Purchases and Sales Made in Q2 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
421K+ 144.65% |
$5.37M - $6.11M
|
712K
$10.5M
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
390KNew |
$4.98M - $5.66M
|
390K
$5.74M
|
|
|
Jul 25, 2025
Q2 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
342K+ 2754.96% |
$4.36M - $4.96M
|
354K
$5.21M
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
189K+ 70.11% |
$2.42M - $2.75M
|
460K
$6.76M
|
|
|
Jul 14, 2025
Q2 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
85.4KNew |
$1.09M - $1.24M
|
85.4K
$1.26M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.8K+ 40.71% |
$725K - $824K
|
196K
$2.89M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
31K+ 106.74% |
$395K - $449K
|
60K
$883K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
26.3K+ 11.79% |
$336K - $382K
|
250K
$3.68M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.8K+ 3.63% |
$266K - $302K
|
595K
$8.77M
|
|
|
Aug 13, 2025
Q2 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
19KNew |
$242K - $276K
|
19K
$280K
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.4KNew |
$235K - $268K
|
18.4K
$271K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
18.4K+ 57.11% |
$235K - $267K
|
50.6K
$745K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16.4K+ 20.91% |
$209K - $237K
|
94.6K
$1.39M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16KNew |
$204K - $232K
|
16K
$235K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
13.6K+ 15.6% |
$173K - $197K
|
101K
$1.48M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
13.4KNew |
$171K - $195K
|
13.4K
$198K
|
|
|
Jul 11, 2025
Q2 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
12.7KNew |
$162K - $184K
|
12.7K
$186K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.9K+ 28.98% |
$139K - $158K
|
48.5K
$713K
|
|
|
Aug 08, 2025
Q2 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
7.63K+ 1.64% |
$97.4K - $111K
|
472K
$6.95M
|
|
|
Jul 14, 2025
Q2 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
6.06KNew |
$77.3K - $87.9K
|
6.06K
$89.2K
|
|
|
Jul 08, 2025
Q2 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.67K+ 7.81% |
$72.3K - $82.3K
|
78.2K
$1.15M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.39K+ 9.68% |
$68.8K - $78.2K
|
61.1K
$899K
|
|
|
Jul 10, 2025
Q2 2025
|
Stolper CO
|
BUY
|
- |
2.59K+ 7.86% |
$33K - $37.6K
|
35.5K
$523K
|
|
|
Aug 14, 2025
Q2 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
2K+ 5.87% |
$25.5K - $29K
|
36.1K
$531K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.96K+ 219.22% |
$25K - $28.5K
|
2.86K
$42.1K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.58K+ 12.4% |
$20.2K - $23K
|
14.3K
$211K
|
|
|
Jul 22, 2025
Q2 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
1.26K+ 11.83% |
$16.1K - $18.3K
|
11.9K
$175K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.09K+ 1.41% |
$13.9K - $15.8K
|
78.2K
$1.15M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
805New |
$10.3K - $11.7K
|
805
$11.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
613+ 4.82% |
$7.82K - $8.89K
|
13.3K
$196K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
500New |
$6.38K - $7.26K
|
500
$7.36K
|
|
|
Jul 25, 2025
Q2 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
467+ 3.32% |
$5.96K - $6.78K
|
14.5K
$214K
|
|
|
Jul 16, 2025
Q2 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
152+ 2.1% |
$1.94K - $2.21K
|
7.4K
$109K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
131+ 0.51% |
$1.67K - $1.9K
|
25.7K
$378K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
35New |
$447 - $508
|
35
$515
|
|
|
Jul 18, 2025
Q2 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
25+ 2.11% |
$319 - $363
|
1.21K
$17.8K
|
|
|
Jul 24, 2025
Q2 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
22+ 2.03% |
$281 - $319
|
1.1K
$16.3K
|
|
|
Oct 02, 2025
Q2 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
11+ 1.69% |
$140 - $160
|
662
$9.74K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 15, 2025
Q2 2025
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-78- 0.13% |
$995 - $1.13K
|
59.9K
$882K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-100- 0.24% |
$1.28K - $1.45K
|
41.7K
$613K
|
|
|
Jul 24, 2025
Q2 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
SELL
|
- |
-185- 1.26% |
$2.36K - $2.68K
|
14.5K
$213K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-266- 2.15% |
$3.39K - $3.86K
|
12.1K
$178K
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-331- 2.33% |
$4.22K - $4.8K
|
13.9K
$204K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-370- 0.86% |
$4.72K - $5.37K
|
42.4K
$624K
|
|
|
Jul 29, 2025
Q2 2025
|
Schnieders Capital Management LLC
|
SELL
|
- |
-500- 1.52% |
$6.38K - $7.26K
|
32.3K
$475K
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-529- 0.78% |
$6.75K - $7.68K
|
67.7K
$996K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-545- 35.09% |
$6.95K - $7.91K
|
1.01K
$14.8K
|
|
|
Jul 23, 2025
Q2 2025
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
SELL
|
- |
-779- 4.46% |
$9.94K - $11.3K
|
16.7K
$245K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-1K- 8.7% |
$12.8K - $14.5K
|
10.5K
$155K
|
|