|
|
Jan 11, 2024
Q4 2023
|
Grandview Asset Management LLC
|
SELL
|
- |
-594- 17.73% |
$193K - $224K
|
2.76K
$1.23M
|
|
|
Feb 15, 2024
Q4 2023
|
Venture Visionary Partners LLC
|
SELL
|
- |
-598- 4.4% |
$194K - $225K
|
13K
$5.78M
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-599- 58.5% |
$194K - $226K
|
425
$189K
|
|
|
Feb 12, 2024
Q4 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-600- 44.91% |
$195K - $226K
|
736
$327K
|
|
|
Feb 05, 2024
Q4 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-628- 5.1% |
$204K - $237K
|
11.7K
$5.19M
|
|
|
Feb 06, 2024
Q4 2023
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-642- 51.69% |
$208K - $242K
|
600
$267K
|
|
|
Feb 28, 2024
Q4 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-656- 3.11% |
$213K - $247K
|
20.5K
$9.1M
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-670- 14.36% |
$217K - $253K
|
4K
$1.78M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-673- 7.51% |
$218K - $254K
|
8.29K
$3.69M
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-675- 1.34% |
$219K - $254K
|
49.8K
$22.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-677- 38.53% |
$219K - $255K
|
1.08K
$480K
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-679- 41.78% |
$220K - $256K
|
946
$421K
|
|
|
Jan 31, 2024
Q4 2023
|
Kellett Schaffner Wealth Advisors LLC
Cincinnati, OH |
SELL
|
- |
-735- 41.86% |
$238K - $277K
|
1.02K
$454K
|