Purchases and Sales Made in Q1 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-3.24K- 86.63% |
$45.8K - $51.4K
|
500
$7.63K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.02K- 1.04% |
$56.8K - $63.6K
|
382K
$5.84M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.13K- 3.54% |
$58.4K - $65.5K
|
112K
$1.72M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.47K- 60.42% |
$63.3K - $70.9K
|
2.93K
$44.7K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-5.9K- 24.19% |
$83.5K - $93.5K
|
18.5K
$282K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.97K- 9.25% |
$98.6K - $110K
|
68.4K
$1.04M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-7.28K- 34.07% |
$103K - $115K
|
14.1K
$215K
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-7.72K- 25.4% |
$109K - $122K
|
22.7K
$346K
|
|
|
May 15, 2023
Q1 2023
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-13.9K- 62.89% |
$196K - $220K
|
8.19K
$125K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.2K- 8.6% |
$229K - $256K
|
172K
$2.62M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17.5K- 10.4% |
$247K - $277K
|
151K
$2.3M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-23.3K- 40.36% |
$329K - $369K
|
34.4K
$525K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-86.9K- 13.82% |
$1.23M - $1.38M
|
542K
$8.27M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-135K- 12.03% |
$1.91M - $2.14M
|
988K
$15.1M
|