Institutional Ownership Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX). We have compiled data on the 122 institutions that hold shares in the stock, with a total of 12.8 Million shares, which have been reported (via 13F filing form) to have a value of $189 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Uhlmann Price Securities, LLC
Skokie, IL |
Nov 06, 2025 Q3 2025 |
13,781
shares
|
$202,856
0.13% of portfolio
|
Q3 2025
New holding
|
|
|
Warren Averett Asset Management, LLC
Birmingham, AL |
Nov 14, 2025 Q3 2025 |
13,478
shares
|
$198,396
0.0% of portfolio
|
Q3 2025
Reduced 2.81%
|
|
|
Allworth Financial LP
|
Dec 02, 2025 Q3 2025 |
13,432
shares
|
$197,719
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Sheaff Brock Investment Advisors, LLC
|
May 07, 2025 Q1 2025 |
13,427
shares
|
$197,645
0.02% of portfolio
|
Q1 2025
Added 0.03%
|
|
|
Kestra Advisory Services, LLC
|
Nov 13, 2025 Q3 2025 |
12,318
shares
|
$181,320
0.0% of portfolio
|
Q3 2025
Reduced 7.57%
|
|
|
Tcg Advisory Services, LLC
Austin, TX |
Nov 12, 2025 Q3 2025 |
12,096
shares
|
$178,053
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
Pks Advisory Services, LLC
Albany, NY |
Nov 12, 2025 Q3 2025 |
11,858
shares
|
$174,549
0.04% of portfolio
|
Q3 2025
Reduced 4.46%
|
|
|
9258 Wealth Management, LLC
|
Nov 12, 2024 Q3 2024 |
11,800
shares
|
$173,696
0.03% of portfolio
|
Q3 2024
Added 0.55%
|
|
|
Merit Financial Group, LLC
|
Nov 07, 2025 Q3 2025 |
11,776
shares
|
$173,342
0.0% of portfolio
|
Q3 2025
Reduced 1.04%
|
|
|
Vista Investment Partners Ii, LLC
Richmond, IN |
Oct 29, 2025 Q3 2025 |
10,800
shares
|
$158,976
0.08% of portfolio
|
Q4 2024
New holding
|
|
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
Oct 15, 2025 Q3 2025 |
10,500
shares
|
$154,560
0.0% of portfolio
|
Q2 2025
Reduced 8.7%
|
|
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
Nov 14, 2025 Q3 2025 |
8,190
shares
|
$120,556
0.07% of portfolio
|
Q1 2025
New holding
|
|
|
Pfs Partners, LLC
Mine Hill, NJ |
Oct 16, 2025 Q3 2025 |
7,557
shares
|
$111,239
0.05% of portfolio
|
Q3 2025
Added 2.11%
|
|
|
Larson Financial Group LLC
|
Nov 14, 2025 Q3 2025 |
6,000
shares
|
$88,320
0.0% of portfolio
|
Q3 2024
Added 233.33%
|
|
|
Private Trust CO Na
|
Oct 15, 2025 Q3 2025 |
5,200
shares
|
$76,544
0.01% of portfolio
|
Q4 2023
Added 160.0%
|
|
|
Eastern Bank
|
Oct 27, 2025 Q3 2025 |
5,038
shares
|
$74,159
0.0% of portfolio
|
Q1 2025
New holding
|
|
|
Comerica Bank
|
Nov 13, 2025 Q3 2025 |
4,391
shares
|
$64,635
0.0% of portfolio
|
Q3 2025
Reduced 0.16%
|
|
|
Td Private Client Wealth LLC
New York, NY |
Oct 27, 2025 Q3 2025 |
3,540
shares
|
$52,108
0.0% of portfolio
|
Q1 2025
New holding
|
|
|
Farther Finance Advisors, LLC
San Francisco, CA |
Oct 14, 2025 Q3 2025 |
3,278
shares
|
$48,252
0.0% of portfolio
|
Q3 2025
Added 2853.15%
|
|
|
Marshall & Sterling Wealth Advisors Inc.
Poughkeepsie, NY |
Nov 07, 2025 Q3 2025 |
2,837
shares
|
$41,760
0.03% of portfolio
|
Q4 2024
New holding
|
|
|
Fny Investment Advisers, LLC
|
Jul 30, 2025 Q2 2025 |
2,800
shares
|
$41,216
0.02% of portfolio
|
Q1 2025
New holding
|
|
|
Advisory Services Network, LLC
|
Nov 18, 2025 Q3 2025 |
2,797
shares
|
$41,171
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
United Community Bank
Greenville, SC |
Nov 04, 2025 Q3 2025 |
2,550
shares
|
$37,536
0.01% of portfolio
|
Q2 2024
New holding
|
|
|
Kerr Financial Planning Corp
Fresno, CA |
Nov 25, 2025 Q3 2025 |
2,419
shares
|
$35,607
0.05% of portfolio
|
Q3 2025
New holding
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 19, 2025 Q3 2025 |
2,000
shares
|
$29,440
0.0% of portfolio
|
Q1 2023
New holding
|
|