Latest Institutional Sells of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-135K- 29.33% |
$1.9M - $2.01M
|
325K
$4.78M
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-98.4K- 20.83% |
$1.39M - $1.47M
|
374K
$5.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-95.9K- 59.45% |
$1.35M - $1.43M
|
65.4K
$963K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-75.8K- 21.64% |
$1.07M - $1.13M
|
274K
$4.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-65.3K- 10.97% |
$923K - $974K
|
530K
$7.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-63.2K- 25.9% |
$893K - $943K
|
181K
$2.66M
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-28.3K- 7.26% |
$400K - $423K
|
362K
$5.32M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-22.8K- 1.25% |
$322K - $340K
|
1.81M
$26.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-17.4K- 48.2% |
$246K - $259K
|
18.7K
$275K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-16.3K- 3.65% |
$229K - $242K
|
429K
$6.31M
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-12.4K- 43.71% |
$175K - $185K
|
16K
$235K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-9.04K- 11.57% |
$128K - $135K
|
69.1K
$1.02M
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-8.3K- 5.2% |
$117K - $124K
|
151K
$2.23M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-4.87K- 23.12% |
$68.8K - $72.7K
|
16.2K
$239K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.47K- 11.92% |
$63.1K - $66.7K
|
33K
$486K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-4.01K- 6.69% |
$56.6K - $59.8K
|
55.9K
$824K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.52K- 0.6% |
$49.7K - $52.4K
|
582K
$8.56M
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.98K- 1.19% |
$42.1K - $44.4K
|
247K
$3.63M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.43K- 5.83% |
$34.3K - $36.2K
|
39.2K
$578K
|
|
|
Nov 10, 2025
Q3 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-1.17K- 3.02% |
$16.6K - $17.5K
|
37.7K
$555K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.15K- 0.16% |
$16.3K - $17.2K
|
731K
$10.8M
|
|
|
Oct 29, 2025
Q3 2025
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.12K- 2.64% |
$15.8K - $16.7K
|
41.3K
$608K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.05K- 1.11% |
$14.9K - $15.7K
|
93.5K
$1.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.01K- 7.57% |
$14.2K - $15K
|
12.3K
$181K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-955- 2.25% |
$13.5K - $14.2K
|
41.5K
$610K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-847- 1.77% |
$12K - $12.6K
|
47.1K
$693K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-598- 0.7% |
$8.44K - $8.92K
|
84.8K
$1.25M
|
|
|
Nov 12, 2025
Q3 2025
|
Pks Advisory Services, LLC
Albany, NY |
SELL
|
- |
-554- 4.46% |
$7.82K - $8.26K
|
11.9K
$175K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-390- 0.58% |
$5.51K - $5.81K
|
67.3K
$991K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-389- 2.81% |
$5.49K - $5.8K
|
13.5K
$198K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-289- 2.0% |
$4.08K - $4.31K
|
14.2K
$209K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-250- 0.64% |
$3.53K - $3.73K
|
39K
$574K
|
|
|
Oct 21, 2025
Q3 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
SELL
|
- |
-125- 0.86% |
$1.77K - $1.86K
|
14.4K
$211K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-124- 1.04% |
$1.75K - $1.85K
|
11.8K
$173K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-89- 0.35% |
$1.26K - $1.33K
|
25.6K
$377K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-82- 0.51% |
$1.16K - $1.22K
|
15.9K
$234K
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
SELL
|
- |
-72- 0.2% |
$1.02K - $1.07K
|
35.5K
$522K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-36- 0.25% |
$508 - $537
|
14.3K
$211K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-7- 0.16% |
$98.8 - $104
|
4.39K
$64.6K
|
|
| Q2 2025 | |||||||
|
Aug 07, 2025
Q2 2025
|
Readystate Asset Management LP
Chicago, IL |
SELL
|
- |
-24.1K- 39.13% |
$308K - $350K
|
37.5K
$552K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18.2K- 15.48% |
$232K - $264K
|
99.2K
$1.46M
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-3.62K- 10.68% |
$46.2K - $52.5K
|
30.2K
$445K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-1K- 8.7% |
$12.8K - $14.5K
|
10.5K
$155K
|
|
|
Aug 04, 2025
Q2 2025
|
Pinnacle Associates LTD
|
SELL
|
- |
-1K- 6.24% |
$12.8K - $14.5K
|
15K
$221K
|
|
|
Jul 23, 2025
Q2 2025
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
SELL
|
- |
-779- 4.46% |
$9.94K - $11.3K
|
16.7K
$245K
|
|
|
Jul 29, 2025
Q2 2025
|
Schnieders Capital Management LLC
|
SELL
|
- |
-500- 1.52% |
$6.38K - $7.26K
|
32.3K
$475K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-266- 2.15% |
$3.39K - $3.86K
|
12.1K
$178K
|
|
|
Jul 15, 2025
Q2 2025
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-78- 0.13% |
$995 - $1.13K
|
59.9K
$882K
|
|
| Q1 2025 | |||||||
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-7.26K- 20.47% |
$103K - $114K
|
28.2K
$415K
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-2.02K- 14.78% |
$28.6K - $31.6K
|
11.6K
$171K
|
|