Institutional Ownership Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX). We have compiled data on the 122 institutions that hold shares in the stock, with a total of 12.8 Million shares, which have been reported (via 13F filing form) to have a value of $189 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Morgan Stanley
New York, NY |
Nov 14, 2025 Q3 2025 |
1,809,422
shares
|
$26.6 Million
0.0% of portfolio
|
Q3 2025
Reduced 1.25%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2025 Q3 2025 |
1,106,449
shares
|
$16.3 Million
0.0% of portfolio
|
Q3 2025
Added 0.68%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Nov 14, 2025 Q3 2025 |
1,034,426
shares
|
$15.2 Million
0.46% of portfolio
|
Q3 2025
Added 45.25%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Nov 14, 2025 Q3 2025 |
731,263
shares
|
$10.8 Million
0.0% of portfolio
|
Q3 2025
Reduced 0.16%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
659,188
shares
|
$9.7 Million
0.01% of portfolio
|
Q3 2024
Reduced 0.81%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2025 Q3 2025 |
616,580
shares
|
$9.08 Million
0.0% of portfolio
|
Q3 2025
Added 8.99%
|
|
|
Invesco Ltd.
Atlanta, GA |
Nov 13, 2025 Q3 2025 |
581,790
shares
|
$8.56 Million
0.0% of portfolio
|
Q3 2025
Reduced 0.6%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Nov 13, 2025 Q3 2025 |
530,137
shares
|
$7.8 Million
0.06% of portfolio
|
Q3 2025
Reduced 10.97%
|
|
|
Allspring Global Investments Holdings, LLC
|
Oct 20, 2025 Q3 2025 |
527,485
shares
|
$7.76 Million
0.01% of portfolio
|
Q3 2025
Added 49.01%
|
|
|
Ubs Group Ag
|
Nov 13, 2025 Q3 2025 |
428,921
shares
|
$6.31 Million
0.0% of portfolio
|
Q3 2025
Reduced 3.65%
|
|
|
Cornerstone Advisors, LLC
Asheville, NC |
Nov 07, 2025 Q3 2025 |
373,933
shares
|
$5.5 Million
0.19% of portfolio
|
Q3 2025
Reduced 20.83%
|
|
|
Capital Investment Advisors, LLC
|
Oct 23, 2025 Q3 2025 |
361,745
shares
|
$5.32 Million
0.09% of portfolio
|
Q3 2025
Reduced 7.26%
|
|
|
Shaker Financial Services, LLC
|
Oct 22, 2025 Q3 2025 |
324,768
shares
|
$4.78 Million
1.72% of portfolio
|
Q3 2025
Reduced 29.33%
|
|
|
Aqr Arbitrage LLC
Greenwich, CT |
Nov 14, 2025 Q3 2025 |
274,485
shares
|
$4.04 Million
0.3% of portfolio
|
Q3 2025
Reduced 21.64%
|
|
|
Wolverine Asset Management LLC
|
Oct 28, 2025 Q3 2025 |
246,737
shares
|
$3.63 Million
0.06% of portfolio
|
Q3 2025
Reduced 1.19%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 12, 2025 Q3 2025 |
213,080
shares
|
$3.14 Million
0.0% of portfolio
|
Q3 2025
Added 8.51%
|
|
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
Nov 12, 2025 Q3 2025 |
180,969
shares
|
$2.66 Million
0.92% of portfolio
|
Q3 2025
Reduced 25.9%
|
|
|
1607 Capital Partners, LLC
Richmond, VA |
Nov 14, 2025 Q3 2025 |
151,311
shares
|
$2.23 Million
0.17% of portfolio
|
Q3 2025
Reduced 5.2%
|
|
|
Mml Investors Services, LLC
Springfield, MA |
Nov 14, 2025 Q3 2025 |
126,346
shares
|
$1.86 Million
0.01% of portfolio
|
Q3 2025
Added 8.47%
|
|
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
Nov 14, 2025 Q3 2025 |
105,941
shares
|
$1.56 Million
0.14% of portfolio
|
Q3 2025
New holding
|
|
|
Ameriprise Financial Inc
Minneapolis, MN |
Nov 14, 2025 Q3 2025 |
101,102
shares
|
$1.49 Million
0.0% of portfolio
|
Q3 2025
Added 0.51%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2025 Q3 2025 |
93,615
shares
|
$1.38 Million
0.0% of portfolio
|
Q2 2025
Reduced 15.48%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 14, 2025 Q3 2025 |
93,509
shares
|
$1.38 Million
0.0% of portfolio
|
Q3 2025
Reduced 1.11%
|
|
|
Envestnet Asset Management Inc
|
Nov 04, 2025 Q3 2025 |
89,928
shares
|
$1.32 Million
0.0% of portfolio
|
Q3 2025
Added 1.42%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
88,866
shares
|
$1.31 Million
0.0% of portfolio
|
Q3 2024
Reduced 2.3%
|
|